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912 manager central compliance jobs found

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London Stock Exchange Group
Full time
 
Manager, Central Compliance
London Stock Exchange Group London, United Kingdom
Role Profile The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG).  The Manager role will focus on undertaking assurance activities aligned to the Capital Markets division in accordance with prescribed Compliance Assurance methodology. The Capital Markets division helps to create connections for LSEG customers across multiple venues and asset classes and provides electronic platforms for secondary market trading. It operates a broad range of international equity, fixed income, related exchange-traded funds (ETFs)/exchange-traded products (ETPs) and foreign exchange markets that enable customers, communities and economies to grow. Key Responsibilities This role reports into the Senior Manager responsible for the Compliance Assurance Plan for Capital Markets and will: Support on the development and execution of the...

Jan 20, 2023
London Stock Exchange Group
Full time
 
Manager, Central Compliance
London Stock Exchange Group London, United Kingdom
Role Profile The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG).  The Manager role will focus on assurance activities aligned to the Data & Analytics (D&A) division in accordance with prescribed Compliance Assurance methodology. The D&A division is a global leader in data and analytics, providing a broad range of information and data solutions including investment solutions and indices, trading workflow, capital market and wealth advisory and risk intelligence.  D&A work as a partner to customers in every major global market, supply real-time market data to the global financial and global investor community and help FX and buy-side traders benefit from market data applications and products. Key Responsibilities This role reports into the Senior Manager responsible for the Compliance Assurance Plan...

Jan 20, 2023
London Stock Exchange Group
Full time
 
Manager, Central Compliance
London Stock Exchange Group London, United Kingdom
Role Profile The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG).  The Manager role will focus on undertaking assurance activities aligned to the Capital Markets division in accordance with prescribed Compliance Assurance methodology. The Capital Markets division helps to create connections for LSEG customers across multiple venues and asset classes and provides electronic platforms for secondary market trading. It operates a broad range of international equity, fixed income, related exchange-traded funds (ETFs)/exchange-traded products (ETPs) and foreign exchange markets that enable customers, communities and economies to grow. Key Responsibilities This role reports into the Senior Manager responsible for the Compliance Assurance Plan for Capital Markets and will: Support on the development and execution of the...

Jan 20, 2023
London Stock Exchange Group
Full time
 
Manager, Central Compliance
London Stock Exchange Group London, United Kingdom
Role Profile The Compliance Monitoring & Assurance team forms part of the Central Compliance function and centrally oversees and undertakes monitoring and assurance activities across London Stock Exchange Group (LSEG).  The Manager role will focus on assurance activities aligned to the Data & Analytics (D&A) division in accordance with prescribed Compliance Assurance methodology. The D&A division is a global leader in data and analytics, providing a broad range of information and data solutions including investment solutions and indices, trading workflow, capital market and wealth advisory and risk intelligence.  D&A work as a partner to customers in every major global market, supply real-time market data to the global financial and global investor community and help FX and buy-side traders benefit from market data applications and products. Key Responsibilities This role reports into the Senior Manager responsible for the Compliance Assurance Plan...

Jan 20, 2023
London Stock Exchange Group
Full time
 
Associate Manager, Tax Compliance & Reporting
London Stock Exchange Group Colombo, Sri Lanka
Preparation of the US Sales & Tax Returns. Ensuring that all the US Tax payments processed on time. Work with KPMG in ensuring all the Tax filings are completed on time. Preparation of VAT returns. Reconciliation of the Tax accounts. Filing of VAT Returns with Tax authorities Support Tax audits Assist with Indirect Tax activities reporting Assist with standardization and continuous improvement of VAT compliance. Continue to update standard VAT procedures and documents. At LSEG, we believe that creating a diverse and inclusive organisation is fundamental to the way we deliver on our promise of creating essential partnerships and open opportunities. Our open culture is central to how we deliver our purpose – driving financial stability, empowering economies and enabling customers to create sustainable growth – in everything we do. Working with us means that you will be part of a dynamic organisation of 25,000 people across 70 countries....

