144 legal jobs found in New York, NY

About us We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporations, central banks, financial institutions, and governments. More than 40% of the world’s largest companies use our solutions. Founded in 1999, we’ve achieved tremendous growth by bringing together some of the best and most successful financial technology companies in the world. Over 2,000 of the world’s leading corporations, including 50% of the Fortune 500 and 30% of the world’s central banks, trust ION solutions to manage their cash, in-house banking, commodity supply chain, trading and risk. Over 800 of the world’s leading banks and broker-dealers use our electronic trading platforms to operate the world’s financial market infrastructure. With 10,000 employees and offices in more than 40 cities around the globe, ION is a rapidly expanding and dynamic group.   Within ION Analytics we help clients...

What do we do? Paddle offers SaaS companies a completely different approach to their payments infrastructure. Instead of assembling and maintaining a complex stack of payments-related apps and services, we’re a Merchant of Record for our customers, taking away 100% of the pain of payments fragmentation. It’s faster, safer, cheaper, and, above all, way better.   The Role As a member of the Legal team you will report directly to our General Counsel, enjoying an  extremely varied role, delivering first-rate legal advice in a fast-paced dynamic environment, identifying risk and balancing common sense with legal expertise. The Legal team is intrinsically integrated into Paddle’s business and you will be required to collaborate and advise cross functionally, empowering the business to achieve its goals.  As Senior Legal Counsel, you will consider the longer-term impacts whilst also being able to react quickly to deliver level headed, creative and context...

Position Summary                                             We are looking to recruit a Senior Legal Counsel with a proven record of client service and a practical, problem-solving approach to support our businesses across the Americas, based in New York City.  The successful candidate needs to be a hands-on, commercial contracts lawyer and will provide specialist and strategic legal advice for all aspects of the Group’s Data & Analytics Division. Role Responsibilities Providing a wide range of legal advice and support to the sales, proposition and leadership teams in the Americas. Reviewing, drafting, revising and negotiating agreements with customers, vendors, partners and other third parties, including data licenses, software and intellectual property licenses, strategic partnerships, master agreements,  and other complex commercial agreements. Advising on legal issues related to the collection, usage and licensing of content/data/news from multiple...

Job Title: Legal/Contracts Operations Manager Grade: 11 (relevant to internal only) Location: New York NY, Charlottesville VA, Raleigh NC, Virtual The Role The Legal & Contracts Operations Manager is a critical role in supporting the management and organization of the SPGMI Legal team by the effective and efficient development and implementation of operational end-to-end processes, systems and services related to Legal Operations globally. This includes coordination of activities to ensure that business objectives are achieved, liaison with management, assist in the development of strategic plans for operational activity, and implement and manage operational plans. This position includes other responsibilities such as monitoring performance, reporting status, and implementing improvements.  This position is also responsible for building training plans for new systems, policies and updates to current systems, and statistical reporting for each.      The...

Position: Associate Director, Data & Content Acquisition Location: Virtual US or Virual EMEA Role:   This role will support the Index Data Acquisition & Content Subscriptions (iDACS) team within the S&P Dow Jones Indices (SPDJI) division.   The iDACS team is responsible for acquiring inbound third-party content from market data providers, subscription licensing, vendor management, and stakeholder engagement. iDACS is instrumental in ensuring that the division manages its vendors efficiently, effectively, and in line with policies throughout the vendor lifecycle, including in relation to the vendor’s performance, cost, risk, and adherence to contractual obligations. This position will sit within the Data Acquisition/Content Rights Management pillar of the iDACS team with a focus on supporting SPDJI’s centralized and growing function responsible for acquisition, utilization, and distribution of third-party content and services....

Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks a Compliance Officer, Surveillance to join our Legal and Compliance team. Responsibilities Assisting with the management of Tower’s surveillance program across asset classes the firm operates in, including cryptocurrencies and digital assets Leading projects related to strategic enhancements of the firm's surveillance platform Managing surveillance program processes, such as designing, testing and calibrating surveillance models Liaising with surveillance vendors and internal stakeholders on implementation of new markets to surveillance tools, and identifying, articulating and solving data issues that arise Assisting regional Compliance teams in responding to regulatory inquiries and requests for information Reviewing and drafting internal procedures, policies and guidance where required Providing ongoing compliance advice to Tower Research’s trading teams and...

