494 senior compliance officer jobs found

About the job:   To further strengthen our Group Compliance function Saxo is looking for a competent and motivated Senior Compliance Officer to work with conduct risk topics such as investor protection, governance and conflicts of interest. The job will consist of assessment of compliance risks, advisory and monitoring activities, assisting with reporting and development of the bank’s compliance framework and governance.    You will become part of a very dynamic Group Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work. You will work independently as well as with colleagues from compliance teams in Saxo subsidiaries in a challenging and constantly developing business environment while at the same time growing both professionally and on a personal level. Depending on your profile you will drive activities across jurisdictions to ensure that Saxo Group is compliant with all relevant legislation, market practices...

About the job:   To further strengthen our Group Compliance function Saxo is looking for a competent and motivated Senior Compliance Officer to work with Financial Crime compliance, including AML, CTF and sanctions.   The job will consist of i dentifying and assessing financial crime risks, p erforming compliance controls and giving advice and guidance to the organization on Financial Crime regulations.     You will become part of a very dynamic Group Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work. You will work independently as well as with colleagues from compliance teams in Saxo subsidiaries in a challenging and constantly developing business environment while at the same time growing both professionally and on a personal level. Compliance is part of Saxo's independent, second line of defence. The department supports the Group’s Management in managing the bank’s compliance risks while at the same...

Role Purpose Provides compliance advisory, assurance and maintenance services to one or more LSEG regulated businesses/ legal entities. Role Responsibilities - Provides compliance advisory support to one or more LSEG regulated businesses/legal entities in order to assist them in securing regulatory non-objection for new products and initiatives and in complying with all applicable regulatory requirements - Keeps abreast of the impact of the latest regulatory developments on the regulated businesses/legal entities and provides advice on new regulations - Manages and maintains relationships with internal and external stakeholders and provides senior leaders with advice to resolve complex regulatory matters - Acts as the primary communication channel between the regulated businesses/legal entities and their regulator(s) - Maintains compliance procedures and designs compliance risk assessments for the businesses/legal entities - Manages the provision of compliance...

Our Vision  As one of the world’s top 10 (and rising🚀) digital asset exchanges, we provide a best- in-class experience in trading, security, and blockchain product innovation.  We aim to democratize access to the markets for all, making it possible for the most recent and promising cryptocurrency projects to be listed and traded safely and securely. Are you excited to join a decentralizing force in the world?    What you will be doing Development and management of compliance policies and processes; Ensure ongoing monitoring and reporting to relevant regulators; Coordinate global regulatory filings; Assist with a broad range of legal/regulatory matters, including regulatory perimeter assessments, licensing/registration applications, product assessment, and regulatory investigations; Proactively identify legal/regulatory problems, solutions and potential support needed to provide strategic support to the local business team; Secure and manage...

Over de job:   Within the Compliance team of the Saxo Bank Mid-Europe Region we are looking for a Head of Compliance & Risk Management for our Belgium Branch (Antwerp office). Are you a jack-of-all-trades who likes to both set the direction and execute on it, together with two other colleagues responsible for Compliance in Belgium sector? Then this function is for you! Your work environment? Saxo Bank Belgium is facing interesting challenges and Compliance & Risk – as the second line – plays a central role in this. Our main objective is to make a sustainable contribution to Saxo Bank's strategic objectives within the risk appetite. We do this, among other things, by helping the organization to comply with laws and regulations by giving solicited and unsolicited advice and conducting investigations. Here we look not only at the letter of the law, but also at the spirit of the law. Based on our Risk Management framework, we ensure that our risks are adequately...

This is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our momentum. Our business challenges are unique, we need as many different voices as possible to join us in solving them - voices like yours. So no matter where you’re from, who you love, or what you believe in, we welcome you to be your true self at Adyen. Senior Compliance Monitoring Officer Our fast-paced Compliance team is looking for an experienced Compliance Monitoring Officer with experience in performing compliance monitoring procedures in the payments and/or finance industry. The successful candidate must have strong analytical skills and be able to work as a business partner to connect with a wide range of...

