57 compliance monitoring and testing specialist jobs found

Wise - Monitoring and Testing Senior Specialist (Regulatory Compliance) - US Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. We’re looking for a Compliance Monitoring and Testing Senior Specialist for our US business who will deliver monitoring and testing for our US entity, Wise US Inc., as well as assisting with global thematic reviews when required.  Based in the US (NY, Austin, or Tampa) you will work with a growing team of multidisciplinary specialists (Product, Treasury, Security, etc) to help build world class products.  Your mission: Design control testing plans and...

About the role We are looking for a strong Java developer to design and program complex software application using latest technologies for cloud platforms. Should have skills to design and develop high performing, resilient, fault tolerant and robust software applications applying latest standards using agile methodologies. Should be capable of troubleshooting complex interactions between software components in timely manner. Should be working with various team members and be able to co-ordinate software development timelines across multiple teams. Experience and Skills: Specialist, experienced professional with extensive knowledge and skills gained through wide-ranging experiences in a JAVA, AWS and Agile methodologies that requires diverse practices or procedures Deep knowledge of JAVA, AWS  In-depth understanding of a complex software design patterns, algorithms Works on issues of a diverse scope where analysis of situations requires skills and understanding of...

About the role We are looking for a strong Java developer to design and program complex software application using latest technologies for cloud platforms. Should have skills to design and develop high performing, resilient, fault tolerant and robust software applications applying latest standards using agile methodologies. Should be capable of troubleshooting complex interactions between software components in timely manner. Should be working with various team members and be able to co-ordinate software development timelines across multiple teams. Experience and Skills: Specialist, experienced professional with extensive knowledge and skills gained through wide-ranging experiences in a JAVA, AWS and Agile methodologies that requires diverse practices or procedures Deep knowledge of JAVA, AWS  In-depth understanding of a complex software design patterns, algorithms Works on issues of a diverse scope where analysis of situations requires skills and understanding of...

Role Profile Department Description Capital Markets Technology– LSE Plc – is the heart of the stock exchange. It provides core application development, engineering, service management and operations of all Equity technology platforms that underpin the London Stock Exchange and the services that it provides to its customers. We require an experienced solution architect to join the LSE Plc Architecture team to assist in the Architecture, design and governance of these applications. Team Description Responsible for engaging with, Department “Champions”, End Users, Delivery Partners & stakeholders in the delivery of complex Application solution architecture across the group. Skills will be based around application design standards cutting across both on-prem and cloud based development. Working directly with our Business Services to understand requirements and translate them into fit for purpose designs, both extending existing systems and assisting in the...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Data Protection / GDPR Compliance Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Data Protection and GDPR Regulatory requirements.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in establishing a...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Compliance Regulatory Reporting Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focussed on Compliance Regulatory Reporting.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in establishing a risk based...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Savings / Payments / Treasury Compliance Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Savings / Payments / Treasury Regulatory requirements.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager   Career Pathway: RL3     Location: UK   Overview Reporting to the Senior Compliance Monitoring Manager Team Lead within the Group’s Risk and Compliance Function reporting through to the Compliance Director and in turn the Group Chief Risk Officer, as a member of the Group Executive Committee. Working in harmony across the “Regular”, “Thematic” and “Specialist” Monitoring Teams to deliver high quality compliance-focused assurance and challenge. The role and team exist to meet regulatory requirements of Compliance Monitoring. You will support the team to provide assurance and challenge to the business on its compliance with regulatory requirements. You will be responsible for monitoring and...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager  (Financial Crime Compliance Monitoring Specialist) Career Pathway: RL3     Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK   Location: UK   Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Financial Crime.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge. The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead is establishing a risk based...

We’re looking for a Regulatory Product Compliance Manager to work alongside our Receive Product team to help expand our global offering for business and retail customers. You will closely work with the teams’ Product Managers, as well as provide support to a range of Engineers, Designers, Analysts and Operations Specialists to help grow our offerings globally.  Your primary focus will be to help the Product team to identify and effectively manage regulatory compliance risks across a range of existing and new markets for business and retail customers globally. In addition, you will support the team as it seeks to bring to market a number of new initiatives and products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation. Your mission Launch New Products and Features: Collaborate with Product Teams throughout the product lifecycle: from design and user testing, to launch and...

We’re looking for a Regulatory Product Compliance Manager to work alongside our Southeast Asia Product Team. You will work with the Southeast Asia Product Managers, to support an expanding team of Bankers, Engineers, and Operations Specialists to help grow Wise’s presence in our Southeast Asia markets.  Your primary focus will be to help the Product Team to identify and effectively manage regulatory compliance risks across a range of existing and new products in Southeast Asia. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation. Your mission:  Launch New Products and Features: Collaborate with Product Teams throughout the product lifecycle: from design and user testing, to launch and post-launch monitoring. Empower Product Teams to take a risk based approach to building products, processes and controls.   Collaborate to build practical and customer oriented product solutions...

We’re looking for a Regulatory (Senior) Product Compliance Manager to work alongside our EU and UK Product teams to help launch new products and services, as well as maintain and upgrade our existing offering in Europe & the UK. You will work closely with the regional Product Managers, to support a cross-functional team of Bankers, Engineers, Government Relations, Public Relations and Operations Specialists. Your primary focus will be to help the Product Team to expand the offering of our product in the UK and Europe and identify and effectively manage regulatory compliance risks across a range of the existing and new products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation.  Your mission:  Launch New Products and Features: Identify which regulations will apply to the new products or features  and any risks that need to be mitigated as a result of this to ensure a compliant...

