264 senior audit manager jobs found

Role Purpose The French clearing house is LCH SA. Created in 1969, under the name Banque Centrale de Compensation, it notably clears the spot and continental derivatives markets of Euronext. It also clears bond markets and transactions on Credit Default Swaps. LCH SA is one of two clearing houses of the London Stock Exchange Group and is part of the Post Trade division. Under the hierarchical authority of the Director of Internal Audit of LCH SA, the internal auditor is responsible for carrying out, as part of the annual audit plan, audit assignments relating to the internal control system, measurement and risk monitoring and governance systems and procedures of Banque de Compensation LCH SA. Its main tasks are to: Manages the audit delivery and actively contributes to the successful execution of a portfolio of audits by ensuring that audits are completed to a high-quality standard and that engagement reports provide assurance and contribute to improving LSEG’s risk and...

Role Purpose The French clearing house is LCH SA. Created in 1969, under the name Banque Centrale de Compensation, it notably clears the spot and continental derivatives markets of Euronext. It also clears bond markets and transactions on Credit Default Swaps. LCH SA is one of two clearing houses of the London Stock Exchange Group and is part of the Post Trade division. Under the hierarchical authority of the Director of Internal Audit of LCH SA, the internal auditor is responsible for carrying out, as part of the annual audit plan, audit assignments relating to the internal control system, measurement and risk monitoring and governance systems and procedures of Banque de Compensation LCH SA. Its main tasks are to: Manages the audit delivery and actively contributes to the successful execution of a portfolio of audits by ensuring that audits are completed to a high-quality standard and that engagement reports provide assurance and contribute to improving LSEG’s risk and...

Role Purpose The French clearing house is LCH SA. Created in 1969, under the name Banque Centrale de Compensation, it notably clears the spot and continental derivatives markets of Euronext. It also clears bond markets and transactions on Credit Default Swaps. LCH SA is one of two clearing houses of the London Stock Exchange Group and is part of the Post Trade division. Under the hierarchical authority of the Director of Internal Audit of LCH SA, the internal auditor is responsible for carrying out, as part of the annual audit plan, audit assignments relating to the internal control system, measurement and risk monitoring and governance systems and procedures of Banque de Compensation LCH SA. Its main tasks are to: Manages the audit delivery and actively contributes to the successful execution of a portfolio of audits by ensuring that audits are completed to a high-quality standard and that engagement reports provide assurance and contribute to improving LSEG’s risk and...

Role Purpose Leads a team of auditors to successfully execute audits which provide impactful audit reports, assurance and contribute to improving the control environment. Proactively contribute to audit team work, scrums/team meetings and independently drive audit walkthrough conversations with stakeholders. Independently execute audit testing, deliver work paper, draft issue and report content for your section to time and quality meeting all methodology requirements. Proactively contribute to scoping of reviews. Provide input to the Audit Director and Senior Audit Manager on any changes or risks that you have identified in the area that you are responsible with recommendations for changes to audit plan for both the quarterly refresh and the annual plan (inclusions and exclusions) with drivers Role Responsibilities Executes the audit plan successfully to quality and within budget. Directs a team of auditors in the field and uses active coaching and supervision to ensure quality...

Role Purpose Leads a team of auditors to successfully execute audits which provide impactful audit reports, assurance and contribute to improving the control environment. Proactively contribute to audit team work, scrums/team meetings and independently drive audit walkthrough conversations with stakeholders. Independently execute audit testing, deliver work paper, draft issue and report content for your section to time and quality meeting all methodology requirements. Proactively contribute to scoping of reviews. Provide input to the Audit Director and Senior Audit Manager on any changes or risks that you have identified in the area that you are responsible with recommendations for changes to audit plan for both the quarterly refresh and the annual plan (inclusions and exclusions) with drivers Role Responsibilities Executes the audit plan successfully to quality and within budget. Directs a team of auditors in the field and uses active coaching and supervision to ensure quality...

