589 quality compliance manager jobs found

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Strategic Account Manager What makes a fantastic Strategic Account Manager, Enterprise Accounts? As a Strategic Account Manager (SAM), you will responsible for ensuring outstanding customer service for the firm’s largest, most sophisticated Corporate clients, across all Fiserv assets and lines of business. As Fiserv’s primary day-to-day contact with these clients, the SAM plays a meaningful role in providing seamless, high-quality service and...

See yourself being part of a large, transformational change? This could be the role for you! Who We Are At Iress, we believe technology should help people perform better every day. Since our beginning in 1993, people across financial services have trusted us to take their performance to the next level. From the world’s most established financial brands to new and disruptive players, we help improve every aspect of our clients’ businesses so that they can work better, every day. Iress is one of Australia’s largest technology companies and employs more than 1,9000 people across Australia, United Kingdom, Africa, Canada, France, New Zealand and Asia. Role Purpose This role is the key role for delivering high quality timely and insightful reporting to meet both the monthly reporting requirements and full/half year audits. The role will also be the key role for statutory, technical, tax and cash management on a local level. The role  is also...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. We know that sometimes people can be put off applying for a job if they don't tick every box. If you're excited about working for us and have most of the skills or experience we're looking for, please go ahead and apply. We’d love to hear from you! About the role An exciting opportunity has arisen for a Business Integrity & Risk Manager to join our Compliance team. You will be responsible for Speak Up (Whistleblowing) governance, engagement, and operations (including the management of sensitive investigations), delivering enhancements to HL’s Policy Framework, and supporting on the management of Gifts & Hospitality. What you’ll be doing Lead by example, setting an open and transparent culture where colleagues are actively encouraged and...

We are seeking a highly skilled and experienced Technical Product Manager to contribute to the development of our next generation FX Trading Products. You will play a crucial role in driving the transformation of the LSEG, ensuring the delivery of innovative solutions that meet the needs of our clients and partners. Main Responsibilities Collaborate with team members to define and refine the vision and strategy for FX products, aligning them with the overall business objectives. Conduct business and data analysis to identify emerging trends and opportunities, ensuring the LSEG remains at the forefront of innovation. Elicit and detail business requirements, including functional and non-functional specifications, while conducting a granular analysis of business processes, workflows and data structure to optimize the user experience. Collaborate with multi-functional teams, including product managers, software developers, designers, etc. to translate business requirements into...

Capital Markets Senior Manager – Resiliency Risk,  London Role Profile Group Risk function is responsible for ensuring the development and maintenance of an adequate risk framework that enables management to deliver its strategy by balancing risk and rewards within the appetite approved by the Board. It is also responsible to ensure governance arrangements in place are adequate to effectively lead the strategic, financial, regulatory, and operational risks of the LSEG. This includes the development of risk strategies to run business integration, continuity or disaster recovery and risk transfer. The risk function is a key contributor to the successful delivery of LSEG strategy. The role is responsible for the development and ongoing maintenance of the risk, and policy framework supporting activities within our group corporate governance agenda. The Capital Markets Risk Team is responsible for all aspects of risk management across the business. The function acts as a close...

Role Responsibilities and Key Accountabilities The Assurance and Control team (ACT) is responsible for overseeing the ongoing assessment of the FTSE internal control framework. This developing 1LOD function provides advisory, analysis, and oversight activities intended to ensure the operation of an effective control environment through performance of routine assurance activities; identification and escalation of control issues; verification that processes are appropriately documented and have considered relevant risks and controls; and proactive partnership across the organization to drive remediation efforts. ACT supports FTSE International Ltd, as well as other London Stock Exchange Group functions including IT, Internal Audit, Risk and Compliance. In this role, you will report to the Director Assurance and Controls and will be responsible for the following: Performs control assessment and related assurance activities in accordance with department standards. Supports the...

Role Responsibilities and Key Accountabilities The Assurance and Control team (ACT) is responsible for overseeing the ongoing assessment of the FTSE internal control framework. This 1LOD function provides advisory, analysis, and oversight intended to ensure the ongoing operational effectiveness of the control environment. Core functions include but are not limited to performance of routine assurance activities (evaluation and testing); identification and critical issue of control deficiencies; verification that processes are appropriately documented and have considered relevant risks and controls; and proactive partnership across the organization to drive remediation efforts. ACT supports FTSE International Ltd, as well as other London Stock Exchange Group functions including IT, Internal Audit, Risk and Compliance. In this role, you will report to the Director Assurance and Controls and will be responsible for the following: Planning and performing ongoing control assessments...

