439 technology risk control officer jobs found

Divisional Technology Risk and Controls Senior Associate role profile 020523.docx At LSEG, we believe that creating a diverse and inclusive organisation is fundamental to the way we deliver on our promise of creating essential partnerships and open opportunities. Our open culture is central to how we deliver our purpose – driving financial stability, empowering economies and enabling customers to create sustainable growth – in everything we do. Working with us means that you will be part of a dynamic organisation of 25,000 people across 70 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth....

Divisional Technology Risk and Controls Senior Associate role profile 020523.docx At LSEG, we believe that creating a diverse and inclusive organisation is fundamental to the way we deliver on our promise of creating essential partnerships and open opportunities. Our open culture is central to how we deliver our purpose – driving financial stability, empowering economies and enabling customers to create sustainable growth – in everything we do. Working with us means that you will be part of a dynamic organisation of 25,000 people across 70 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce. You will be part of a collaborative and creative culture where we encourage new ideas and are committed to sustainability across our global business. You will experience the critical role we have in helping to re-engineer the financial ecosystem to support and drive sustainable economic growth....

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets. Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering, connecting global exchanges and...

Role Profile Group Risk Management function is responsible for ensuring the development and maintenance of an adequate risk framework that enables management to deliver its strategy by balancing risk and rewards within the appetite approved by the Board. It is also responsible to ensure governance arrangements in place are adequate to effectively manage the strategic, financial, regulatory, and operational risks of the LSEG.  This includes the development of risk strategies to manage business integration, continuity or disaster recovery and risk transfer. The risk function is a key contributor to the successful delivery of LSEG strategy. The role is responsible for the development and ongoing maintenance of the risk, and policy framework supporting activities within our group corporate governance agenda.  The Group Risk team is responsible for establishing the framework for the management of all financial and non-financial risks across the Group. The function acts as a close...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The role: Airwallex’s global Regulatory Compliance & Licensing Team works cross-functionally and across multiple jurisdictions to develop and execute regulatory strategies that facilitate the launch into new markets and sustainably scale up Airwallex’s operations worldwide by applying for new regulatory licenses as we expand in products suits and geographic regions, in addition to putting in...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Head of Enterprise Risk Strategy Job Purpose What does the head of Enterprise Risk Strategy do? As the Head of Enterprise Risk Strategy at Fiserv, you are responsible for providing exceptional service to the Chief Risk Officer, and the Enterprise Risk & Control Organization in support of the pursuit and achievement of ERC’s strategic objectives.   This position will report to the EVP, Chief Risk Officer. The position can entail travel up...

End Date Monday 05 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary We have a great opportunity to work within the recently formed Trade Controls Office, sitting within our Commercial & Institutional Banking division (CIB). Our team is responsible for ensuring compliance with regulations relating to Trade Controls across a variety of market products (e.g. for regulated derivative trading, bond markets, money markets) and proactively lead the risk and control framework across the Ring Fenced Bank and Lloyds Bank Corporate Markets (Non-Ringfenced Bank - through a shared service), in the first line of defence. Job Description We're looking for a new Director to drive the improvement and automation of relevant trade controls through strategic programmes and use data analytics to support decisions. You'll provide assurance to...

End Date Monday 05 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary We have a great opportunity to work within the recently formed Trade Controls Office, sitting within our Commercial & Institutional Banking division (CIB). Our team is responsible for ensuring compliance with regulations relating to Trade Controls across a variety of market products (e.g. for regulated derivative trading, bond markets, money markets) and proactively lead the risk and control framework across the Ring Fenced Bank and Lloyds Bank Corporate Markets (Non-Ringfenced Bank - through a shared service), in the first line of defence. Job Description We're looking for a new Associate Director to pro-actively work on the improvement and automation of relevant trade controls through strategic programmes and use data analytics to support decisions....

End Date Monday 05 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary We have a great opportunity to work within the recently formed Trade Controls Office, sitting within our Commercial & Institutional Banking division (CIB). Our team is responsible for ensuring compliance with regulations relating to Trade Controls across a variety of market products (e.g. for regulated derivative trading, bond markets, money markets) and proactively lead the risk and control framework across the Ring Fenced Bank and Lloyds Bank Corporate Markets (Non-Ringfenced Bank - through a shared service), in the first line of defence. Job Description We're looking for a new Associate to pro-actively work on the improvement and automation of relevant trade controls through strategic programmes and use data analytics to support decisions. You'll assist...

