777 legal compliance jobs found

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Business Unit: Blackstone Legal & Compliance Job Title: Compliance Officer, Senior Vice President                                 Job Description:          The Legal & Compliance department seeks a Senior Vice President to support the...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   The employee will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications, as well as working with others on Blackstone’s global Legal and Compliance...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Job Title:         Compliance Associate Business Unit: Legal and Compliance Location:         London Firm Overview: Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Business Unit: Private Wealth Solutions / Legal & Compliance   Job Title: Private Wealth Solutions Legal (BREIT), Vice President   Job Description: Blackstone is seeking an attorney for the Private Wealth Solutions Legal team in New York...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $951 billion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   Job Title : Legal & Compliance - Conflicts Clearance, VP Job Description: The successful candidate for this position will assist in the firm’s conflicts clearance process and restricted and watch lists and will play a significant role in the...

About the job:   OBJECTIVES The Compliance Team is primarily responsible for compliance matters for Saxo Bank Securities Ltd. (“SBS”), including management of both internal and external risks and ensure that SBS operates to high standards of legal and regulatory compliance and in accordance with SBS’s policies and procedures.  The successful candidate will report to the Head of Compliance who is based in Japan for compliance matters and to the Head of Legal APAC based in Singapore for legal matters. MAIN RESPONSIBILITIES To provide commercially-minded compliance support and advice on a broad range of matters (commercial, financial, regulatory, corporate, IP, IT, data protection etc.); to ensure business activities are conducted in line with applicable laws, regulations and internal policies. To attend to day-to-day legal tasks. Such tasks could include some reviewing and drafting of agreements, maintaining up-to-date policies and templates, preparing board...

The role is for a hands on Business Programme Director working within the COO office Team to manage a broad portfolio of projects covering commercial, regulatory, resilience and strategic infrastructure drivers.  Collaboration with all stakeholder areas will be required to identify, plan and track deliverables through to completion.  Significant engagement will be required with CDSClear’s business aligned teams – Business Development & Relationship Management, Product, IT, Risk and Operations – but also with shared functions including Legal, Compliance, Finance and Shared Services IT teams. 2023 is expected to see significant projects in the Risk and IT Infrastructure space as well as a number of commercially driven projects with the largest delivery being extension of the CDSClear service into the US. The role could be based in either Paris or London.  Day to day communication will be in English. Key Responsibilities Ownership of all programme management...

Der Standort für diese Stelle ist möglich in : Gland - Bern - Zurich  Du wirst in unserem hervorragend gelegenen Customer Care Center in Zürich (neben dem Hauptbahnhof) eingearbeitet werden und danach vorwiegend im Homeoffice arbeiten. Ganz gleich, ob du aus dem Bankgeschäft oder Kundenservice kommst, wir kümmern uns um  dein Onboarding und deine Schulung, um zu gewährleisten, dass du unseren Kunden den besten Service bieten kannst. Zu deinen täglichen Aufgaben gehören: Unterstützung von Kunden durch verschiedene Kommunikationskanäle, um ihre  Zufriedenheit  mit unserer Yuh App sicherzustellen; Informationen   zu unseren verschiedenen  Produkten  und  Dienstleistungen ; Zusammenarbeit mit deinen Kollegen in den Bereichen Business Operations, IT, Vertrieb, Legal & Compliance, Marketing, Trading usw., um die  besten Lösungen  zur Unterstützung unserer Kunden zu finden. Qualifikationen Neben deiner  deutschen Muttersprache  besitzst du ausgezeichnete Kenntnisse in...

Reporting to the Head of FXall, the Commercial Success Director for FXall will be responsible for driving the commercial success (revenue and client adoption) of the FXall into Workspace initiative. FXall, the leading OTC B2C FX trading platform, is being rebuilt from the ground up.  This multi-year replatforming initiative is a joint venture between LSEG’s Capital Markets and Data & Analytics divisions. The role leads by influence across all functional areas within the company, including Sales, Operations, Technology, Product, Marketing, Legal & Compliance, and Finance. As such, the role is ultimately responsible for the commercial success of the new FXall offering. This role can be based in London or New York. KEY RESPONSIBILITIES: ·Partner with senior colleagues across LSEG to execute the FXall into Workspace initiative, including working closely with FX colleagues in Data & Analytics ·Support the FX sales team in communicating value proposition of FXall /...

About us Blocktrade is the go-to asset marketplace for everyone, helping to create wealth and joy in life for a global society. At Blocktrade, we believe in the power of community and trust. We strive towards being the most accessible marketplace while holding ourselves to the highest regulatory standards. We make no difference between origin, gender, age or wealth when we educate and support our community in becoming more financially educated and directly applying their knowledge to the digital markets. Only when every user leaves our platform wealthier in assets or knowledge, looking forward to coming back to further improve their life have we reached our goal. About the position As our Compliance Specialist, you will be based in Tallinn in addition to the existing Compliance team. The position is crucial in supporting the Company to achieve our ultimate goal of making financial markets accessible to everyone. Here are some of the tasks and challenges you will...

