460 regulatory product compliance manager jobs found

We’re looking for a Regulatory Product Compliance Manager to work alongside our Receive Product team to help expand our global offering for business and retail customers. You will closely work with the teams’ Product Managers, as well as provide support to a range of Engineers, Designers, Analysts and Operations Specialists to help grow our offerings globally.  Your primary focus will be to help the Product team to identify and effectively manage regulatory compliance risks across a range of existing and new markets for business and retail customers globally. In addition, you will support the team as it seeks to bring to market a number of new initiatives and products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation. Your mission Launch New Products and Features: Collaborate with Product Teams throughout the product lifecycle: from design and user testing, to launch and...

We’re looking for a Regulatory Product Compliance Manager to work alongside our Global Treasury team to help expand our global offer while effectively managing our safeguarding, capital and liquidity requirements and risks.  You will work closely with the teams’ Product Managers, as well as provide support to a range of Engineers, Analysts, Bankers and Operations Specialists to help grow our business offering globally. Your primary focus will be to support our Wise Europe entity, which is located in Belgium, to manage the Belgian specific requirements and risks. In this context, you would thus be the key go-to person for Wise Europe and also the contact person for any external discussions (e.g. auditors, regulators) relating to Treasury. Apart from this, you will also help with business growth by identifying and effectively managing the financial resilience regulatory risks across a range of existing and new markets for business customers globally. You will be expected...

We’re looking for a Regulatory (Senior) Product Compliance Manager to work alongside our EU and UK Product teams to help launch new products and services, as well as maintain and upgrade our existing offering in Europe & the UK. You will work closely with the regional Product Managers, to support a cross-functional team of Bankers, Engineers, Government Relations, Public Relations and Operations Specialists. Your primary focus will be to help the Product Team to expand the offering of our product in the UK and Europe and identify and effectively manage regulatory compliance risks across a range of the existing and new products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation.  Your mission:  Launch New Products and Features: Identify which regulations will apply to the new products or features  and any risks that need to be mitigated as a result of this to ensure a compliant...

We’re looking for a Regulatory (Senior) Product Compliance Manager to work alongside our EU and UK Product teams to help launch new products and services, as well as maintain and upgrade our existing offering in Europe & the UK. You will work closely with the regional Product Managers, to support a cross-functional team of Bankers, Engineers, Government Relations, Public Relations and Operations Specialists. Your primary focus will be to help the Product Team to expand the offering of our product in the UK and Europe and identify and effectively manage regulatory compliance risks across a range of the existing and new products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation.  Your mission:  Launch New Products and Features: Identify which regulations will apply to the new products or features  and any risks that need to be mitigated as a result of this to ensure a compliant...

Job Description: The Channel Partner team identifies, onboards, and manages a growing partner ecosystem providing enhanced workflow solutions for our clients and drives sales growth for LSEG via these channels. We have a fantastic opportunity with the Data, Indices & Analytics (DI&A) division of LSEG (London Stock Exchange Group) for a Business Development Professional to join our growing and dynamic team who has a passion for developing and powering our Partner channels with the power of LSEG’s Data, Indices & Analytics behind them. Role summary The Channel Partner Manager is a key and exciting role at the core of the LSEG Data, Indices & Analytics growth strategy. Our Partners help us innovate faster, build sales channels we might not reach on our own and co-generate ideas, solutions, and technology that our customers demand. The roles are focused on driving growth for either our Customer & Third-Party Risk (WorldCheck) business or our Financial...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Blackstone Insurance Solutions    Blackstone Insurance Solutions (BIS) delivers Blackstone’s investment management expertise to insurers, helping those firms meet long-term policyholder obligations and drive shareholder value. BIS partners with insurers to...

Empower the Individual Through Crypto Gemini is a crypto exchange and custodian that allows customers to buy, sell, store, and earn more than 30 cryptocurrencies like bitcoin, bitcoin cash, ether, litecoin, and Zcash. Gemini is a New York trust company that is subject to the capital reserve requirements, cybersecurity requirements, and banking compliance standards set forth by the New York State Department of Financial Services and the New York Banking Law. Gemini was founded in 2014 by twin brothers Cameron and Tyler Winklevoss to empower the individual through crypto. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we want to help you buy, sell, and store your bitcoin and cryptocurrency. Crypto is not just a technology, it's a movement. At Gemini, our mission is to empower the individual...

Wise is looking for a Financial Crime Compliance Manager to join the UK’s Financial Crime Oversight team, responsible for the effective mitigation of financial crime risks through the maintenance of adequate systems and controls. We work closely with teams across Wise (including first line fincrime operations, product, and banking teams) to provide advice on new regulations and emerging risks, ensure new products and services are launched in compliance with regulatory requirements, and oversee the firm’s financial crime controls (KYC, AML, Sanctions, Fraud). Externally, Financial Crime Oversight is also responsible for defending Wise’s compliance program to regulators, law enforcement, and partner banks.  Your mission:   Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world’s first platform to offer true multi-currency banking . Your mission is to play a...