We’re looking for a Regulatory (Senior) Product Compliance Manager to work alongside our EU and UK Product teams to help launch new products and services, as well as maintain and upgrade our existing offering in Europe & the UK. You will work closely with the regional Product Managers, to support a cross-functional team of Bankers, Engineers, Government Relations, Public Relations and Operations Specialists. Your primary focus will be to help the Product Team to expand the offering of our product in the UK and Europe and identify and effectively manage regulatory compliance risks across a range of the existing and new products. You will be expected to maintain a strong awareness of the impact of regulation on commercial viability and technological innovation.  Your mission:  Launch New Products and Features: Identify which regulations will apply to the new products or features  and any risks that need to be mitigated as a result of this to ensure a compliant...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

Role Profile Department Description Capital Markets Technology– LSE Plc – is the heart of the stock exchange. It provides core application development, engineering, service management and operations of all Equity technology platforms that underpin the London Stock Exchange and the services that it provides to its customers. We require an experienced solution architect to join the LSE Plc Architecture team to assist in the Architecture, design and governance of these applications. Team Description Responsible for engaging with, Department “Champions”, End Users, Delivery Partners & stakeholders in the delivery of complex Application solution architecture across the group. Skills will be based around application design standards cutting across both on-prem and cloud based development. Working directly with our Business Services to understand requirements and translate them into fit for purpose designs, both extending existing systems and assisting in the...

The Role: Application Associate, Financial Modeling Group The Location: Ahmedabad, India. The Team: The Financial Modeling Group provides expert services for our most sophisticated analytical tools so that we can provide customers with a tailored experience when using our products. This global, seasoned team specializes in onboarding and customer adoption for our Excel add-ins, Office Tools products, Screening and Platform Customization, and Proprietary Data capabilities. Comprised of former investment professionals, CFA charter holders, and MBA's, Financial Modeling is charged with understanding our customers’ needs and objectives and providing solutions to enhance their workflows.  As a member of the Financial Modeling Group, you will become proficient in at least two of the below specialties. > Primary Specialization & Core Workflow Proprietary Data: Proprietary Data specialists help customers to create and store their own proprietary data within...

The Location: Calgary, Alberta, Canada The Role: Technical Product Specialist - Spatial The Team: As a Technical Product Specialist, you will be an integral part of the team responsible for supporting the Upstream Content Spatial technologies and service products in the North America Upstream Energy Content product portfolio.  The Impact: This position will support driving profitable revenue growth of data product(s) through extensive understanding of market needs and requirements to solve customer problems. The Technical Product Specialist supports the product lifecycle and is responsible for the assisting with product strategy, vision, and technology roadmaps. In this position, requires understanding and experience in the Upstream Energy industry specific to the domain supported by the product. What’s in it for you: As a product specialist you will be a part of providing our customers with Essential Intelligence: the powerful combination of the right data,...

S&P Global Platts The Role: Sr. Automation Specialist I (Python Developer) Grade: 08 The Location: Ahmedabad The Team: The Data Sourcing and Normalization group works to collect and manage market fundamental datasets related to the energy and commodities industry through a variety of processes that combine analytical and technical skills. This role is responsible for the data collection, content verification, quality control and relevant analysis to support Platts content and products. Industry knowledge combined with analytical acumen is applied to independently identify and resolve data integrity issues on a daily basis.   The Impact: This role is the foundation of the products delivered. The data collected is the base for the company as it feeds into the products, platforms, and is used for analysis by other teams within the company.   What’s in it for you: IronPython/Python, SQL/Database and AWS Cloud services experience and growth Opportunity to...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

Senior SQA Engineer, OTC Derivatives Data The Team: OTC Derivatives Data provides consistent and reliable curve and volatility data for over-the-counter derivatives in support of trading, research, valuation, and independent price verification. Asset class coverage includes foreign exchange, interest rate and equity derivatives. Responsibilities: Software QA engineer working within OTC Derivatives Data. You’ll be working closely with our product and data specialists across all asset classes, extending our platform, as well as producing efficient and reliable test automation and completing detailed manual functional verification of complicated financial applications, you’ll work towards the team’s goals of high test-coverage, automated, manual testing, and feedback. You would be leading the local QA team and liaising with business stakeholders and dev/QA teams from other regions. Performing functional testing, show drive to take initiative and follow...

S&P Global Ratings Ratings Operations Specialist - London Role Purpose The Operations Specialist, Ratings Operations is a critical role in enabling the effective and efficient operations of global Ratings processing and playing a key part in driving end to end process simplification that meets customer needs.  Quality, accuracy and timeliness of the ratings information and its dissemination to the marketplace are critical within this role.  As a strategic partner to multiple roles across the organization (Commercial, Data, Analytical, Compliance, Technology, etc.), the Operations Specialist uses their business knowledge and operational acumen to continuously improve operational processes and align to business value. Business Impact A visible role with global impact and coverage across the Ratings practice while working with the broader data, technology and operations community.  This role works closely with Commercial, Technology and Data teams to connect...

The Role: Sr. Application Support Specialist GL: 10 (for internal use only) Location: Hybrid from our Toronto office The Team: PVR TechOps Application Support is a global team that delivers specialized technical support across a wide suite of financial market data and information services within the PVR business segments which stands for Pricing, Valuations and Reference Data. The team focuses on service availability and continuous improvement of support process through collaboration centralizing on proactive, technical, and innovative engagements across business stakeholders, operations and development teams The TechOps team works closely with a highly competent Client Services team and the core project teams to resolve client issues and improve the platform. Our work helps ensure that all products are provided a high-quality service and maintaining client satisfaction. The team is responsible for owning and maintaining our on-prem as well cloud hosted...