*LSEG RETURNER PROGRAMME APPLICANTS ONLY* ELIGIBILITY (PLEASE READ) You must have been out of formal employment for at least 18 months (we cannot accept consulting CVs). You must have the right to work in the UK. We will not respond to applications who do not meet the above criteria LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential. We are looking for Internal Audit applicants who are looking to get back into formal employment. It might be that you’ve taken time out for childcare or eldercare, have relocated, or for any other reason. You could also have been studying or working on a small-scale basis to fit around your other commitment or have not done any paid...

Job Title IT Audit Manager, Senior Job Purpose What does a great IT Audit Sr. Manager do?   You will bring a systematic and disciplined approach to evaluate and improve the effectiveness of Fiserv’s governance, risk management and internal control environment.   The group performs independent evaluations of the adequacy and effectiveness of Fiserv’s technology operations.   What you will do: ·          Provide senior level leadership to complex IT focused audits including IT governance, service and projects delivery, and audits of IT technical domains in both the US and internationally. Audits have a heavy emphasis in Cybersecurity, Information Security, and Data Privacy/Protection.   ·          Contribute to the development of the annual audit risk assessment process that results in the audit plan.   ·          Be accountable for the audit lifecycle, staffing, scheduling, approach to testing and...

Role Responsibilities and Key Accountabilities The Assurance and Control team (ACT) is responsible for overseeing the ongoing assessment of the Benchmark and Indices internal control framework. This 1LOD function provides advisory, analysis, and oversight activities intended to ensure the operation of an effective control environment through performance of routine assurance activities; identification and escalation of control issues; verification that processes are appropriately documented and have considered relevant risks and controls; and proactive partnership across the organization to drive remediation efforts. ACT supports FTSE International Ltd, as well as other London Stock Exchange Group functions including IT, Internal Audit, Risk and Compliance. In this role, you will report to the Director Assurance and Controls and will be responsible for the following: Performs control assessment and assurance activities in accordance with department standards. Provides input...

Role Responsibilities and Key Accountabilities The Assurance and Control team (ACT) is responsible for overseeing the ongoing assessment of the Benchmark and Indices internal control framework. This 1LOD function provides advisory, analysis, and oversight activities intended to ensure the operation of an effective control environment through performance of routine assurance activities; identification and escalation of control issues; verification that processes are appropriately documented and have considered relevant risks and controls; and proactive partnership across the organization to drive remediation efforts. ACT supports FTSE International Ltd, as well as other London Stock Exchange Group functions including IT, Internal Audit, Risk and Compliance. In this role, you will report to the Director Assurance and Controls and will be responsible for the following: Performs control assessment and assurance activities in accordance with department standards. Provides input...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The Role Reporting to the Head of Internal Audit, the Senior Internal Audit Manager will lead risk and compliance-related audits at Airwallex. You will help to design the audit plan and testing approach, bringing impact to the company by contributing progressive ideas to stakeholders regarding multiple risk and compliance domains, including AML/CFT, Fraud, Card Scheme Compliance and Enterprise...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The Role Reporting to the Head of Internal Audit, the Senior Internal Audit Manager will lead risk and compliance-related audits at Airwallex. You will help to design the audit plan and testing approach, bringing impact to the company by contributing progressive ideas to stakeholders regarding multiple risk and compliance domains, including AML/CFT, Fraud, Card Scheme Compliance and Enterprise...

Exciting opportunities to join a growing Internal Audit function at the prestigious London Stock Exchange Group (LSEG). “LSEG is a diverse, and dynamic global organisation which has grown materially in recent years and has ambitious plans for future growth, including through the recently announced strategic partnership with Microsoft. As part of LSEG Internal Audit, you will have the opportunity to provide assurance and insights on the integration of Refinitiv, as well as strategic transformation within Group divisions including Data and Analytics, Capital Markets, Post Trade and Technology. In line with the Group’s expansion, Internal Audit is expanding too, recruiting highly experienced audit professionals to complement our outstanding existing team as we build an Internal Audit function fit for LSEG’s new era. Be part an exciting journey!” Role Purpose Supervises and actively contributes to the successful execution of a portfolio of change and transformation audits by...

