1448 compliance officer jobs found

Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity that helps to create more efficient markets around the world. Our market structure expertise, broad diversification, and execution technology enables us to provide competitive bids and offers in over 19,000 securities, at over 235 venues, in 36 countries worldwide.​ The Virtu Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. The Compliance Officer will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve upon existing processes. This role will require interest and ability to work across several Compliance areas, manage multiple deadlines and interact with internal and external stakeholders.  The Compliance Officer works closely...

As a Compliance Officer, you will be part of the Compliance Department and work within the Corporate team. You will have multiple tasks, which include:   Review of client’s account opening requests of corporate clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)   Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)   Contribution in drafting internal memos and procedures   Participation in key regulatory projects   Optimization of internal processes and guidelines   Support and advice to the Front line and management Qualifications  Bachelor or Master Degree, preferably in Laws or in Economics  Several years in a Compliance Department in the financial industry (experience in onboarding corporate is a very strong asset)  Knowledge of Swiss AML laws and regulations A Certificate in collective investment schemes is a very strong asset  Eager to learn and ready to take on challenges Ability to multi-task and work under...

Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our clients can access over 150 market centers worldwide from a single integrated platform. For four-plus decades, we have focused on using advanced technology and automation to equip our clients with a uniquely sophisticated platform to manage their investment portfolios. We provide our clients with advantageous execution prices, risk and portfolio management tools, research facilities and investment products at low or no cost to help position them to achieve superior returns. Our employees are part of a dynamic, multi-national, fast-paced, results-oriented team. Click the link to view a short video with a few words from current Interactive Brokers employees:  https://www.interactivebrokers.com/en/index.php?f=31899 Interactive...

Partner 22, Compliance Officer, Crypto Founded in Silicon Valley in 2009 by Marc Andreessen and Ben Horowitz, Andreessen Horowitz (known as "a16z") is a venture capital firm that backs bold entrepreneurs building the future through technology. We are stage agnostic: We invest in seed to venture to late-stage technology companies, across bio + healthcare, consumer, crypto, enterprise, fintech, games, and companies building toward American dynamism. a16z has $35B in assets under management across multiple funds. We’ve established a team that is defined by respect for the entrepreneur and the company-building process; we know what it’s like to be in the founder’s shoes. Our team is at the forefront of new technology, helping founders and their companies impact and change the world. The Role We are seeking an experienced Compliance Officer, Crypto to join our mission as we continue to scale and grow a16z Crypto. This role is for a cross-functional...

About Hex Trust Hex Trust is the leading digital asset custodian for the banking sector. Headquartered in Asia, the platform — Hex Safe - provides a compliance-focused custody infrastructure, deployment flexibility, and seamless integration with third-party service providers in the ecosystem. HT Markets is part of the same group and is building financing & market services to support client access to the DeFi & Digital Asset ecosystem. About the Role The Compliance Officer will be the person responsible in the management of the daily activities of the Compliance department and maintenance of the company’s compliance and AML program in Dubai, with direct reporting to the Head of Legal and Compliance. Responsibilities: Conduct AML/CFT review, analysis and risk monitoring on accounts and transaction flows Advise the business stakeholders on the existing and ongoing compliance obligations with respect to regulatory standards and expectations Work closely...

COMPLIANCE OFFICER  Are you looking for a position where you can make a real difference and see your impact both on the short and long term? Do you want to contribute both in your team and to the business, both locally and globally? This means working together with a wide range of stakeholders and team members. A lot of freedom to take action which you think are important. Do you think that laws and regulations should be business enablers and stimulators? Do you know the sweet spot between being open and curious and setting boundaries. Do you feel energized when challenged to enter unchartered territories? And do you like to work with smart and fun people? Then you could be just the one we’re looking for! WHO WE ARE: Optiver is a tech-driven trading firm and leading global market maker. As one of the oldest market making institutions, we are a trusted partner of 70+ exchanges across the globe. Our mission is to constantly improve the market by injecting liquidity,...

Role Summary The Compliance Officer is responsible for day to day compliance tasks, audits and monitoring operations. He/she supports Euronext and its employees in complying with applicable laws and regulations and promoting ethical standards in accordance with good corporate governance Ensuring compliance of Euronext as a listed company and its employees. He/she performs reviews of Policies and upcoming regulations. Key accountabilities • Assess and design internal policies in relation to legal framework. • Assist business with advice on several topics related to Euronext activities. • Point of escalation for high risk clients. • Compliance registered for MTS UK and UK DRSP with the FCA . Registered as MLRO for Euronext UK • Maintain the Compliance manual and monitoring plan • Develop and maintain excellent contacts and working relationships with other internal departments. • Coordinate and cooperate with other Compliance teams to ensure a harmonized approach The key...