The Manager, D&A Compliance – APAC is a Compliance Officer within the Trading & Banking (“T&B”) sector of the Data and Analytics (“D&A”) division of the London Stock Exchange Group (“LSEG”). The role will be located in Hong Kong and reports into the Senior Manager, D&A Compliance, Trading and Banking who is based in Hong Kong. This role will primarily focus on Hong Kong SFC broker-dealer compliance for electronic trading/technology solutions (e.g., OEMS) as well as outsourced trading, multi-asset class advisory compliance, and support for the integration of the business into the Trading and Banking sector. The role will also be setting the risk appetite and establishing the necessary governance and standards to ensure the relevant legal, risk, compliance and regulatory requirements and obligations for the Hong Kong SFC broker-dealer are managed in a robust and agile manner. The successful candidate will be a true business partner, ensuring compliance for the...

Our Opportunity: TransferWise was founded in 2011 with a clear mission — money without borders — instant, convenient, transparent, and eventually free. We’ve built a market-leading technology product that’s been used by over 5 million people to move money around the world without the rip-off fees charged by the banks. We’re disrupting the world of currency and international money transfer. We are growing rapidly around the world and need to make sure that we have the best setup to support that growth in every region. You will help to shape the future of TransferWise across the Group.  The Financial Risk Specialist- NorthAm will report directly to the Country Risk Officer, providing support and second line risk management advice and oversight to the Northam entities and support similar activities in the Americas region.  What will you be doing: Provide an objective view of the effectiveness of financial and prudential risk management and internal controls...

Paysend is a UK-based FinTech company that has over 5 million customers and is on a mission to change the way that people and businesses globally manage their money. Our growth has been fast and exciting. We were the first FinTech company to introduce global card-to-card transfers, connecting 12 billion cards issued by the international payment systems Mastercard, Visa, China Union Pay and local cards schemes, and we have strategic partnerships with many of the world’s top payment companies. Born in April 2017, we now serve customers in over 150 countries and have over 200 employees, having more than doubled in size since March 2020. In May 2021, we secured US$125 million in a Series B funding round which valued the company at US$700+ million. Since then we’ve expanded into Asia-Pacific with the opening of our Singapore headquarters, we've opened our Americas and LatAm headquarters in Miami, and recently launched our new European Technology Centre in Belgrade,...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world? This is an exciting opportunity to join of a Futures trading  venue with Binance’s Multilateral Trading Facility (MTF) reporting to the Chief Compliance Officer. You will be part of the evolution of financial services, by establishing the annual control plan and the broader Internal control function for a new legal entity, whose principal business is trading futures contracts.    Responsibilities Support the board with their accountability for compliance with MiFID and MAR in implementation of the annual control plan, quality checks, monitoring of regulatory KPI/KRIs. Work closely with...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Line of Business Control Officer Job Purpose What does the Line of Business Control Officer do? As the Line of Business Control Officer within Fiserv, you will be responsible for providing exceptional service to the Chief Risk Officer and the Enterprise Risk & Controls organization in support of the pursuit and achievement of ERC's strategic objectives. This position will report to our EVP, Chief Risk Officer. The position can entail...

The Role:  Compliance Officer – Control Room                                                         Grade: 9 Location: Mumbai The Team: Compliance Control Room is part of the Exams and Monitoring group of the S&P Global Ratings Compliance Department.  Its members apply standardized monitoring and surveillance protocols to help mitigate compliance, regulatory and reputational risk; prevent or manage conflict of interests; helping the Ratings Division protect information collected or generated as part of its credit rating activities.  The Control Room helps preserve ethical firewalls designed to manage conflicts of interests between different interest groups within the division, advises on applications of Protection of Information controls.  Members of Control Room attend meetings and review electronic communications to ensure that communications across ethical firewalls are conducted in accordance with principles set forth in the firm’s code of...

We are  Ramp , a  well-funded scaleup  that makes the Web3 world a reality 🚀 Reporting to the Chief Financial Officer, the Vendor Management Lead will create and deliver the Vendor Management Framework for Ramp. The role will include the creation and ownership of the supplier management processes, including supplier risk management, contract management, and PO processes. The role requires excellent commercial leadership and strong supplier management experience.   The successful candidate will be responsible for the following: Establishing best practice governance and processes across all contract management and supplier management activity; with a clear aim of delivering value and reducing risk across Ramp Interpreting regulatory requirements for supplier risk management, reviewing and challenging existing practices. Look to design and implement a rigorous operating model for the ongoing supplier management Defining the sourcing and outsourcing processes...

