1132 global head of sanctions jobs found

Interactive Brokers Group is searching for a Global Head of Sanctions to manage its global Sanctions program across all its affiliates. The Global Head of Sanctions should have experience directing and operating high-functioning teams in multiple international regulatory environments. This role will report directly to the Group Deputy Chief Regulatory Officer.   Responsibilities Develop and maintain a Global Sanctions program to ensure compliance with sanction obligations across our global affiliates. Keep up to date with all applicable sanctions against individuals, entities, countries and trading products and confirm that all are covered in the firm’s sanction programs. Maintain or develop external contacts among industry peer groups to help us stay in line with industry best practices. Manage or assist risk assessments to identify sanctions risks related to new products and services. Establish and maintain a robust inventory of sanctions...

Interactive Brokers Group is searching for a Global Head of Sanctions to manage its global Sanctions program across all its affiliates. The Global Head of Sanctions should have experience directing and operating high-functioning teams in multiple international regulatory environments. This role will report directly to the Group Deputy Chief Regulatory Officer.   Responsibilities Develop and maintain a Global Sanctions program to ensure compliance with sanction obligations across our global affiliates. Keep up to date with all applicable sanctions against individuals, entities, countries and trading products and confirm that all are covered in the firm’s sanction programs. Maintain or develop external contacts among industry peer groups to help us stay in line with industry best practices. Manage or assist risk assessments to identify sanctions risks related to new products and services. Establish and maintain a robust inventory of sanctions...

Interactive Brokers Group is searching for a Global Head of Sanctions to manage its global Sanctions program across all its affiliates. The Global Head of Sanctions should have experience directing and operating high-functioning teams in multiple international regulatory environments. This role will report directly to the Group Deputy Chief Regulatory Officer.   Responsibilities Develop and maintain a Global Sanctions program to ensure compliance with sanction obligations across our global affiliates. Keep up to date with all applicable sanctions against individuals, entities, countries and trading products and confirm that all are covered in the firm’s sanction programs. Maintain or develop external contacts among industry peer groups to help us stay in line with industry best practices. Manage or assist risk assessments to identify sanctions risks related to new products and services. Establish and maintain a robust inventory of sanctions...

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets   Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering,...

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets   Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering,...

About Kraken As one of the largest and most trusted digital asset platforms globally, we are empowering people to experience the life-changing potential of crypto. Trusted by over 8 million consumer and pro traders, institutions, and authorities worldwide - our unique combination of products, services, and global expertise is helping tip the scales towards mass crypto adoption. But we’re only just getting started. We want to be pioneers in crypto and add value to the everyday lives of billions. Now is not the time to sit on the sidelines. Join us to bring crypto to the world. To ensure Kraken is the right fit for you, please ensure you read Kraken Culture Explained   to find out more about us! About the role This is a senior leadership role supporting Kraken’s systems organization and reporting to the Global Head of Compliance. You will be a leader in our rapidly growing compliance organization, responsible for your own team of experienced compliance...

OKX is a world-leading digital asset trading platform, providing advanced financial services to traders globally by using blockchain technology. OKX provides hundreds of token & futures trading pairs to help traders to optimize their strategy. We are also one of the top digital asset trading platforms by trading volume, serving millions of users in over 100 countries. OKX derivatives remains a top-notch venue globally and has a daily volume of approximately $10 billion and is widely recognized as the golden standard in the industry. We believe the blockchain technology will eliminate barriers to transactions, increase the efficiency of transactions across society, and eventually have a significant impact on the global economy. We strive to make innovative achievements that change the world and never stop to improve on our customer experience. About the Opportunity: A unique and highly-impactful role at one of the fastest-growing FinTech. The Customer Due Diligence Manager...

S&P Global Corporate The Role: Regional Compliance Director, S&P Global Commodity Insights (APAC) Location: Singapore What's In It For You?: S&P Global seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division . The Compliance Director will be based in the Singapore and will play a key role in a global compliance team whose mandate is to deliver a Compliance Program for the Division that is fit-for-purpose and highly effective. The role involves a range of activities, including providing: (i) Compliance advisory services, (ii) Education & Training, (iii) Reporting to compliance management on compliance developments, and (iv) participating in reviews, investigations and other compliance monitoring / ad hoc activities, primarily focused on the APAC and EMEA. Besides technical knowledge and experience in the operation of Compliance programs, the ideal candidate should build strong...