Reporting into the Corporate Chief Data Officer this Data Governance Senior Manager role will be skilled at leading and managing people, processes, and technology efficiently so that the corporate functions can institutionalize and operationalize its Data Governance Program. The main purpose of this position is to act as a data governance subject matter expert (SME) to implement a data governance framework, policy, standards, procedures, processes, technology, and corresponding operations. The role will be the key contact for Corporate Functions stakeholders as they partner to improve their data maturity and improve data quality. Key Responsibilities: Business Partnering: influencing and enabling data mgmt. by design. Provides guidance and direction, as needed for the framework to identify, and designate Critical Data Elements (CDEs) in a central repository and associated business processes Championing and driving conformance roadmap/implementation for data Policy to...

Team Lead, IAM Delivery & Operations - Security Admin function Lead a team within the IAM process delivery element of the IAM Operations & Security Admin. Ensuring that core IAM & Security Admin processes/controls are operated in line with agreed SLA’s, and company standards. Key responsibilities Leads the IAM Operations particularly JML incidents & Security Admin process delivery function ensuring that services are delivered to required SLA’s whilst maintaining levels of quality and customer satisfaction. Ensuring JML function is understood and supported Leads a team of Security specialists in both IAM and Security Admin applications and operations based out in Sri Lanka and Bangalore Daily monitoring of tasks, facilitate Stand-up meetings, follow up on requests and incidents and meeting SLA's in delivery Ensure Divestment processes are being monitored and issues resolved Producing and communicating materials and appropriate messaging for internal...

LCH Ltd (LCH) is a leading multi-asset clearing house, serving major international exchanges and platforms, as well as a range of OTC markets. It clears a broad range of asset classes including equities, exchange-traded derivatives, foreign exchange derivatives, interest rate swaps, and Euro and Sterling bond and repo markets. The firm’s employees serve members and clients worldwide including many of the major financial groups, consisting of almost all the major investment banks and broker dealers.  LCH forms part of LSEG Post Trade division. LCH Operations sits at the heart of the organisation, providing wide-ranging services to internal and external customers across all asset classes.  The division operates globally across several pillars of service, including Securities Operations, SwapClear and Listed Rates Operations, Onboarding Operations, Collateral Management, Client Services, Regulatory Reporting, and Market Data.  We partner with internal and external customers to...

OSTTRA, India   The Role: Senior Associate, IT Service Operations   The Team: Our team is responsible for business management activities within the Technology group of OSTTRA including Technology Budget Management, Purchase request to Purchase order processes, the streamlining of business processes, and being enablers for the overall success of the Technology group. Our team values efficiency, innovation, and collaboration to drive operational excellence and pride ourselves on our ability to identify and implement process improvements while maintaining a strong focus on delivering high quality results to support the organizational success.   The Impact: The Business Management analyst plays a crucial role in contributing to the overall objectives of the team and Technology organization. By optimizing business processes, headcount activities and ensuring seamless purchase order and invoice management, this role directly impacts the organization’s operational...

OSTTRA India The Role: Associate Director-L3 Technical Delivery Lead The Team: The OSTTRA Technology team is composed of Capital Markets Technology professionals, who build, support and protect the applications that operate our network.  The technology landscape includes high-performance, high-volume applications as well as compute intensive applications, leveraging contemporary microservices, cloud-based architectures The Impact: Together , we build, support, protect and manage high-performance, resilient platforms that process more than 100 million messages a day. Our services are vital to automated trade processing around the globe, managing peak volumes and working with our customers and regulators to ensure the efficient settlement of trades and effective operation of global capital markets What’s in it for you: As a Technical Delivery Lead with a specialization in IT End User Computing (EUC), you will become an integral part of our...

LCH Ltd (LCH) is a leading multi-asset clearing house, serving major international exchanges and platforms, as well as a range of OTC markets. It clears a broad range of asset classes including equities, exchange-traded derivatives, foreign exchange derivatives, interest rate swaps, and Euro and Sterling bond and repo markets. The firm’s employees serve members and clients worldwide including many of the major financial groups, consisting of almost all the major investment banks and broker dealers.  LCH forms part of LSEG Post Trade division. LCH Operations sits at the heart of the organisation, providing wide-ranging services to internal and external customers across all asset classes.  The division operates globally across several pillars of service, including Securities Operations, SwapClear and Listed Rates Operations, Onboarding Operations, Collateral Management, Client Services, Regulatory Reporting, and Market Data.  We partner with internal and external customers to...