Role summary As a Market Data Compliance officer you work in the heart of Amsterdam, in an internationally oriented position with a focus on market data compliance. You act within the Market Data Compliance and Operations department and oversee the Market Data Compliance Program. You function as an independent and objective body that initiates customer compliance reviews including on-site audits and evaluates compliance issues/concerns within the customer's organization. You are responsible for developing, implementing and administering all aspects of the Market Data Compliance Program. You plan, communicate, organize, initiate, and control the Market Data day-to-day administrative and operational compliance activities. The Market Data Compliance Officer exists as a channel of communication to receive, review and direct compliance issues to appropriate customers for investigation and resolution. You provide guidance in respect of exchange policies regarding the provision...

Equiti is a pioneering fintech firm and world-class provider of multi-asset fintech products - from liquidity solutions to in-house tech hubs to online trading platforms. With over 400 global specialists in 9 languages, Equiti provides clients with access to individual, professional, and institutional brokerage services in Europe, the Middle East, and Africa.  At Equiti, we believe that financial opportunities can unlock potential for everyone, everywhere. We’re on a mission to deliver accessible online trading products around the world through education and accessibility.    Think finance is stuffy? Think again.    We see Equiti as a new breed of broker, and we are on the lookout for talented individuals who can perform and excel in a dynamic and innovative working environment. Our Compliance department would like to welcome a detail-oriented.  Compliance Officer in our office in Amman.  The Compliance Officer is...

About the job:   To further strengthen our Group Compliance function Saxo is looking for a competent and motivated Senior Compliance Officer to work with conduct risk topics such as investor protection, governance and conflicts of interest. The job will consist of assessment of compliance risks, advisory and monitoring activities, assisting with reporting and development of the bank’s compliance framework and governance.    You will become part of a very dynamic Group Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work. You will work independently as well as with colleagues from compliance teams in Saxo subsidiaries in a challenging and constantly developing business environment while at the same time growing both professionally and on a personal level. Depending on your profile you will drive activities across jurisdictions to ensure that Saxo Group is compliant with all relevant legislation, market practices...

About the job:   To further strengthen our group-wide compliance function Saxo Bank is looking for a competent and motivated Compliance Officer to work with data protection. You will work with the DPO in ensuring Saxo Bank is compliant with the data protection regulation. The job will consist of identification and assessment of data protection risks, advisory and monitoring activities, assisting with data protection impact assessments, reporting and development of the bank’s Compliance framework and governance within data protection.    You will become part of a very dynamic Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work. You will be given the chance to work independently, as well as in teams, in a challenging and constantly developing business environment while at the same time growing professionally and on a personal level. Compliance is part of Saxo Bank's independent, second line of defence. The...

About the job:   To further strengthen our Group Compliance function Saxo is looking for a competent and motivated Senior Compliance Officer to work with Financial Crime compliance, including AML, CTF and sanctions.   The job will consist of i dentifying and assessing financial crime risks, p erforming compliance controls and giving advice and guidance to the organization on Financial Crime regulations.     You will become part of a very dynamic Group Compliance function where there is always a good, in-formal atmosphere and it is fun to go to work. You will work independently as well as with colleagues from compliance teams in Saxo subsidiaries in a challenging and constantly developing business environment while at the same time growing both professionally and on a personal level. Compliance is part of Saxo's independent, second line of defence. The department supports the Group’s Management in managing the bank’s compliance risks while at the same...

Compliance Officer - Malaysia Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. We’re looking for a Compliance Officer - Malaysia to strengthen our compliance team. Based in Singapore or Kuala Lumpur, you will work with a growing team of multidisciplinary specialists in Product and Financial Crime to help build world class products in Malaysia. You’ll also manage and strengthen the teams’ relationships with regulators by being the Regulator’s first point of contact, keeping everybody informed and protecting our most valuable asset - our customers.  This role is located in Singapore or Kuala...

Compliance Officer - Malaysia Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. We’re looking for a Compliance Officer - Malaysia to strengthen our compliance team. Based in Singapore or Kuala Lumpur, you will work with a growing team of multidisciplinary specialists in Product and Financial Crime to help build world class products in Malaysia. You’ll also manage and strengthen the teams’ relationships with regulators by being the Regulator’s first point of contact, keeping everybody informed and protecting our most valuable asset - our customers.  This role is located in Singapore or Kuala...

Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. We are looking for a Compliance Officer - UAE to contribute to the building of our MEA compliance team. As the Compliance Officer, you’ll be part of the oversight function for both the fincrime and regulatory aspects of our compliance program. Your missions: Oversight of the implementation of the compliance program Supervise the adherence to the UAE Central Bank laws to which Wise UAE is subject for both regulatory and fincrime compliance aspects Develop a monitoring and testing program for the compliance controls Identify the...

Role Summary Responsible for managing the day-to-day operational corporate compliance activities to ensure Euronext's activities are compliant and will assist in carrying out the compliance program across Euronext markets in conjunction with individuals from the other teams as required. Support Euronext and its employees in complying with applicable laws and regulations and promoting ethical standards in accordance with good corporate governance Ensuring compliance of Euronext as a listed company and its employees. Perform reviews of Policies and upcoming regulations. Key accountabilities • Drive direction and communication to ensure compliance with our policies • Run projects and reporting when and if necessary • Assess and design internal policies in relation to legal framework. • Assess and adapt Corporate Compliance framework and monitoring program • Inform and advise internally on several Compliance related topics. • Develop and maintain excellent contacts and...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world? Please note that only English CVs will be take into consideration.   Responsibilities: Contribute to implement local addenda to Global compliance policies/procedures (including marketing material, new product approval, token listing, conflict of interest, complaints handling, outsourcing, BCP, etc.)  review them regularly, in line with regulatory development; Monitoring regulatory developments; Draft annual Compliance Reports Perform Product Compliance Risk Assessment; Manage the Italian complaint/marketing material review process; Perform second line testing activity on the...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Responsibilities Driving all compliance and regulatory matters with local & international regulatory bodies Preparing regular reports and strategic direction to senior management regarding compliance matters Coordinating various regulatory filings Developing compliance policies and audit program procedures Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews Working with in-house and external advisories to monitor, and then implement responses to, regulatory...

Our Vision  As one of the world’s top 10 (and rising🚀) digital asset exchanges, we provide a best- in-class experience in trading, security, and blockchain product innovation.  We aim to democratize access to the markets for all, making it possible for the most recent and promising cryptocurrency projects to be listed and traded safely and securely. Are you excited to join a decentralizing force in the world?    Responsibilities Development and management of compliance policies and processes Ensure ongoing monitoring and reporting Coordinating various foreign regulatory filings Assist with a broad range of legal/regulatory matters, including regulatory perimeter assessments, licensing/registration applications, product assessment, and regulatory investigations Proactively identify legal problems, solutions and potential support needed to provide strategic support to the local business team Secures and manages relationships with external counsel...

Who We Are At OKX, we believe our future is reshaped with technology. Founded in 2017, OKX is one of the world’s leading cryptocurrency spot and derivatives exchanges. OKX innovatively adopted blockchain technology to reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 20 million users in over 180 regions globally, OKX strives to provide an engaging platform that empowers every individual to explore the world of crypto. In addition to its world-class DeFi exchange, OKX serves its users with OKX Insights, a research arm that is at the cutting edge of the latest trends in the cryptocurrency industry. With its extensive range of crypto products and services, and unwavering commitment to innovation, OKX vision is a world of financial access backed by blockchain and the power of decentralised finance. We invest in our people as much as we invest in the technology. We are...

Role Responsibilities This role reports to the Global Head of Privacy Develop, implement, support, and advise on our global Privacy Programme, including work related to the HK, PDPO, SGP PDPA, EU, UK GDPR, k nowledge in China PIPL and other privacy laws, globally. Provide subject matter expert assistance and support to colleagues in the APAC region on data privacy matters, and assist in managing a wide range of privacy related issues whether internal (e.g. innovation and product development), customer or vendor facing Work collaboratively to develop strong working relationships with key stakeholders within the business, legal and compliance, and information security functions to promote privacy compliance Respond to and manage data subject access requests and the logging of such requests Assist with reviewing and responding to the privacy in-boxes, both internal and external Support business teams and Legal colleagues with privacy issues...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Requirements Responsible for the effective implementation of overall risk strategy for the business. Review and assess existing relevant policies, regulations and measures to assess current status of compliance. Update and manage a risk and governance framework to ensure a robust, controlled environment and create KRI Matrices alongside different stakeholders.  Preparing and maintaining the risk registers for departments and the Company covering the KRI's, Significant risks, risk ratings at inherent and residual level etc. Conduct regular audits and self-risk assessments for the...