We are seeking an outstanding legal and compliance leader to join our fast-growing team as Head of Legal & Compliance for Singapore. This role, reporting to the Chief Compliance Officer with a dotted line into the VP & Deputy General Counsel, Legal, and will be responsible for overseeing compliance with the Payment Services Act and other legal and regulatory regimes where applicable.  We are looking for a highly motivated, adaptable and collaborative person who can handle ambiguity and enjoys building. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto asset space, this is the perfect opportunity for you! Compliance: Run the Compliance program like a machine. Oversee and design regulatory compliance strategies and implement our programs for all compliance topics, such as Licensing, KYC, Transaction Monitoring, On-Chain Monitoring, PEP/Sanctions/Adverse Media...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. This is a hands on Engineer role, split between SRE and devops; The SRE work focuses on the “support” side of our products, ensuring the services are available and running. In addition it entails work to keep the platform stable as change, upgrades, and new functionality is rolled out. The devops work focuses on the “change”, bringing new technology, automation, or products to platform. As a Lead Engineer, help to build a team of DevOps Engineers and SRE's, over the course of 12 months; Within SRE: Proactively identify operational, performance, security and availability constraints and bottlenecks, outlining opportunities for further improvement; Work closely with other engineering teams, supporting onboarding and advocating for best practices, assist...

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is hiring! We currently have an opening for a Sr. Software Engineer. You'll be joining a core team with expertise in application development, DevOps, cloud engineering, and more. This position will ensure the successful execution of our business mission through development and deployment of new and cutting edge features. The development of this product is critical to our communications platform within Broadridge. We are guided by the belief that people are our greatest asset and are committed to attracting the best talent. If you're passionate about technology and are looking to be a part of a growing and dynamic Fin Tech team, we encourage you to read below! In this position, you will assume a role in the software development team, writing...

Role Description Accountable for alignment of standards and tooling of the projects/teams within the Technology Portfolio.  Alignment to the Groups Change Framework, and influencing changes to the Framework Product representative for the Groups Clarity PPM tool, representing Group Technology teams, Risk, PMOs, Finance, Portfolio Driving the adoption of Clarity best practice amongst the delivery teams, including the necessary tracking and KPIs Tailoring Portfolio’s change process for continuous change Improvement including waterfall, agile and hybrid project deliveries Tracking the necessary data points in Clarity for the Technology Portfolio of projects of c.£300m to support driving adoption, compliance and reporting The role Reports to the Group Technology Portfolio Director . And requires strong alignment and collaboration with all of the Technology divisions, as well as Transformation Management Office, Integration, Finance, Risk and Technology COO...

Role Description Accountable for improving the management of the Technology portfolio through the introduction of resource management and scheduling best practice. Define and implement new processes & reporting for the management of Technology resource by creating a Tech wide view of Resources, Capacity and utilisation to help inform scheduling and prioritisation decisions Develop methodology and reporting of dependency management and embed ongoing management project/programme/divisional dependencies that can be governed via Technology Portfolio. Assess the resources/capability/structure of Project Management/ PMO teams within Technology and roadmap to drive through improvement The role Reports to the Group Technology Portfolio Director . And requires strong alignment and collaboration with all of the Technology divisions, Business Management teams, as well as Transformation Management Office, Integration, Finance and Technology COO functions Key...

Role Summary LSEG and Microsoft have entered an exciting strategic partnership for the development of next-generation data, analytics and cloud infrastructure solutions. Our customers’ needs are evolving and so are financial markets. This partnership will transform the way customers discover, analyse and trade securities around the world. It will also advance our cloud strategy and build the improved resilience, efficiency and agility that our customers need. All of Microsoft’s customers will also have access to our data and analytics capabilities through a single flexible infrastructure that is intuitive and responsive. The Group Director, Partnership Performance role reports to the Group Leader, Head of Partnership Delivery within the Data and Analytics division at LSEG. This role will be responsible for supporting the Head of Partnership Delivery drive efficiency and productivity of teams across matrix lines, used in the Microsoft partnership. The ideal candidate will...

Role Responsibilities & Key Accountabilities: - Assists in the development of payroll procedures. - Ensures all government reporting requirements for payroll taxes, withholding and employer contributions. - Trains, develops and evaluates payroll team members. - Receives assignments in the form of objectives with goals and the process by which to meet goals. - Acts as subject matter expert for payroll legislation and taxes in all countries they manage. - Reconciles complex payroll matters using advanced excel skills, formulas and macros. - Reconciles and signs off on payroll completion for countries they manage. Qualifications & Experience: - Degree or equivalent and / or relevant qualification - Significant and varied experience in the appropriate specialist HR area - Significant people management and leadership experience - Knowledge of the relationship between functions within the company At LSEG, we believe that creating a diverse and inclusive organisation is...

Role Responsibilities This role reports to the Global Head of Privacy Develop, implement, support, and advise on our global Privacy Programme, including work related to the HK, PDPO, SGP PDPA, EU, UK GDPR, k nowledge in China PIPL and other privacy laws, globally. Provide subject matter expert assistance and support to colleagues in the APAC region on data privacy matters, and assist in managing a wide range of privacy related issues whether internal (e.g. innovation and product development), customer or vendor facing Work collaboratively to develop strong working relationships with key stakeholders within the business, legal and compliance, and information security functions to promote privacy compliance Respond to and manage data subject access requests and the logging of such requests Assist with reviewing and responding to the privacy in-boxes, both internal and external Support business teams and Legal colleagues with privacy issues in...