About the job:   About the job: We are looking for a candidate to support our independent 2nd Line Compliance function within the trading area and within regulatory reporting requirements. The ideal candidate will have experience, preferably from an international financial institution, within trade surveillance and knowledge of the requirement for providing data to authorities or to the market within regulatory deadlines.   Responsibility You will play a crucial role in ensuring the success of the independent 2nd line Compliance team in our office in Gurugram. You will be responsible for supporting projects and conduct tasks, controls, and investigations on behalf of the global compliance function in close collaboration with other compliance colleagues. You will have important deliveries to the tasks carried out as part of the monitoring setup for the activities that are outsourced to the office in Gurugram, and for reporting on findings. You will take...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Project Manager Scope of Role: Reporting to the Programme Director and/or Programme manager, the role of Project Manager is to scope, plan and deliver projects and initiatives to meet specified business needs, controlling resources from several areas (and potentially third parties) to achieve agreed cost, time and quality objectives. The Project Manager has the overall accountability and responsibility for the progress and successful...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Manager Software Development II We are looking for a programmer Consultant or an Advisor with analytical skills to work in our fraud prevention team. If you are interested in being part of this team About The Team Fraud Prevention Analyst Support provide critical solution and domain knowledge to Financial Services clients. This is often associated with but not restricted to the delivery, implementation and operation of Fiserv Solution. The...

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ...

Job Description The Role            : Director - Analytic Quality Review Officer The Location     : EMEA based, Madrid Analytic Quality & Validation (AQV) has a global scope and consists of experienced credit analysts with substantial experience in the Capital Markets.  AQV is charged in part with:   Providing an independent, risk-based assessment of the inherent risks of various sectors and robustness of the analysis to enhance analytical quality by fostering effective analytical processes and defendable ratings. Providing S&P’s Global Risk and Compliance Committee, Senior Management and Regulators with an independent view of credit or other risks to analytic quality of credit ratings by conducting sector monitoring and targeted reviews on a risk-basis. The Impact: Responsible for AQV activities in multiple sectors of Structured Finance focusing on EMEA but will also have global responsibilities. Proactively foster analytical excellence and...

Location: London Grade:  10 (for internal purposes only) The Role:  S&P Global Commodity Insights is looking for a Senior Oil Market Reporter (Editor) to join the London team as a market reporter and analyst who takes responsibility for day-to-day reporting on clean oil markets in Europe and Africa.   The Impact: The Senior Oil Market Reporter (Editor) in this position is responsible for every aspect of market reporting, including the collection and publication of primary market information, running an assessment process, assessing the value of a variety of oil markets, reporting market-related news, writing commentary and analysis, contributing to methodology development and engaging with market sources.   The Career Opportunity:  Excellent career growth potential within the team.   The Business:   At S&P Global Commodity Insights, the premier source of commodities intelligence, the content you generate and the relationships you...

OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa.   Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.   We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees...

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ...

Role Profile The London Stock Exchange Group (LSEG), is a leading provider of business and financial information on public and private companies globally. LSEG continues to build on a century of experience by transforming data into knowledge and combining our expertise with the latest technology to create new global data and analytical solutions for our clients. With advanced data collection services, cloud-based applications, desktop analytics and print products, we incorporate value added tools such as quantitative Smart Beta equity research and tools for portfolio building and measurement. For LSEG based in Sri Lanka, Colombo, we are currently recruiting for LEI Research Analyst(s) within our Securities team, reporting to the Assistant Manager, Production for LEI Operations. The Research Analyst(s) is responsible for maintaining and growing the Legal Entity Identifier’s (LEI) universe.  This role will be part of a global team that provides the operational support and...

To be responsible for timely delivery of high quality enhanced due diligence reports ; ensuring compliance with the Standard Operating Procedure and other relevant company’s procedures at all times. Major Responsibilities/ Accountabilities: To ensure timely delivery of high quality Enhanced Due diligence reports/projects. Our Enhanced Due diligence reports aim to identify any potential risk factors associated on the subject of investigation by reviewing media articles/company filings/litigation records which are retrieved from open media search, online databases, judiciary and other government departments etc. To undertake a quality control review of reports and to give feedback in relation to any omissions and/or errors found. To monitor such errors and/or omissions which arise during the review stage and liaise with the Manager in relation to any training needs of his/her team. Motivate, guide and communicate with the analysts, throughout the lifecycle of the...

Title : Lead Software Engineer Grade : 11   The Location : Hyderabad Job Description : S&P Global Ratings is looking for a Java Full stack engineer to join Ingestion Pipelines Engineering team within Data Services group, a team of data and technology professionals who define and execute the strategic data roadmap for S&P Global Ratings. The successful candidate will participate in the design and build of S&P Ratings cloud based analytics platform to help develop and deploy advanced analytics/machine learning solutions. The Team You will be an expert contributor and part of the Rating Organization’s Data Services Product Engineering Team. This team, who has a broad and expert knowledge on Ratings organization’s critical data domains, technology stacks and architectural patterns, fosters knowledge sharing and collaboration that results in a unified strategy. All Data Services team members provide leadership, innovation, timely delivery,...