The HR team helps protect the firm’s largest investment, our people. We are seeking a Senior HR Business Partner with experience in a high growth environment, who demonstrates the proven ability to see big picture people strategy needs and is an experienced & flexible partner to the business in supporting talent development, driving optimum performance, thoughtful leadership, and change management. This position within the global HR team is uniquely centered to drive and take ownership of maintaining a strong company culture by solving complex organizational challenges due to our evolving business needs. We are looking for a creative, collaborative, and business savvy contributor, who demonstrates proven success to influence managers and employees at all levels of the firm. The ideal candidate doesn’t just love working with people, they value and understand the business impact they can make by creating a great place to work for all our employees. Our team achieves results...

Ripple’s mission is to enable payments every way, everywhere for everyone. We believe connecting traditional financial entities like banks, payment providers and corporations with emerging blockchain technologies and users is the path to an open, decentralized, and more inclusive financial future. This Internet of Value gives any internet-enabled person, application, or device access to financial services that are transparent, fast, reliable, and cheap. Delivering this vision is a challenge of a massive scale spanning $155 trillion in annual cross-border fiat payments and the $1.5 trillion market of digital assets that has grown 10X in the last year. We are looking for a software engineer to join a growing team charged with determining and delivering optimal liquidity for every customer in the world in a cost-effective, robust and scalable manner. You will work closely with applied scientists and machine learning engineers to build robust solutions that power our liquidity...

Sales Operations About Elwood  At the cutting edge of financial technology, Elwood is spearheading the convergence of traditional finance and digital assets. Through our single integrated platform, we make crypto accessible to institutions and other investment professionals, with seamless market access to the world’s leading crypto trading and liquidity venues. We believe it’s time for digital assets to take their rightful place in the world of professional investment. If you like the sound of driving change, making a meaningful impact, and having an unprecedented opportunity to shape the future of finance, we want to hear from you. We’re seeking hard working passionate overachievers who constantly strive to be the best and want to produce the most important work of their careers. The Elwood Principles Passion To achieve our growth potential, we need to have a passion for what we do and a hunger for success. We are passionate about performance. We are...

What do we do? Paddle offers SaaS companies a completely different approach to their payments infrastructure. Instead of assembling and maintaining a complex stack of payments-related apps and services, we’re a Merchant of Record for our customers, taking away 100% of the pain of payments fragmentation. It’s faster, safer, cheaper, and, above all, way better.  The Role As an Account Executive (Retain Strategist) selling our suite of SaaS products, you’ll become an expert on the subscription universe across industries and use that knowledge to work through transactional sales cycles with the market’s top brands, including Fortune 500 companies. What you'll do •  Once our BDR team identifies qualified, prospect client opportunities, you’re responsible for taking over the conversation and relationship building. This position will support our Retain product •  Serve as an expert on our suite of SaaS products, answering client questions on churn, retention, and...

Tower Research Capital, a high-frequency proprietary trading firm founded in 1998, seeks an Senior Associate, Immigration & Mobility to join our New York-based Human Resources Operations team. The Immigration and Mobility Associate will work closely with employees, candidates and external specialists to provide a positive transfer or immigration experience. This role will be responsible for answering questions, understanding an employee’s situation, working with external counsel on the case filing strategies and updates, responding to changing circumstances and needs, and paving the way for a connected and trusted case management experience. It will also provide expertise and consultation regarding immigration and mobility across the organization.  Responsibilities: Lead the full life cycle process for in-bound U.S. and Canada immigration from initiating the application to approval and renewals Function as key point of contact for all inbound immigration and...