Feb 06, 2023
London Stock Exchange Group
Full time
 
Regional Environment, Health and Safety Manager
London Stock Exchange Group Bulevardul Iuliu Maniu, București, Romania
Leading a small but productive, positive and passionate team of in-Country EHS Managers, an LSEG Regional EHS Manager is responsible for supporting the development and implementation of the LSEG EHS Strategy. Working across all LSEG departments, the Regional EHS Manager will oversee and assess compliance with the LSEG EHS Policy, Framework and Global Minimum Standards and local legislative requirements. Reporting to the Director of EHS the Regional EHS Manager will have experience in property and facilities within a corporate environment as well as management of health and safety across a number of countries. Area of accountability: LSEG sites within defined EMEA Region. Primary Objective: The primary objective of this role is to provide Health, Safety and Environment expertise as part of the LSEG corporate Team. Supporting EHS Governance and working with other LSEG functions to deliver EHS Compliance. Reporting to: The role will report directly to the LSEG...

Feb 06, 2023
S&P Global
Full time
 
Senior SQA Engineer, OTC Derivatives Data
S&P Global Calea Floreasca 169, București 077190, Romania
Senior SQA Engineer, OTC Derivatives Data The Team: OTC Derivatives Data provides consistent and reliable curve and volatility data for over-the-counter derivatives in support of trading, research, valuation, and independent price verification. Asset class coverage includes foreign exchange, interest rate and equity derivatives. Responsibilities: Software QA engineer working within OTC Derivatives Data. You’ll be working closely with our product and data specialists across all asset classes, extending our platform, as well as producing efficient and reliable test automation and completing detailed manual functional verification of complicated financial applications, you’ll work towards the team’s goals of high test-coverage, automated, manual testing, and feedback. You would be leading the local QA team and liaising with business stakeholders and dev/QA teams from other regions. Performing functional testing, show drive to take initiative and follow...

Feb 06, 2023
S&P Global
Full time
 
Director - Market Intelligence Strategic Programs
S&P Global Raleigh, NC, USA
S&P Global Market Intelligence The Role: Director, Market Intelligence Strategic Programs Grade (relevant for internal applicants only): 13 The Location: Ideally Eastern & Central Time Zone, United States The Team: The MI Strategic Programs team is part of the Operations function with S&P’s Market Intelligence division.  We lead and manage long-cycle commercial and operational  programs in partnership with business and functional leaders, aligned to MI’s strategic priorities.  Programs typically cross business lines, functions, or divisions; or otherwise have complexities that call for a more structured program management framework. The Impact: This role is responsible for the successful execution of Business Transformation Strategy initiatives in support of the strategic direction of S&P Global Market Intelligence Division. The Program Director collaborates with business and functional leaders on strategic planning and execution, in...

Feb 06, 2023
Hex Trust
Full time
 
Product Manager, Vietnam
Hex Trust Ho Chi Minh City, Vietnam
ABOUT HEX TRUST Hex Trust is Asia’s leading provider of digital asset custody solutions for Banks & Financial Institutions, using leading-edge Blockchain technology. Led by innovators from the financial services industry, Hex Trust has built a proprietary platform that delivers a new way for financial institutions, asset managers, and corporations to safely and efficiently operate in the Blockchain ecosystem. Institutional adoption of digital assets and DeFi requires a fundamental shift in the way banks and financial institutions operate. Hex Trust is the link that connects the traditional financial world to the digital assets ecosystem. POSITION OBJECTIVE Deliver feature-rich, technology-driven, robust and quality software applications and systems. Work closely with the business and tech teams to drive communication, understanding and consent of requirements and acceptance criteria in all aspects of the digital platform and software systems. DUTIES &...

Feb 06, 2023
Hex Trust
Full time
 
Senior DevOps Engineer
Hex Trust Hong Kong Island, Hong Kong
ABOUT HEX TRUST Hex Trust is Asia’s leading provider of digital asset custody solutions for Banks & Financial Institutions, using leading-edge Blockchain technology. Led by innovators from the financial services industry, Hex Trust has built a proprietary platform that delivers a new way for financial institutions, asset managers, and corporations to safely and efficiently operate in the Blockchain ecosystem. Institutional adoption of digital assets and DeFi requires a fundamental shift in the way banks and financial institutions operate. Hex Trust is the link that connects the traditional financial world to the digital assets ecosystem. POSITION OBJECTIVE At Hex Trust, we’re building trust In the digital ecosystem and we’d like you to help us deliver on that promise. Providing enterprise-grade custody services like ours requires an unwavering commitment to security and an understanding of the importance of maintaining a secure infrastructure. We’re a small, but...