Position Summary The Customer Success Manager (CSM) will play a critical role in ensuring that our customers are able to fully utilize the value of LSEG by discovering and implementing workflow solutions while providing guidance throughout the entire customer journey. You will establish relationships with our customers who use our Risk products and services. You'll focus on driving value creation by implementing a retention strategy that ensures the adoption, integration, and expansion of our solutions into the daily workflow of our customers and end-users in the long-tail (LCC) space. You will have a chance to work with customer groups in compliance, audit, legal, and risk functions across financial services, accounting firms, regulators, insurance, energy, and other industries that are undergoing regulatory change. Role Responsibilities Collaborate with in-market CSMs and CSM Market Leads to drive Customer Success Plans Develop and execute customer success...

Position Summary The Customer Success Manager (CSM) will play a critical role in ensuring that our customers are able to fully utilize the value of LSEG by discovering and implementing workflow solutions while providing guidance throughout the entire customer journey. You will establish relationships with our customers who use our Risk products and services. You'll focus on driving value creation by implementing a retention strategy that ensures the adoption, integration, and expansion of our solutions into the daily workflow of our customers and end-users in the long-tail (LCC) space. You will have a chance to work with customer groups in compliance, audit, legal, and risk functions across financial services, accounting firms, regulators, insurance, energy, and other industries that are undergoing regulatory change. Role Responsibilities Collaborate with in-market CSMs and CSM Market Leads to drive Customer Success Plans Develop and execute customer success...

As an Associate Customer Success Manager, you will be responsible for fostering relationships and being a trusted advisor to our Customers who utilize our Risk products and services through the customer experience journey. This role focuses primarily on driving the value creation and execution of the retention strategy to ensure adoption, integration and expansion of our solutions into the daily workflow of our customers and end-users within the long-tail (LCC) space. You will work mainly with customer groups in compliance, audit, legal and risks functions in financial services, accounting firms, regulators, insurance, energy and other industries undergoing regulatory change. You will coordinate with im-market CSMs and CSM Market Leads to drive Customer Success Plans and the delivery of all agreed upon milestones. You will connect remotely with customers and build relationships with key stakeholders and the user community to ensure we are delivering the ultimate customer...

As an Associate Customer Success Manager, you will be responsible for fostering relationships and being a trusted advisor to our Customers who utilize our Risk products and services through the customer experience journey. This role focuses primarily on driving the value creation and execution of the retention strategy to ensure adoption, integration and expansion of our solutions into the daily workflow of our customers and end-users within the long-tail (LCC) space. You will work mainly with customer groups in compliance, audit, legal and risks functions in financial services, accounting firms, regulators, insurance, energy and other industries undergoing regulatory change. You will coordinate with im-market CSMs and CSM Market Leads to drive Customer Success Plans and the delivery of all agreed upon milestones. You will connect remotely with customers and build relationships with key stakeholders and the user community to ensure we are delivering the ultimate customer...

As an Associate Customer Success Manager, you will be responsible for fostering relationships and being a trusted advisor to our Customers who utilize our Risk products and services through the customer experience journey. This role focuses primarily on driving the value creation and execution of the retention strategy to ensure adoption, integration and expansion of our solutions into the daily workflow of our customers and end-users within the long-tail (LCC) space. You will work mainly with customer groups in compliance, audit, legal and risks functions in financial services, accounting firms, regulators, insurance, energy and other industries undergoing regulatory change. You will coordinate with im-market CSMs and CSM Market Leads to drive Customer Success Plans and the delivery of all agreed upon milestones. You will connect remotely with customers and build relationships with key stakeholders and the user community to ensure we are delivering the ultimate customer...

The Channel Partner team identifies, onboards and manages a growing partner ecosystem providing enhanced workflow solutions for our clients and drives sales growth for LSEG via these channels. We have a fantastic opportunity with the Data, Indices & Analytics (DI&A) division of LSEG (London Stock Exchange Group) for a Business Development Professional to join our growing and dynamic team who has a passion for developing and powering our Partner channels with the power of LSEG’s Data, Indices & Analytics behind them. Role summary The Channel Partner Manager is a key and exciting role at the core of the LSEG Data, Indices & Analytics growth strategy. Our Partners help us innovate faster, build sales channels we might not reach on our own and co-generate ideas, solutions and technology that our customers demand. The roles are focused on driving growth for either our Customer & Third Party Risk (WorldCheck) business or our Financial Data business by connecting...

Role profile: Department Description LCH Ltd (LCH) is a leading multi-asset clearing house, serving major international exchanges and platforms, as well as a range of OTC markets. It clears a broad range of asset classes including equities, exchange-traded derivatives, foreign exchange derivatives, interest rate swaps, and Euro and Sterling bond and repo markets. The firm’s employees serve members and clients worldwide including many of the major financial groups consisting of almost all the major investment banks and broker dealers. Within the wider LCH Operations function, Collateral Operations provides collateral and investment services to internal and external customers and stakeholders across a range of asset classes.  The team is responsible for collecting margins and managing member collateral across all clearing services the firm operates (EquityClear, RepoClear, SwapClear and ForexClear).  The department spans three time zones with teams in Sydney, London, and New...