Who We Are Okcoin is one of the world’s fastest growing cryptocurrency exchanges. We help millions of people buy and sell bitcoin, and over 30 other crypto assets every day — but our work is a whole lot more than that. We’re building an inclusive future of finance, one that opens new opportunities to learn financial literacy, store value, and build wealth for everyone. Ready to help the next billion people experience the future of finance with us? Come on board. We have offices in San Jose, San Francisco, Austin, Dublin, Malta, Hong Kong, Singapore and Japan.   About the Opportunity: The successful candidate will think big about the future of crypto and how you can bring individual investors and institutions into the crypto economy more quickly. You are passionate about the future of crypto and building something disruptive, step by step, to bring positive and lasting impact. You will work closely with internal partners in product, operation, marketing, business...

  Data and Analytics Division     We are a global leader in data and analytics, providing a broad range of investment solutions and indices, trading workflow, capital market and wealth advisory, and risk intelligence. We work as a partner to our customers in every major global market. The quality and integrity of our data helps to give our customers the confidence to make critical decisions, create leading investment and trading products, and drive automation and efficiencies across operations.   We are well positioned across the breadth of the financial sector, and our Sales Specialists have a deep domain knowledge in one of the following core areas; Trading, Wealth, Investor Solutions, Enterprise & Risk and Compliance.     Role Summary     Right now at LSEG, you have a unique opportunity to reshape a market-leading company in the financial industry. Your mission is to develop an industry-leading, global proposal...

The role is for a hands on Business Programme Director working within the COO office Team to manage a broad portfolio of projects covering commercial, regulatory, resilience and strategic infrastructure drivers.  Collaboration with all stakeholder areas will be required to identify, plan and track deliverables through to completion.  Significant engagement will be required with CDSClear’s business aligned teams – Business Development & Relationship Management, Product, IT, Risk and Operations – but also with shared functions including Legal, Compliance, Finance and Shared Services IT teams. 2023 is expected to see significant projects in the Risk and IT Infrastructure space as well as a number of commercially driven projects with the largest delivery being extension of the CDSClear service into the US. The role could be based in either Paris or London.  Day to day communication will be in English. Key Responsibilities Ownership of all programme management...

This is Adyen We took an unobvious approach to starting a payments company, building a platform from scratch. Today, we're the payments platform of choice for the world's brightest companies. Our unobvious approach is a product of our diverse perspectives. This diversity, of backgrounds, cultures, and perspectives, is essential in helping us maintain our momentum. Our business challenges are unique, we need as many different voices as possible to join us in solving them - voices like yours. So no matter where you’re from, who you love, or what you believe in, we welcome you to be your true self at Adyen. Senior Regulatory Product Counsel Adyen is looking for an experienced Regulatory Product Counsel to work alongside our EU/UK product teams to assist them with the launch of new financial and/or payment products, as well as further enhancing existing product offerings.  You will work closely together with the product, legal, compliance, risk and commercial teams...

Director of Secondary Markets Trading Technology About the London Stock Exchange Group LSEG’s vision is to be the most trusted expert in global financial markets.  This is achieved through leading the world in providing access to capital, helping customers optimise capital resources and promoting trusted and transparent environments and services for investment. LSEG is a diversified international exchange Group that sits at the heart of the world's financial community.  The Group operates through three key business divisions: Capital Markets (broad range of international equity, bond and derivatives markets); Post Trade (post trade and risk management services); Data & Analytics LSEG prides itself on operating a neutral, trusted, well-regulated and systemically important market infrastructure and does this within a fast paced, real-time and highly regulated environment.  The Group is accountable to its shareholders, clients, regulators and the societies in which it...

  Data and Analytics Division     We are a global leader in data and analytics, providing a broad range of investment solutions and indices, trading workflow, capital market and wealth advisory, and risk intelligence. We work as a partner to our customers in every major global market. The quality and integrity of our data helps to give our customers the confidence to make critical decisions, create leading investment and trading products, and drive automation and efficiencies across operations.   We are well positioned across the breadth of the financial sector, and our Sales Specialists have a deep domain knowledge in one of the following core areas; Trading, Wealth, Investor Solutions, Enterprise & Risk and Compliance.     Role Summary     Right now at LSEG, you have a unique opportunity to reshape a market-leading company in the financial industry. Your mission is to develop an industry-leading, global proposal...

Job Description and Responsibilities The ideal candidate is a self-starter with excellent interpersonal and problem-solving skills. The candidate will be required to develop a keen understanding of the proprietary systems used by IBKR while simultaneously understanding real-world business requirements and translating them into proposed solutions for our fast-growing Asia Pacific brokerage business. The candidate will lead projects to add new trading venues and products and support additional programs to support client engagement and extend our reach. Define detailed project delivery plans, including identifying the required internal resources and liaising with external parties like banks, brokers, and technology vendors. Lead cross-functional teams comprised of Business, Technology, Legal, Compliance and Operations colleagues. Effectively manage and grow relationships with internal stakeholders, clients, and vendors. Maintain a product roadmap...