Feb 06, 2023
London Stock Exchange Group
Full time
 
Data Licensing Manager
London Stock Exchange Group 841, Senapati Bapat Marg, Elphinstone, Saidham Nagar, Lower Parel, Mumbai, Maharashtra 400013, India
Associate Manager, Data Licensing Group Job Description • Implements the data acquisition strategy • Supports and helps lead negotiations with data providers to bring high quality data into the organisation on the best possible commercial and legal terms, and with appropriate Service Level Agreements • Builds relationships with data providers, making LSEG the vendor of choice to carry their data • Collaborates with and supports Rights Management on specific or ad hoc data usage requests to ensure data use rights are kept up to date where needed and widely available to internal or external stakeholders • Supports with internal Data teams and business proposition owners to ensure there is a relationship between data providers and LSEG, responding to market data questions from stakeholders • Continues to expand and utilise deep knowledge of data licensing related issues, implementing this knowledge into negotiation and execution of data supplier...

Feb 06, 2023
London Stock Exchange Group
Full time
 
Channel Development Manager
London Stock Exchange Group Shanghai, China
The Channel Development Manager is a key and exciting role at the core of the LSEG Data & Analytics growth strategy. Our Partners help us innovate faster, build sales channels we might not reach on our own and co-generate ideas, solutions and technology that our customers demand. The role is focused on driving growth across our D&A business by connecting and empowering our Sales & Account Managers to leverage a growing channel of integrated Partners. The role also involves identifying and onboarding relevant new regional partners from the ecosystem of innovative Fintechs that are emerging across the region (specify region). What you'll be doing: • Drive Sales engagement and commercial relationships with key partners to enable revenue growth, partnership strategy and go-to-market plan • Leveraging commercial acumen and execution drive to energise and activate joint sales opportunities with both Partner and LSEG Sales teams • Ideating new sales channel opportunities with...

Feb 06, 2023
London Stock Exchange Group
Full time
 
Manager, Government Relations
London Stock Exchange Group Washington, DC, USA
The Manager will support multiple functions within the London Stock Exchange Group (LSEG)Washington, D.C. office, including support for the LSEG US Political Action Committee (PAC) and North America Government Relations and Regulatory Strategy team. The Manager will also serve as a key representative to external stakeholders, including Members of Congress and regulators. Key Responsibilities Managing the overall LSEG US PAC program, including tracking, driving, and executing follow up on key PAC deliverables; Act as primary liaison with outside third party PAC compliance and legal providers; Maintain, develop, and enhance company PAC enrolment portal; Serve as the primary point of contact with third party service providers, including managing servicing agreements, billing, and invoices; Preparing and submitting all purchase orders and office related expenses; Responsible for tracking, updating, and maintaining division budgets; Preparing travel arrangements in...

Feb 06, 2023
London Stock Exchange Group
Full time
 
Associate Manager, Tax Compliance & Reporting
London Stock Exchange Group Colombo, Sri Lanka
Preparation of the US Sales & Tax Returns. Ensuring that all the US Tax payments processed on time. Work with KPMG in ensuring all the Tax filings are completed on time. Preparation of VAT returns. Reconciliation of the Tax accounts. Filing of VAT Returns with Tax authorities Support Tax audits Assist with Indirect Tax activities reporting Assist with standardization and continuous improvement of VAT compliance. Continue to update standard VAT procedures and documents. At LSEG, we believe that creating a diverse and inclusive organisation is fundamental to the way we deliver on our promise of creating essential partnerships and open opportunities. Our open culture is central to how we deliver our purpose – driving financial stability, empowering economies and enabling customers to create sustainable growth – in everything we do. Working with us means that you will be part of a dynamic organisation of 25,000 people across 70 countries....

