3 compliance legal jobs found in Gland

Are you eager to take up a new challenge? Join the Compliance Department as a Compliance Officer Deputy in the Financial Institutions Reviews Team. You will have multiple tasks which include: Carrying out reviews of Financial Institutions’ files in particular from an AML/CTF standpoint Conducting enhanced due diligence, in-depth clarifications and drafting of risk assessments Drafting of internal memos and presentations Support and advice to the Front line and management Qualifications Bachelor or Master Degree in Laws or Economics Min 1 year of experience in the financial industry Good knowledge in Swiss banking and financial laws, especially in anti-money laundering regulations Analytical and methodological approach Very good writing and communication skills in French and English (another language is an asset) Excellent communication and collaboration skills Excellent command of Excel Proactivity and ability to prioritize tasks and manage high workloads Strong...

Review of client’s account opening requests (e.g. corporate structures such as active / passive entities) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB, as well as tax compliance aspects such as FATCA and CRS) Review of client’s account modification requests (e.g. change of authorized signatories, directors, correspondence address etc.) Preparation and filing of clients’ files Provide administrative support to the corporate clients’ onboarding team Contribution to drafting of internal memos and procedures Participation in key regulatory projects Support and advice to the Front line and management Qualifications Good knowledge of banking documentation Bachelor or Master in Laws or in Economics 1-2 years of experience in the financial industry (Big Four or Bank) Eager to learn and ready to take on challenges Ability to multi-task and work under pressure Analytical and methodological approach Excellent organisation skills Excellent communication and...

We have an exciting opportunity in our Legal Department. We offer the opportunity to become part of a young performing team, in a stimulating working environment combining a friendly, casual atmosphere with cutting-edge technologies and a great diversity of tasks. As a Junior Legal Officer, you will be part of the Legal department. Among others, your tasks will typically be the following: Advise internal stakeholders on the legal aspects of the Bank’s projects, including innovative banking services and implementation of novel technologies, providing insights and risk assessments Review, negotiate and draft contracts and/or any other documentation of the Bank with a special focus on crypto-assets, foreign exchange pairs (FX) and contracts for difference (CFDs); Take care of litigation matters or complaints; Prepare legal research on banking & financial law and monitor regulatory changes; Draw up, implement and review internal policies and procedures. Qualifications...