The Manager, D&A Compliance – APAC is a Compliance Officer within the Trading & Banking (“T&B”) sector of the Data and Analytics (“D&A”) division of the London Stock Exchange Group (“LSEG”). The role will be located in Hong Kong and reports into the Senior Manager, D&A Compliance, Trading and Banking who is based in Hong Kong. This role will primarily focus on Hong Kong SFC broker-dealer compliance for electronic trading/technology solutions (e.g., OEMS) as well as outsourced trading, multi-asset class advisory compliance, and support for the integration of the business into the Trading and Banking sector. The role will also be setting the risk appetite and establishing the necessary governance and standards to ensure the relevant legal, risk, compliance and regulatory requirements and obligations for the Hong Kong SFC broker-dealer are managed in a robust and agile manner. The successful candidate will be a true business partner, ensuring compliance for the...

Partner 36, Data and Analytics Lead Founded in Silicon Valley in 2009 by Marc Andreessen and Ben Horowitz, Andreessen Horowitz (known as "a16z") is a venture capital firm that backs bold entrepreneurs building the future through technology. We are stage agnostic: We invest in seed to venture to late-stage technology companies, across bio + healthcare, consumer, crypto, enterprise, fintech, games, and companies building toward American dynamism. a16z has $35B in assets under management across multiple funds. We’ve established a team that is defined by respect for the entrepreneur and the company-building process; we know what it’s like to be in the founder’s shoes. We’ve invested in companies like Affirm, Airbnb, Coinbase, Databricks, Devoted Health, EQRx, Figma, GitHub, Instacart, OpenSea, Roblox, Stripe, and Substack. Our team is at the forefront of new technology, helping founders and their companies impact and change the world. The Role a16z is seeking a...

Job Title Head of Compliance & Risk - IG Startup Job Description IG Incubator  We are expanding our share dealing and investing offering, building on our core competencies in design, execution and user experience to deliver a market-leading proposition to new and existing IG customers globally. This will be an incubated business with dedicated teams operating in a startup fashion.  Join the game-changers IG is hiring for an experienced Head of Risk & Compliance for its new business offering within the trading and investing space. The role will report to the Group Chief Compliance Officer, based in our London office, and will work closely with the Group Risk and Compliance teams in the UK, Poland and South Africa.  The successful candidate will own the design and implementation of the Risk and Compliance ‘second-line-of-defence’ (2LOD) programme for this new share dealing and investment platform start-up and will lead a team of risk and compliance...

End Date Friday 09 June 2023 Salary Range £55,620 - £61,800 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary This is an exciting opportunity to join the Markets Operations Middle Office team within Markets & Lending Delivery who provide support to both Commercial Banking and Group Corporate Treasury in management of Derivatives, FX and Credit Products ensuring trade integrity and revenue protection. Our teams in Middle Office work closely with our Front Office Partners providing advisory support and lifecycle management. We support clients globally and LBG teams in London, across the UK and our New York offices. This role also requires a close working relationship with key partners and the ability to meet the challenges of a dynamic trading environment. You'll help support the day to day running and tasks assigned to the team and have the chance to grow your...

End Date Friday 23 June 2023 Salary Range £73,616 - £92,020 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary Aim to deliver the highest quality customer driven software whilst continually challenging, motivating, mentoring and supporting their engineering teams. They will work in cross-disciplinary teams delivering exciting customer driven solutions and high quality software and showcase excellent interpersonal and communication skill whilst efficiently working across the project life cycle to ensure software operates as intended. They will be an advocate for Engineering, providing a voice to engineers within the teams, identifying and supporting their teams in resolution of impediments and issues as well as continually developing themselves with industry best practice and tooling used across their engineering team. This is a leadership level role and will blend...

End Date Salary Range We support agile working – click here for more information on agile working options. Agile Working Options Other Agile Working Arrangements / Open to Discussion Job Description Summary At Lloyds Banking Group, we have a clear purpose; to help Britain prosper and to become the best Financial Services provider for our customers. Through our brands, our Group has a relationship with just about every household and community in the UK. We underpin the lives of millions of individuals and businesses, and play a key role in helping to build a growing UK economy. An exciting opportunity has become available to join the Platforms – Operational Controls team. Job Description About the team Platforms within Market & Liquidity Risk, is a team that specialises in the operation of key Market & Counterparty Risk processes, the delivery of internal and regulatory change and the development of specialised reporting and analytics tools....

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets. Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering, connecting global exchanges and...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is seeking a talented Portfolio Lead to join our Financial Systems and Data Analytics team. The Portfolio lead will perform tasks required to track project statuses and ensure alignment with management objectives, facilitate project prioritization, coordinate project resources, maintain program, projects & departmental financials, create business cases, and communicate the portfolio of projects status to business leaders. This position will also coordinate across finance, technology, procurement, and other corporate functions and business groups on an as needed basis. We are made up of high performing teams that meet in person to learn and collaborate as needed. This role is considered hybrid, which means you’ll be assigned to a Broadridge...