Role Summary Responsible for managing the day-to-day operational corporate compliance activities to ensure Euronext's activities are compliant and will assist in carrying out the compliance program across Euronext markets in conjunction with individuals from the other teams as required. Support Euronext and its employees in complying with applicable laws and regulations and promoting ethical standards in accordance with good corporate governance Ensuring compliance of Euronext as a listed company and its employees. Perform reviews of Policies and upcoming regulations. Key accountabilities • Drive direction and communication to ensure compliance with our policies • Run projects and reporting when and if necessary • Assess and design internal policies in relation to legal framework. • Assess and adapt Corporate Compliance framework and monitoring program • Inform and advise internally on several Compliance related topics. • Develop and maintain excellent contacts and...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

End Date Monday 12 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary A fantastic opportunity to join the Consumer Credit Risk as a Credit Officer within the Unsecured products space. You'll be part of a team that is responsible for the design, implementation and oversight of credit risk strategies as well as delivery of portfolio performance within risk appetite. You'll conceptualise and produce data-based credit analytics and own regular reporting to assist in controlling the portfolio risk and associated credit strategies. You'll deliver deep-dive analyses to identify trends and work with cross-functional teams to create opportunities for improvement. You'll get opportunities to mentor and guide junior analysts across teams and work cross-functionally with a range of partners including product, engineering, finance, as well as other...

End Date Monday 12 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary A fantastic opportunity to join the Consumer Credit Risk as a Senior Credit Officer within the Unsecured products space. You'll be responsible for end-to-end credit risk management for an Unsecured product including supporting the design, implementation and oversight of credit risk strategies as well as the oversight of the associated portfolio to ensure performance is within risk appetite. You'll set up and manage the appropriate frameworks and conduct deep-dive analyses to identify trends and opportunities for improvement. You'll oversee a team of analysts and work cross-functionally with a range of partners including product, engineering, finance, as well as other credit risk teams to deliver innovative ways to minimize losses while balancing growth and customer...

End Date Sunday 04 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Other Agile Working Arrangements / Open to Discussion Job Description Summary Lloyds Banking Group has been the top Project Finance bank in the UK since 2018. Job Description Lloyds Banking Group has been the top Project Finance bank in the UK since 2018. Infrastructure & Project Finance Credit (“I&PF Credit”) is the credit team which supports this business area. Together with Acquisition Finance and Energy & Commodities, we make up Leveraged & Structured Finance Credit, the 2nd line of defence responsible for structured finance credit in Lloyds, and a key facet within Corporate & Institutional Coverage Credit. Within this team a vacancy has arisen for a Senior Credit Officer (director level equivalent) to facilitate the ongoing management and continued growth of the...

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets. Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering, connecting global exchanges and...

Team and Role Overview Third Party Risk Management (1LoD) within the Group Procurement function, is responsible for implementing the TPRM policy and operationalising the process to enable LSEG businesses to exercise robust management of risks associated with internal and external third party suppliers. This role reports to the TPRM Officer Team Lead (Director) as part of the 1LoD Third Party Risk Management function within Group Procurement. The role of the TPRM Officer is new to LSEG and forms part of the continued transformation of the Group’s risk management strategy. The successful candidate will form part of a small team of Third Party Risk Management Officers that will be aligned to the four core divisions of the Group: Capital Markets, Post Trade, Data & Analytics, and Corporate. Partnering with the senior management within the division (COO/CRO), the TPRM Officers will support divisions in developing tactical solutions to provide oversight and management...

Role Profile Group Risk Management function is responsible for ensuring the development and maintenance of an adequate risk framework that enables management to deliver its strategy by balancing risk and rewards within the appetite approved by the Board. It is also responsible to ensure governance arrangements in place are adequate to effectively manage the strategic, financial, regulatory, and operational risks of the LSEG.  This includes the development of risk strategies to manage business integration, continuity or disaster recovery and risk transfer. The risk function is a key contributor to the successful delivery of LSEG strategy. The role is responsible for the development and ongoing maintenance of the risk, and policy framework supporting activities within our group corporate governance agenda.  The Group Risk team is responsible for establishing the framework for the management of all financial and non-financial risks across the Group. The function acts as a close...

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of the Business, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of the business to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based decisions, including...