Exciting opportunities to join a growing Internal Audit function at the prestigious London Stock Exchange Group (LSEG). “LSEG is a diverse, and dynamic global organisation which has grown materially in recent years and has ambitious plans for future growth, including through the recently announced strategic partnership with Microsoft. As part of LSEG Internal Audit, you will have the opportunity to provide assurance and insights on the integration of Refinitiv, as well as strategic transformation within Group divisions including Data and Analytics, Capital Markets, Post Trade and Technology. In line with the Group’s expansion, Internal Audit is expanding too, recruiting highly experienced audit professionals to complement our outstanding existing team as we build an Internal Audit function fit for LSEG’s new era. Be part an exciting journey!” Role Purpose Supervises and actively contributes to the successful execution of a portfolio of change and transformation audits by...

Role Summary Reporting to the Organic Transformation Lead, within the Corporate Technology M&A department, the Decommissioning Programme Manager is responsible for delivering an aggressive pipeline of work aimed at reducing risk and cost, simplifying the technology estate, and acting a supplier of services across multiple portfolios. This role will work with the Corporate Technology M&A Leadership team to operationalise the decommissioning process and align the process with the wider Integration and Separation frameworks. Responsible for the programme management of this division wide technology programme. This will incude scoping, planning, executing, and monitoring deliverables, risks and resources to keep the programme on schedule and to budget. Managing the relationship between technology and the business, you will help to shape programme governance, processes, and reporting. This may include network and infrastructure change, data and cloud migrations,...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

Job Description The Cboe Regulatory Division (the “Division”) is actively seeking a highly motivated individual to join our Equities Investigations Management team. The Equities Investigations Manager will lead investigators and investigative activities to assist in determinations regarding possible violations of Cboe BZX, Cboe BYX, Cboe EDGX, and Cboe EDGA equities exchanges (collectively, the “Exchanges”) Rules and other applicable rules and regulations governing the Exchanges’ Members. We strive to create strong teams with strong individuals. You will learn a lot from your peers and will continue to develop your skills and business knowledge. Duties and Responsibilities: Oversee investigations of trading activities on the Exchanges to detect possible violations of the Exchanges’ Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Contribute to the creation of new investigative processes,...

Role Summary Reporting to the Organic Transformation Lead, within the Corporate Technology M&A department, the Decommissioning Programme Manager is responsible for delivering an aggressive pipeline of work aimed at reducing risk and cost, simplifying the technology estate, and acting a supplier of services across multiple portfolios. This role will work with the Corporate Technology M&A Leadership team to operationalise the decommissioning process and align the process with the wider Integration and Separation frameworks. Responsible for the programme management of this division wide technology programme. This will incude scoping, planning, executing, and monitoring deliverables, risks and resources to keep the programme on schedule and to budget. Managing the relationship between technology and the business, you will help to shape programme governance, processes, and reporting. This may include network and infrastructure change, data and cloud migrations,...

Role Profile The main purpose of this role is to manage the day to day billing of the different service lines pertaining to the London Stock Exchange for existing customers, and any potential customers, making sure that processes and policies are adhered to and pre-determined functional and organizational objectives, KPI’s and schedules are met. Key Responsibilities  The selected candidate will have ownership for: Support the Assistant Manager and Associate Managers in the set up and invoicing of all new business contracts Managing the inter sales inbox, ensuring all contract stages are logged in to support new business calculations and all contracts are appropriately booked within each quarter Monitoring and tracking the status of contracts between sales, legal and the end customers Completion of new business contract checklist for use in the review of the billing and contract set up Preparing credit notes and re-bills with associated paperwork and distribution of...

Associate –US Corporate Ratings Grade/Level (relevant for internal applicants only): 11 The Location: New York, NY The Role:   The Associate undertakes rigorous analytical work and is proficient in conducting research and fundamental credit analysis, analyzing financial statements, building financial models and forecasts, and writing analytical reports on rated corporate entities. The successful candidate works effectively both in a team and individually, possesses strong interpersonal and communication skills, is customer-oriented, and demonstrates solid presentation skills in front of internal and external audiences.  We offer a supportive and flexible work environment within a team of about 20 analysts (per sector) with diverse backgrounds and experiences. We work in a hybrid environment with 2 days in the office and 3 days remote. Successful candidates must have authorization to work in the U.S indefinitely. Sponsorship is not available for this...