Leading a small but productive, positive and passionate team of in-Country EHS Managers, an LSEG Regional EHS Manager is responsible for supporting the development and implementation of the LSEG EHS Strategy. Working across all LSEG departments, the Regional EHS Manager will oversee and assess compliance with the LSEG EHS Policy, Framework and Global Minimum Standards and local legislative requirements. Reporting to the Director of EHS the Regional EHS Manager will have experience in property and facilities within a corporate environment as well as management of health and safety across a number of countries. Area of accountability: LSEG sites within defined EMEA Region. Primary Objective: The primary objective of this role is to provide Health, Safety and Environment expertise as part of the LSEG corporate Team. Supporting EHS Governance and working with other LSEG functions to deliver EHS Compliance. Reporting to: The role will report directly to the LSEG...

Role Responsibilities & Key Accountabilities: Standardises raw data in accordance with defined processes to ensure data quality is delivered Executes key aspects of the data control framework, ensuring that data quality is achieved Develops and runs intermediate level queries to pull a wide variety of information from the database for internal or external reports Works closely with internal teams to ensure reporting and analysis needs are met Performs data checks and validation, to ensure highest level of accuracy, and helps to identify issues with the data and escalates issues appropriately Provides periodic ad-hoc reports, with both quantitative / qualitative analysis, analysing large data-sets, for internal or external reports Supports with the translation of business needs into data analysis and reporting solutions Collate and compilation of various information from related sources within the Risk Operations team Design and develop reports/dashboards using Power...

Nasdaq is looking to hire a Marketing Specialist to lead email strategy and marketing automation efforts across its fast growing global commercial technology business, Marketplace Technology, as well as its European Trading Services business. The Marketing Automation Strategist will own overall creation and performance of email flows across all stages of the customer lifecycle, which includes the mapping and setup of email flows, building out segmentation criteria in collaboration with Sales Ops and Portfolio Marketing, and developing appropriate message sequencing that aligns with business objectives. Leveraging Marketo, they will also partner with the Digital and Portfolio Marketers to deploy and manage integrated marketing campaigns ranging a variety of objectives. From demand generation and onboarding to loyalty, and reactivation flows that drive awareness for Nasdaq’s offerings, the Marketing Automation Strategist will be a key contributor in nurturing prospects through a...

A fantastic opportunity has arisen for a Level 2 Senior Desktop Support Analyst to come on- board with one of the most established names in the Financial Services Industry. Primarily dealing with infrastructure support for a recently acquired software house you work within a small support team to ensure all clients are supported with a range of issues on a proactive basis. This client-facing role will see you working autonomously, reporting to a local team lead with a pre-established support network of a 24 / 7 Service Desk. Responsibilities: Accountable for desktop infrastructure support within global based team you will work closely with your manager / team to develop and deliver pro-active solutions to Windows / Linux / Apple based infrastructure issues You to be a local point of escalation for all end-user queries and issues ensuring effective documentation and knowledge sharing of all applicable fixes Working within a small team to maintain high levels of support...

We are now looking for a Student Worker to join our Nasdaq Compliance team in Copenhagen. Nasdaq is recognized around the globe as a diversified worldwide financial technology, trading and information services provider to the capital markets serving businesses and investors from over 50 offices in 26 countries across six continents – and in every capital market. As a Student Worker in Compliance, you will be part of the core compliance team focusing on compliance and audits for Nasdaq’s Nordic regulated entities with main focus on Nasdaq Copenhagen. You will work in a small team of driven and dedicated compliance officers and lawyers reporting to the European Head of Compliance. Your role and responsibilities : Support the Compliance team in working with management and operational departments to develop, formalize and maintain new and current policies and procedures to ensure that the regulated business is compliant with applicable securities laws and EU regulation...

The Role : Client Development Manager The Team: The Client Development Manager, a senior level position, that is part of a team leverages knowledge of the physical commodity markets to enhance relationships with customers and help them realize bottom-line benefits from the use of Commodity Insights products. Due to the breadth of knowledge the CDM brings to the relationship, they are seen by the customer as the guardians of the strategic customer relationship, orchestrating the deployment of corporate-wide resources to provide value to Commodity Insights Accounts. They are responsible for the development and maintenance of long-term relationships with a defined customer base to ensure high-level customer satisfaction. The Impact:   Providing the customer with an advocate who provides support and collaboration with products and services from Commodity Insights.  Increase broader adoption of existing and new services as well as the retention of...

Location: London Grade: 12 (for internal purposes only) Role Purpose: The Client Development Manager is a position which is able to leverage knowledge of crude, refined products and shipping industries to enhance relationships with customers and help them realize bottom line benefits from the use of SPGCI products. Due to the breadth of knowledge the CDM brings to the relationship they are seen by the client as the guardian of the strategic client relationship, orchestrating the deployment of corporate-wide resources to provide value to SPGCI' Global Majors Accounts. The Impact: The Client Development Manager is responsible for the development and maintenance of long-term relationships with defined client base to ensure a high level of client satisfaction and influence the broader adoption of existing and new services as well as the retention of existing business. As the client advocate, he/ she must also provide actionable client feedback that will enhance SPGCI...