Feb 06, 2023
London Stock Exchange Group
Full time
 
Regional Environment, Health and Safety Manager
London Stock Exchange Group Bulevardul Iuliu Maniu, București, Romania
Leading a small but productive, positive and passionate team of in-Country EHS Managers, an LSEG Regional EHS Manager is responsible for supporting the development and implementation of the LSEG EHS Strategy. Working across all LSEG departments, the Regional EHS Manager will oversee and assess compliance with the LSEG EHS Policy, Framework and Global Minimum Standards and local legislative requirements. Reporting to the Director of EHS the Regional EHS Manager will have experience in property and facilities within a corporate environment as well as management of health and safety across a number of countries. Area of accountability: LSEG sites within defined EMEA Region. Primary Objective: The primary objective of this role is to provide Health, Safety and Environment expertise as part of the LSEG corporate Team. Supporting EHS Governance and working with other LSEG functions to deliver EHS Compliance. Reporting to: The role will report directly to the LSEG...

Feb 06, 2023
OKX
Full time
 
Senior Product Manager, Blockchain Analysis
OKX Singapore, Central, Singapore
At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX vision is a world of financial access backed by blockchain and the power of decentralized finance.   We invest in our people as much as we invest in technology. We are united by our...

Feb 05, 2023
London Stock Exchange Group
Full time
 
Senior Analyst, Credit Risk
London Stock Exchange Group London, United Kingdom
The Senior Analyst role reports into the Senior Manager, Credit Risk in the Group Risk department. The function of the 2nd line of defense risk department is to develop and maintain a risk framework, cascade Board risk management requirements into the Risk policies, monitor and report on the status of CCP relative to the policies, provide oversight, support and challenge to 1st line so that the risks are managed within risk appetite, and to identify any emerging risks. The Credit Risk team ensures that credit risk exposures are adequately monitored and modelled in order to take informed action, providing analysis and oversight of counterparty risk exposure derived from clearing, settlement, custody, payment, treasury and other group activities. The team also assess counterparties to determine risk limits, utilising internal and external information sources. Enter the key responsibilities of the role: Analyses and interprets complex data to provide regular reports and...

