Full time
London Stock Exchange Group
8 Upper McKinley Rd, Taguig, Metro Manila, Philippines
Job Profile Summary:
Provides leadership and technical guidance in the areas of compliance, control, policy and process adherence, including identification and documentation of required actions/policies, conformance tests and
ongoing monitoring issues to various departments.
Role Responsibilities and Key Accountabilities:
- Manages a team of Compliance Specialists, defining team operating standards and ensuring essential procedures are followed
- Works with colleagues to develop and implement processes and procedures to assure compliance, improve efficiency and ensure risk is managed appropriately
- Ensures adherence to reporting and regulatory requirements
- Ensures processes are followed in a timely manner and in line with agreed terms
- Works with various stakeholders to ensure compliance goals, KPIs and SLAs are met
- Suggests and implements improvements to current practice
- Drives motivation activities and development of the team
- Responsible for team performance reviews,...