This role is an excellent opportunity to learn and gain exposure to global financial markets and risk management by joining a team which performs an important function in support of all LCH companies in LSEG’s Post Trade Division and their numerous clearing services, facilitating and advising on risk governance and policy issues and directly supporting the Executive and Board level risk management committees. The role will require frequent face to face, email and telephone contact with LCH & LSEG staff across all business services and control functions. The Risk Policy & Governance team sits within the Second Line Risk function and reports to the LCH Ltd Deputy Chief Risk Officer, though it is responsible for the risk policy and governance support function for both LCH Ltd and LCH SA. Key responsibilities of the role: * Performing a variety of committee support tasks (e.g. agenda and paper preparation, attending and minuting meetings, recording and following up...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The role: Airwallex’s global Regulatory Compliance & Licensing Team works cross-functionally and across multiple jurisdictions to develop and execute regulatory strategies that facilitate the launch into new markets and sustainably scale up Airwallex’s operations worldwide by applying for new regulatory licenses as we expand in products suits and geographic regions, in addition to putting in...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform.  Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. This role will see you being a vital member of an elite, innovative Financial Crime Compliance (“FCC”) team operationalising Airwallex’s FCC program. At Airwallex, we see compliance as a service to our business teams and our customers, and we get excited about innovation and collaboration. Partner with internal teams to design, develop, implement, execute, and monitor screening and monitoring rules...

This role is an excellent opportunity to learn and gain exposure to global financial markets and risk management by joining a team which performs an important function in support of all LCH companies in LSEG’s Post Trade Division and their numerous clearing services, facilitating and advising on risk governance and policy issues and directly supporting the Executive and Board level risk management committees. The role will require frequent face to face, email and telephone contact with LCH & LSEG staff across all business services and control functions. The Risk Policy & Governance team sits within the Second Line Risk function and reports to the LCH Ltd Deputy Chief Risk Officer, though it is responsible for the risk policy and governance support function for both LCH Ltd and LCH SA. Key responsibilities of the role: * Performing a variety of committee support tasks (e.g. agenda and paper preparation, attending and minuting meetings, recording and following up...

Empower the Individual Through Crypto Gemini is a crypto exchange and custodian that allows customers to buy, sell, store, and earn more than 30 cryptocurrencies like bitcoin, bitcoin cash, ether, litecoin, and Zcash. Gemini is a New York trust company that is subject to the capital reserve requirements, cybersecurity requirements, and banking compliance standards set forth by the New York State Department of Financial Services and the New York Banking Law. Gemini was founded in 2014 by twin brothers Cameron and Tyler Winklevoss to empower the individual through crypto. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we want to help you buy, sell, and store your bitcoin and cryptocurrency. Crypto is not just a technology, it's a movement. At Gemini, our mission is to empower the individual...

Empower the Individual Through Crypto Gemini is a crypto exchange and custodian that allows customers to buy, sell, store, and earn more than 30 cryptocurrencies like bitcoin, bitcoin cash, ether, litecoin, and Zcash. Gemini is a New York trust company that is subject to the capital reserve requirements, cybersecurity requirements, and banking compliance standards set forth by the New York State Department of Financial Services and the New York Banking Law. Gemini was founded in 2014 by twin brothers Cameron and Tyler Winklevoss to empower the individual through crypto. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we want to help you buy, sell, and store your bitcoin and cryptocurrency. Crypto is not just a technology, it's a movement. At Gemini, our mission is to empower the individual...

End Date Thursday 08 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary You'll be accountable for driving the risk and control environment vision and strategic priorities for BCB Cash Management & Payments (CM&P) business area, including run and change. C&MP transformation is key for the delivery of BCB’s strategy in order to grow our business through co-ordinated product propositions and improving BCB client insight, digitisation and innovation. You'll be responsible for working directly with the BCB Risk & Controls Officer and MD, CM&P. You'll lead on risk and control engagement with the CM&P Platform (as Control by Design Lead) to ensure that new product propositions and transformation are delivered safely, with Consumer Duty in mind, and control by design to ensure risk is designed out and regulation...

End Date Thursday 08 June 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary This individual will be accountable for driving the risk and control environment vision and strategic priorities for BCB Lending & Working Capital (L&WC) business area, including run and change. L&WC transformation is key for the delivery of BCB’s (Business & Commercial Banking) strategy in order to grow our business through co-ordinated product propositions and improving BCB client insight, digitisation and innovation. You'll be responsible for working directly with the BCB Risk & Controls Officer and MD, L&WC. You'll lead on risk and control engagement with the BCB Lending Platform (as Control by Design Lead) to ensure that new product propositions and transformation are delivered safely, with Consumer Duty in mind, and control by design...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. This role will see you being a vital member of an elite, innovative Financial Crime Compliance (“FCC”) team operationalising Airwallex’s FCC program. At Airwallex, we see compliance as a service to our business teams and our customers, and we get excited about innovation and collaboration. Partner with internal teams to design, develop, implement, execute, and monitor screening and monitoring rules...