📍London / UK Remote | 💰 £90,000 - £160,000 + Benefits  (we have different Product roles across varying degrees of seniority, compensation will be matched accordingly to your experience level) |  A week in the life of a Product Manager at Monzo   About us: We’re here to make money work for everyone and we're doing things differently. For too long, banking has been obtuse, complex and opaque. We want to change that and build a bank with everyone, for everyone. Our amazing community suggests features, test the app and give us constant feedback so we can build something everyone loves. We're focused on solving problems, rather than selling financial products. We want to make the world a better place and change people's lives through Monzo. About our Product Team: We’re looking for a Senior or Principal Product Manager to join our team and help us build one of the best, most innovative banks in the world. Monzo is the lead challenger bank in the UK with a...

At Ripple, we’re building a world where value moves like information does today. It’s big, it’s bold, and we’re already doing it. Through our crypto solutions for financial institutions, businesses, governments and developers, we are improving the global financial system and creating greater economic fairness and opportunity for more people, in more places around the world. And we get to do the best work of our career and grow our skills surrounded by colleagues who have our backs.  If you’re ready to see your impact and unlock incredible career growth opportunities, join us, and build real world value. Ripple is growing and so is our People Team!  We’re looking for a Senior Manager, Compensation & Analytics – a results-oriented thought leader ready to channel all their experiences into creating solutions that deliver breakthrough business results.  You will lead both functions, shape our global compensation philosophy & framework, and pioneer innovative people...

Director of Secondary Markets Trading Technology About the London Stock Exchange Group LSEG’s vision is to be the most trusted expert in global financial markets.  This is achieved through leading the world in providing access to capital, helping customers optimise capital resources and promoting trusted and transparent environments and services for investment. LSEG is a diversified international exchange Group that sits at the heart of the world's financial community.  The Group operates through three key business divisions: Capital Markets (broad range of international equity, bond and derivatives markets); Post Trade (post trade and risk management services); Data & Analytics LSEG prides itself on operating a neutral, trusted, well-regulated and systemically important market infrastructure and does this within a fast paced, real-time and highly regulated environment.  The Group is accountable to its shareholders, clients, regulators and the societies in which it...

The Role: The Head of East Asia, Editorial will lead our governance and editorial quality efforts Asia-Pacific region, working with senior stakeholders across S&P Global to ensure our regional content and is effective in protecting and growing our business. The Team: The candidate will play a leading role in a dynamic team of editors across the globe who support all of S&P Global, but with a particular focus on Market Intelligence news and research content. The Impact: The Head of East Asia, Editorial will lead reviews of sensitive content to enforce strict editorial standards. What’s in it for you : The Head of East Asia, Editorial will play an important role in driving quality as S&P Global seeks to grow its business in the Asia-Pacific region. The Head of East Asia, Editorial will be attuned to regional sensitivities and regulatory requirements in order to provide guidance to colleagues, allowing the company to produce accurate, intelligent and timely...

(1) Manage on day to day basis the Permanent Control Framework in order to provide on a regular basis: i. Support to control owners to ensure about efficiency of control performance ii. A reliable and up-to-date assessment of the effectiveness of key controls iii. The status of actions contributing to control improvement (2) Ensure effective coordination and support to departments to guarantee a consistent implementation of the Permanent Control framework across the company (3) Contribute to the enhancement of Permanent Control methodology (4) Set up annual plan and ensure about its proper achievement (5) Maintain the system in which controls’ results are captured (6) Report to appropriate stakeholders (regulators, internal governance bodies) about control framework efficiency (7) Act as a team leader on the permanent control and operational risk scope Overall Business Knowledge  In-depth knowledge of control framework for financial services environment (internal...

   Ri ght now at LSEG, you have a unique opportunity to reshape a market-leading company in the financial industry. Working side-by-side with our solution sales team within Data & Analytics, your mission is to develop compelling, technically competent, winning proposals and presentations aimed at solving our customers’ most challenging problem in areas such as: • Wealth Digitalization • Sustainable Finance Investing • End-to-End Trading & Market Infrastructure • B2B Data Redistribution Data and Analytics Division     We are a global leader in data and analytics, providing a broad range of investment solutions and indices, trading workflow, capital market and wealth advisory, and risk intelligence. We work as a partner to our customers in every major global market. The quality and integrity of our data helps to give our customers the confidence to make critical decisions, create leading investment and trading products, and drive automation...

About the job:   Responsibility: As a person you come across as team-player who is professional, analytical, solution-oriented, positive and energetic. You also have documented and proven experience with the primary responsibilities as below: Experience from a client support role and the ability to liaise with clients in a timely professional manner. Handled client communication through Emails/Chat/Phone call. Good knowledge of Investment Products such as Stocks, futures, and options. Strong analytical skills with the ability to quickly understand and structure problems. Ability to follow clear guidelines and to ensure adherence to all compliance policies and procedures. Be a committed, self-driven, proactive individual, who can thrive during hectic periods. Be capable of multitasking and meeting deadlines in a dynamic environment. Mandate: Required experience of 3-5 years in Client Servicing Commitment to deliver best service towards clients. Excellent...