The Chief Compliance Officer (the “CCO”) is responsible for implementing, maintaining, testing and enhancing Clear Street Markets’ compliance and supervisory program to ensure that it is reasonably designed to achieve compliance with federal securities laws and relevant rules and regulations.  The CCO serves as the primary contact for all regulatory interactions, including but not limited to regular examinations, regulatory inquiries and dialogue with the SEC, FINRA, Cboe and the Exchanges.  The CCO is a trusted adviser to traders, operations and technology personnel on regulatory obligations and is responsible for designing effective surveillance reports that are customized to Clear Street Markets’ trading.   The CCO is responsible for: Designing and implementing written policies and procedures, including written supervisory procedures, to cover general compliance obligations as well as to cover obligations that pertain to Clear Street’s trading strategies, which...

About Clear Street:   Clear Street is building modern infrastructure for capital markets. Outdated technology makes markets difficult and expensive to access. We're fixing that. We started with prime brokerage, in an industry that has struggled to see any real innovation in decades. Our cloud-native, prime brokerage platform has redefined what it means to work with a prime broker - improving access, speed, and service to our clients. We want to continue that change across all capital markets. Today, we offer institutions, professional traders, and brokers everything they need to trade U.S. equities and options. In the future, our platform will give all types of investors access to every major product in every major market. Role: Clear Street is looking to add a Director, FP&A to their growing team. The FP&A Director will be a foundational member of Clear Street’s rapidly growing Finance team. You will bring strong analytical skills as a strategic partner to...

Job Description Business Development Pitching the Listing opportunity to current and prospect asset managers to convince them to choose Cboe as their listing venue for new launches and transfers from other primary listing venues. Domestic travel required Prepare internal/external presentations, legal and regulatory filings and other materials as needed to support these pitches Relationship Management/Account Coverage Manage relationships with product sponsors, market makers, index providers, custodians, and other service providers to create community of advocates for Cboe Listings Quantitative & Qualitative Analysis Create and track Listing’s global budget and P&L forecast. Prepare information for Cboe board presentations Engaging with market makers and issuers, in conjunction with the Equities team, to develop liquidity programs and improve market quality of trading for the end investor Develop business intelligence solutions to analyze the ETP...

The Role: The Senior Analyst within Ratings Compliance & Control is responsible for planning and conducting compliance reviews and monitoring to assess S&P Global Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures.   Responsibilities: Conduct periodic and targeted examinations, reviews and monitoring of the credit ratings process, research publications,  communications with the public, and internal communications. Carry out testing in accordance with established procedures and methodology, as well as develop and execute new and customized risk-based testing approaches and scripts to reach conclusions on compliance with regulations and policies and effectiveness of controls. Document test procedures, analysis, and conclusions in workpapers. Explain and support results of reviews internally to stakeholders, including senior business leadership and compliance management, and effectively negotiate remediations that...

By selecting “Apply” above, you indicate you have read and acknowledge the Dow Jones Applicant Privacy Notice and Dow Jones Cookie Policy , including data transfers as described in the Policy. Job Description: Location:  NY, PRI, San Fran or remote  Dow Jones Risk & Compliance is a specialist team within the wider Dow Jones organization. We currently employ over 400 staff around the world that solely focus on the development and ongoing management of content based solutions, monitoring technology and research services designed to help our global customers meet exacting customer, payments, sourcing and trade finance screening requirements.Over 4,500 clients globally – both in the financial, corporate and governmental area – are relying on our services for their anti-money laundering, counter terrorist financing and third party risk management programs globally.   As part of our investment plan, we are seeking exceptional business development...

By selecting “Apply” above, you indicate you have read and acknowledge the Dow Jones Applicant Privacy Notice and Dow Jones Cookie Policy , including data transfers as described in the Policy. Job Description: Our Professional Information Business (PIB) marketing and sales enablement team is growing rapidly and is actively seeking highly motivated and passionate people for several open roles.   The Dow Jones PIB powers businesses, governments and financial institutions with award-winning journalism, robust data sets, a rich archive of premium content and flexible information tools.      The Risk & Compliance Marketing & Sales Enablement team is looking for an energetic and creative Coordinator who will be responsible for assisting and equipping the global PIB sales team with timely, accurate, and engaging content and initiatives to drive revenue. This role will work across the entire Marketing & Sales Enablement team along with the PIB sales team to...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