Role Profile The main purpose of this role is to manage the day to day billing of the different service lines pertaining to the London Stock Exchange for existing customers, and any potential customers, making sure that processes and policies are adhered to and pre-determined functional and organizational objectives, KPI’s and schedules are met. Key Responsibilities  The selected candidate will have ownership for: Support the Assistant Manager and Associate Managers in the set up and invoicing of all new business contracts Managing the inter sales inbox, ensuring all contract stages are logged in to support new business calculations and all contracts are appropriately booked within each quarter Monitoring and tracking the status of contracts between sales, legal and the end customers Completion of new business contract checklist for use in the review of the billing and contract set up Preparing credit notes and re-bills with associated paperwork and distribution of...

The Senior Business Manager will support COO/Head of Business Management of Trading, Banking & Analytics (TB&A) and will help to drive strategic planning, delivery, management information/business intelligence and certain operational activities for the effective and efficient running of the TB&A. The aim of this role is to drive the operating rhythm, achieve the established and agreed upon ambitious Strategic Objectives, contribute to financial performance, operating efficiency, and customer satisfaction of the TB&A. Responsibilities: Support the COO/Head of Business with: Leading the delivery of business management, strategic and operational projects for TB&A to drive the Strategic Objectives and ensure the operating unit is running efficiently, optimising company resources, and maximising ROI – all in collaboration with other stakeholders in the division Providing support to the COO of TB&A, TB&A Leadership Team and sometimes Global Head of...

Leading a small but productive, positive and passionate team of in-Country EHS Managers, an LSEG Regional EHS Manager is responsible for supporting the development and implementation of the LSEG EHS Strategy. Working across all LSEG departments, the Regional EHS Manager will supervise and assess compliance with the LSEG EHS Policy, Framework and Global Minimum Standards and local legislative requirements. Reporting to the Director of EHS the Regional EHS Manager will have experience in property and facilities within a corporate environment as well as management of health and safety across a number of countries. Responsibilities include: Provide HSE technical advice to LSEG functions supporting delivery of LSEG business. Maintaining EHS Global Minimum Standards and procedures within the EHS system to support and drive compliance with Environment, Health and Safety legislation. Establish and manage relationships with Internal and external stakeholder to ensure suitable and...

The Senior Business Manager will support COO/Head of Business Management of Trading, Banking & Analytics (TB&A) and will help to drive strategic planning, delivery, management information/business intelligence and certain operational activities for the effective and efficient running of the TB&A. The aim of this role is to drive the operating rhythm, achieve the established and agreed upon ambitious Strategic Objectives, contribute to financial performance, operating efficiency, and customer satisfaction of the TB&A. Responsibilities: Support the COO/Head of Business with: Leading the delivery of business management, strategic and operational projects for TB&A to drive the Strategic Objectives and ensure the operating unit is running efficiently, optimising company resources, and maximising ROI – all in collaboration with other stakeholders in the division Providing support to the COO of TB&A, TB&A Leadership Team and sometimes Global Head of...

Role Description Reporting to the Senior Manager, the PMO Lead role is to ensure accurate and timely materials to Group level reporting forums. These forums include the Group Transformation Forum, Chairman updates, Board / COO reports, Design Authority, Regular ExCo updates, and other ad hoc reporting. The PMO Lead will liaise with stakeholders across the Group’s Functions and five delivery portfolios to ensure succinct and accurate reporting of the Group’s delivery portfolio. A key part of the role is stakeholder management/relationship building but also the ability to challenge and coach stakeholders on information consistency, quality, and standards. The Team is responsible for the successful delivery of the Group Strategic Programmes and provides air traffic control across the Group’s change portfolio. Some of these activities include: Reviewing significant operational and delivery issues, risks and dependencies impacting the portfolio​s Track delivery of Business...