Function Profile Primary Market and AIM Regulation (PMAR) sits within Market Regulation of London Stock Exchange plc . The team consists of experienced lawyers, accountants and regulators and reports to the Head of Primary Market and AIM Regulation. Responsibilities cover primary market operations of AIM, International Securities Market as well as Investigations and Enforcement (primary and secondary market) and regulatory input into London Stock Exchange plc projects, product and market development. Role Profile and purpose Reporting to the Director, Investigations and Enforcement and to the Head of PMAR, the role of Manager within Investigations and Enforcement, primarily focuses on: • Undertaking day to day management of key aspects of the PMAR Investigations and Enforcement team’s deliverables - principally investigative activity and enforcement action undertaken relating to suspected breaches by AIM companies of the AIM Rules for Companies and/or by nominated advisers of...

The role is for a hands on Business Programme Director working within the COO office Team to manage a broad portfolio of projects covering commercial, regulatory, resilience and strategic infrastructure drivers.  Collaboration with all stakeholder areas will be required to identify, plan and track deliverables through to completion.  Significant engagement will be required with CDSClear’s business aligned teams – Business Development & Relationship Management, Product, IT, Risk and Operations – but also with shared functions including Legal, Compliance, Finance and Shared Services IT teams. 2023 is expected to see significant projects in the Risk and IT Infrastructure space as well as a number of commercially driven projects with the largest delivery being extension of the CDSClear service into the US. The role could be based in either Paris or London.  Day to day communication will be in English. Key Responsibilities Ownership of all programme management...

Role Responsibilities & Key Accountabilities: Contributes to the delivery of Sales & Revenue targets for one or more markets in the Americas by executing an effective control framework for structuring of client deals from a commercial policy,  pricing, compliance regulatory and legal perspective Partner with the SAM leadership, regional and KSA deal teams and business units to structure, review and ultimately approve or reject customer deals for one or more markets with a focus on: Profitability Business KPIs and targets Product and data licensing models Market pricing levels Compliance (SOX, tax, reporting) Alignment with appropriate commercial policies and contractual terms and conditions Revenue impactful events Monitor lessons learned from across the business Organizer and voting member of market deal forums. Bring together internal functions such as legal, order management, compliance, tax and credit management to ensure consistency and discipline in...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

By selecting “Apply” above, you indicate you have read and acknowledge the Applicant Privacy Notice and Dow Jones Cookie Policy , including data transfers as described in the Policy. Job Description: Account Manager Frankfurt  Do you have proven experience in developing new business opportunities? Have you experience of successfully managing and developing client accounts? Are you fluent in English and German? (both written and verbal)? Do you want to grow your career with a world leader? If so, this exciting position may be just what you are looking for.  Who is my manager? Regional Sales Manager Who are we?  Synonymous with accuracy, integrity and trust, Dow Jones & Company is one of the most respected brands in providing news and business information world-wide.  What is the role? The company strongly relies on its Business-to-Business activities with an entity dedicated to Institutional Sales, combining the world’s...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Firm Overview Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary...

The Channel Partner Manager is a key and exciting role at the core of the LSEG Data, Indices & Analytics growth strategy. Our Partners help us innovate faster, build sales channels we might not reach on our own and co-generate ideas, solutions and technology that our customers demand. The Channel Partner team identifies, onboards and manages a growing partner ecosystem providing enhanced workflow solutions for our clients and drives sales growth for LSEG via these channels. We have a fantastic opportunity with the Data, Indices & Analytics (DI&A) division of LSEG (London Stock Exchange Group) for a Business Development Professional to join our growing and dynamic team who has a passion for developing and powering our Partner channels with the power of LSEG’s Data, Indices & Analytics behind them. Role summary You will be focused on driving growth for either our Customer & Third Party Risk (WorldCheck) business or our Financial Data business by...

The Manager, D&A Compliance – APAC is a Compliance Officer within the Trading & Banking (“T&B”) sector of the Data and Analytics (“D&A”) division of the London Stock Exchange Group (“LSEG”). The role will be located in Hong Kong and reports into the Senior Manager, D&A Compliance, Trading and Banking who is based in Hong Kong. This role will primarily focus on Hong Kong SFC broker-dealer compliance for electronic trading/technology solutions (e.g., OEMS) as well as outsourced trading, multi-asset class advisory compliance, and support for the integration of the business into the Trading and Banking sector. The role will also be setting the risk appetite and establishing the necessary governance and standards to ensure the relevant legal, risk, compliance and regulatory requirements and obligations for the Hong Kong SFC broker-dealer are managed in a robust and agile manner. The successful candidate will be a true business partner, ensuring compliance for the...