As a member of the partnerships team, you will play an integral role on our dynamic team and be responsible for sourcing a range of business opportunities. After building a strong foundation for the business during the past several years, TradingView is poised for significant expansion in 2020 and beyond. We would like this person to play a major role in developing strategically aligned partnerships and enabling us to achieve our business goals. The ideal candidate is driven by relationship-building and finding high-value opportunities to drive significant business growth. This person should be high-energy, possess a strong external presence, someone who thinks BIG and can roll up those sleeves to get things done. This position requires working cross-functionally with Product, Marketing, Legal, and Finance teams. Key Responsibilities Serve as an external ambassador for TradingView and communicate the business’s vision and value proposition to a diverse set of prospects...

With a fast-growing Partnerships team and over 10,000 websites using our technology, you will play an integral role in making business move faster. This is no small task. You'll be improving global business processes, optimizing existing partner streams and driving further growth across verticals. This position will be deeply embedded in the larger organization and have the opportunity to work with Partnerships, Customer Success, Product, Marketing, Legal, Data and Finance. Responsibilities: Streamlining business operations Project manage ongoing initiatives across several domains and focuses Regularly work with contracts and legal documents and coordinate with our legal team Track and coordinate internal team resources for cross functional projects Effective in collaborating with multiple teams to accomplish common goals Qualifications Experience: Bachelor’s degree required 3+ years of direct experience in a business operations, strategy, or consulting Project...

At ConsenSys we have a vision of a world where data sovereignty and financial well-being is accessible to every person and organization. We believe Ethereum and decentralized protocol technology is a more trustworthy and equitable foundation for how we create and share value across the web. On this trusted, open source foundation, we can accelerate the world’s transition to a universally accessible network of distributed participants where transparency, security and freedom are fundamental. Our product suite, composed of Truffle, Infura, Quorum, Codefi, MetaMask, and Diligence, serves millions of users, supports billions of blockchain-based queries for our clients, and has handled billions of dollars in digital assets. As the leading Ethereum software company, ConsenSys enables developers, enterprises, and people worldwide to build next-generation applications, launch modern financial infrastructure, and access the decentralized web. To learn more about ConsenSys, and explore...

Interested in working on cutting-edge blockchain technology and creating equitable access to the global financial system? Since 2014, the mission-driven team at the Stellar Development Foundation (SDF) has helped fuel the tremendous growth of the Stellar blockchain network, an open-source platform that operates at high-scale today. Developers and companies around the world build on it, and the SDF team is expanding to support the rapidly growing and changing Stellar ecosystem.  In this role, you will focus on partnering with a range of companies in the Stellar ecosystem, supporting their marketing - both via SDF’s grant program and liaising between SDF’s marketing team and the companies’ marketing. The Stellar Marketing Grants Program is a pool of lumens earmarked to bring new individual users to the Stellar ecosystem. By enabling and supporting the marketing activities of companies which have built on Stellar, SDF will support and grow the Stellar ecosystem. You will...

We are looking to add a new member to our Operations team. The Analyst will have the opportunity to work closely with Xtract Research’s legal, sales, and client relations groups. The potential candidate should expect to gain an extensive understanding of high yield bonds and leveraged loans. In this role, the potential candidate will benefit from close collaboration with senior lawyers and management in an entrepreneurial environment while becoming familiar with various types of fixed income securities. This position offers the opportunity for a motivated individual to take ownership of current and developing projects within the operations group as well as gain familiarity with sophisticated legal subjects in fixed income finance. About us We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporations, central banks, financial institutions, and governments. Founded in...

We are looking to add a new member to our Operations team. The Analyst will have the opportunity to work closely with Xtract Research’s legal, sales, and client relations groups. The potential candidate should expect to gain an extensive understanding of high yield bonds and leveraged loans. In this role, the potential candidate will benefit from close collaboration with senior lawyers and management in an entrepreneurial environment while becoming familiar with various types of fixed income securities. This position offers the opportunity for a motivated individual to take ownership of current and developing projects within the operations group as well as gain familiarity with sophisticated legal subjects in fixed income finance. About us We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporations, central banks, financial institutions, and governments. Founded in...