Feb 05, 2023
London Stock Exchange Group
Full time
 
Manager, First line of Defense
London Stock Exchange Group HAL Old Airport Rd, DIVYASREE TECHNOPOLISH, Yamlur, villa, Karnataka 560037, India
Manager, First line of Defence Overview This position will report to the Director , First Line Of Defense and will lead reporting of risks identification activities owned by Business Control Officer /Accountable Executives in D&A businesses. The hire will support reporting of the alignment to risk management policies and implement processes needed to align with them and promote the development of a strong risk culture within D&A Key Responsibilities Supports the Coordination of Risk assessment and maintenance of the Risk and Control Assessment (RCA) by the Business control officers/Business , including ensuring effective remediation actions are identified to address control vulnerabilities Track identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are flagged and tracked by the BCOs and leads within relevant governance forums. Collation of materials for relevant risk reporting committees at group level, e.g. Risk Dashboard. Work...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Senior Associate – Foundation Service Management (EMEA)
London Stock Exchange Group 5 Canada Square, 5 Canada Square, London E14, UK
Job Summary                As an Infrastructure Service Manager within Foundation Services, the candidate is required to have a sound understanding of the ITSM methodology. The candidate should understand the lifecycle of the entire ITSM process including Incident, Change, Problem, and Configuration. Well-developed Communication and interpersonal skills are critical to this role. There will be a reactive focus on Recovery Management during major issues and supporting the RCA process. The Service Manager champions a culture of continuous service improvement using the policies as a framework and reporting on our service performance to guide service and risk priorities and actions. Responsibilities Proactive Service Management of the technology services provided by the Foundation area of Infrastructure & Cloud including Data Centres, Platform (server), Storage, Private Cloud, Database, Big Data and Middleware. Bring in best ITSM practices to evaluate and update...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Assistant Manager, Regulatory Operations – Market Operations
London Stock Exchange Group G2MX+XV4, Upper McKinley Road McKinley Hills, Taguig, 1634 Metro Manila, Philippines
Department Description The Market Operations team provides the centralised function for the maintenance of key trading services and reference data databases.  The team spans the LSE (Equities and Fixed Income), Turquoise (part of the London Stock Exchange Group) and Data and Analytics Trading venues acting as a first point of contact for customers (both issuers and member firms). The team co-ordinates the production and dissemination of communications to customers and key organisations including EUI, CCPs, UKLA and FTSE Russell. Market Operations comprises of several functions, including Admissions, Market Management, Equities Operations, Operational Support, Regulatory Operations, Operational Change and UAT – and manages close operational relationships, internally and externally. Team Description The Regulatory Operations team is responsible for all the operations of daily and regular commitments under LSE plc, Turquoise, and Data & Analytics (D&A) Trading regulatory...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Senior Consultant - Client Project Manager
London Stock Exchange Group Mexico City, CDMX, Mexico
Project Manager has a key contribution in delivering the value of the whole firm to our customers by establishing and facilitating Project Governance /Compliance of our Client Projects aimed at improving the key performance indicators of faster revenue recognition, improving profitability and predictability, improving customer experience, and managing escalations through strong relationships with both Internal and External key stakeholders. The role will also require focusing on maintaining and creating visibility around a holistic view of the status and health of the client projects by developing independent, objective, accurate, clear and concise reporting.  At LSEG, we believe that creating a diverse and inclusive organisation is fundamental to the way we deliver on our promise of creating essential partnerships and open opportunities. Our open culture is central to how we deliver our purpose – driving financial stability, empowering economies and enabling customers to create...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Reporting Analyst, Sales Compensation
London Stock Exchange Group IND-Bangalore-A, RMZ Infinity
Support the Global Reporting and Compliance Manager with reporting deliverables for the stakeholder In-depth knowledge of the Incentive Compensation Management (ICM) calculation engine, both front and back end systems, to support process and reporting deliverables Design and implement financial reporting models that provide insight into key data points and aid problem solving and business decisions Automation and standardisation of current reporting models using Power BI and Excel macros Maintaining a repository of global reports / dashboards / compliance audits Handling large volumes of data, to aid global reporting Review reference and compensation data, highlighting data anomalies Active participation in Capability projects including User Acceptance Testing (UAT) during planned Releases, defect fixes or system enhancements. Identify the impact of ICM updates, including data issues and liaise with the Capability team for solutions management Adhering to SOX and internal control's...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Cash Applications Analyst
London Stock Exchange Group 8 Upper McKinley Rd, Taguig, Metro Manila, Philippines
Finance Service Operations at LSEG strives to be a best-in class Finance support function to the business, with a highly skilled offshore Cash Operations and Finance Service Operations function. As the team increases its coverage to include EMEA, Asia Pacific and North America, the Cash Application Manager role will be key in ensuring that activities performed offshore are efficient, effective, built on robust processes and controls and provide best-in-class support to the rest of Finance and its stakeholders. Accountable for overall management of Cash Applications. Cash Application Associate will be responsible for managing the cash application daily activities within the LSEG Finance Services Operations function, covering Asia, EMEA, LATAM and North America. They will facilitate best practices, achieve efficiencies, and goals aligned with LSEG’s strategic plan while maintaining quality standards and ensuring the team is operating within rules and regulations as they appear...

Feb 04, 2023
London Stock Exchange Group
Full time
 
Datat Governance Senior Manager
London Stock Exchange Group HAL Old Airport Rd, DIVYASREE TECHNOPOLISH, Yamlur, villa, Karnataka 560037, India
Data Governance Senior Manager Reporting into the Corporate Chief Data Office (CCDO) London Stock Exchange Group (“LSEG”), this Data Governance Senior Manager role will be skilled at leading and managing people, processes, and technology efficiently so that the corporate set of functions can institutionalize and operationalize its Data Governance Program. The main purpose of this position is to act as a data governance subject matter expert (SME) to implement a data governance framework, policy, standards, procedures, processes, technology, and corresponding operations. The Data Governance Senior Manager will lead, drive, implement and manage a large amount of change to reduce costs and risks, to increase efficiencies and to improve related products and services to internal and external constituents.  The role will also serve as a lead educator to the corporate area of functions for data governance, and more specifically Master Data Management. Key Responsibilities:...

Feb 04, 2023
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