867 compliance analyst jobs found

CMC are hiring an IT Security Compliance Analyst to support the IT Audit & Compliance Manager with the development of the IT Compliance function. The role will own the Security Due Diligence process and provide support for the continual improvement of IT Governance, Audit and Risk management. To support the Security and Compliance team with the implementation and running of a best practice Information Security & Compliance function. This will deliver continual improvements in support of Security, Audit and Risk management. As part of the Information Security Compliance team, a focus will be on the development and maintenance of policies, standards, procedures and processes that demonstrate the implementation, running, monitoring and reporting of all aspects of security assurance and maintaining associated compliance. Roles and Responsibilities Take ownership and manage the security Due Diligence process Assist with the development of the ISMS in support of...

Flow Traders is looking for Compliance Analyst to join our growing AML & Monitoring team in New York. The ideal candidate is a motivated self-starter who can handle competing priorities and work effectively in a challenging, fast-paced environment. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.  We value quick-witted, creative minds and challenge them to make full use of their capacities. If you aim high, the sky is the limit! The AML & Monitoring team is part of the Compliance department, which manages the implementation, adherence to and enforcement of compliance with the statutory and internal rules and regulations of Flow Traders. As a publicly listed company with a presence in the US, Europe and APAC, this position guarantees a profound exposure to a variety of financial regulatory areas.   What You Will Do Collect, review, and document periodic updates to...

Be the main point of contact for Labour Laws and legal compliances Maintain and close all filings pertaining to labour department requirements and ensuring the labour compliance vendor adheres to all such required completions. Oversee all internal and external compliance related communications and networking. Establish best practice compliance processes and communicating internally and to the organization. Payroll related reporting as required including and not limited to salary & leave registers/summaries and statutory reporting. Establish best practice compliance processes for sharing and communicating internally and to the organization. Analyze compliance programs and determine the best strategy and means to minimize risks. Establish internal and external network of Indian Labor Law advisory sources for in scope. Create, protects and files written correspondence and data associated with employees. Maintain the forms folder ensuring up to date forms are available at...

Who are we? FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services. Given our global operations, industry-leading technology and deep liquidity, we have facilitated client transactions of $1 trillion in volume. Our products & services are regulated, compliant and trusted. We are a team of engineers, product builders, institutional sales and trading leaders, operations experts, and business strategists. Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs. And, we embody our values: Think big; Drive bold outcomes; Be one team; Iterate with speed; and be an entrepreneur. We prioritize learning. Outcomes are mission-critical, but we also believe that learning in success and in failure will drive our continued success. Our industry is emergent - there’s no shortage of...

At Plaid, our mission is to unlock financial freedom for everyone.  There has never been a better time than now to start building the future of fintech with us. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, and Betterment, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 12,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Washington D.C., London and Amsterdam. #LI-Remote On this team, you will be part of a group responsible for ensuring Compliance is within all the laws and regulations that apply to Plaid, as well as Plaid's internal policies. This team makes sure Plaid stays within the bounds of our legal obligations, and partners with business...

At Plaid, our mission is to unlock financial freedom for everyone.  There has never been a better time than now to start building the future of fintech with us. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, and Betterment, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 12,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Washington D.C., London and Amsterdam. #LI-Remote On this team, you will be part of a group responsible for ensuring Compliance is within all the laws and regulations that apply to Plaid, as well as Plaid's internal policies. This team makes sure Plaid stays within the bounds of our legal obligations, and partners with business...

Position Summary This role supports the Market Data Compliance team on Third-Party Provider data licensing requirements, supporting resolutions and mitigation of compliance issues relating to use of data provided. The role also supports the Audits team by providing required information on data usage. The role will provide access to restricted customer information and will be a part of a small elite team that gives priority to confidentiality and quality. Role Responsibilities Provide Information and advice on data licensing requirements to improve value for the company whilst mitigating risk associated with the process. Provide detailed analysis for licensing requirements for vendor or client use. Deliver work in support of leading compliance breaches, conducting and detailing root cause analysis of identified issues to feedback to the team. Deliver work to support audit engagements with Third-Party data providers. Provide required support to Rights...

About Company Statement: S&P Global delivers essential intelligence that powers decision making. We provide the world’s leading organizations with the right data, connected technologies and expertise they need to move ahead. As part of our team, you’ll help solve complex challenges that equip businesses, governments and individuals with the knowledge to adapt to a changing economic landscape. S&P Global Market Intelligence partners with customers to broaden their perspective and operate with confidence by bringing them leading data sources and technologies that embed insight in their daily work. Job Description Our S&P Market Intelligence team is seeking an experienced and motivated Analyst to facilitate daily management of client deliverables within the Compliance Services group.  The individual will be responsible for managing client inquiries and client support for the Compliance Services outsourcing platform.  Additional responsibilities include...

The Role: GRA Operations Project Analyst Grade (relevant for internal applicants only): 09 The Location: Ahmedabad, India / Penang, Malaysia The Team Risk Management and Compliance, collectively Global Risk Assurance (GRA), support innovation and growth and protect the Company’s brand by empowering the business to make risk informed and ethical decisions in compliance with laws and regulations. The GRA Operations function has an active role in the implementation of strategic programs and initiatives across the Risk Management and Compliance Centres-of-Excellence as well as leading Stakeholder Reporting initiatives.   The Impact The GRA Operations Project Analyst role reports to the Director of GRA Operations. It will have an impact on the implementation of key projects and initiatives across the Global Risk Assurance team. The Analyst will have visibility within the organization, have the opportunity to interact with senior leadership and work on...

End Date Sunday 17 December 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Job Description Summary . Job Description Job title:   SWE AML KYC Analyst Salary : TBC at interview stage Location : Luxembourg Hours & basis:   Full time Working Pattern:   Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our office. About this opportunity: We have an outstanding opportunity for you to join SWE, a diverse and inclusive team based in Luxembourg, and to work in an international and informal environment. Note that this AML-KYC Compliance Analyst role is embedded within the business and will report to the SWE AML Team Leader and to the SWE Compliance Officer. Accountabilities will include: Support the compliance team with the manual review of individual customer files and the update of KYC...

Binance is the leading global blockchain ecosystem and cryptocurrency infrastructure provider whose suite of financial products includes the world’s largest digital-asset exchange. Our mission is to accelerate cryptocurrency adoption and increase the freedom of money. If you’re looking for a fast-paced, mission-driven organization where opportunities to learn and excel are endless, then Binance is the place for you. Please note that only English CVs will be reviewed.   Responsibilities Be the deputy MLRO for Brazil and Compliance Analyst and the compliance point of contact towards fiat partners. Coordinate the RFIs received from fiat partner to ensure extraction and collection of relevant users’ data/information. Preparation of required reporting packages based on users’ data and according to local regulatory standards. Lead the preparation of AML/KYC compliance reports related to virtual assets and FIAT transactions.  Handle and review assigned cases...

Senior AML Compliance Analyst - Testing & Monitoring Interactive Brokers is looking to hire a Senior AML Compliance Analyst with strong analytical and technical skills to join our AML Compliance Control Testing & Monitoring Team, a part of our Model Governance and Risk Group in our Mumbai Office. This position will report directly to a local Mumbai AML Compliance Testing & Monitoring Manager and ultimately to a US-based AML Compliance Testing & Monitoring Manager. The primary role will be to assist with testing to ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations related to Model Governance and Risk. Responsibilities Perform Functional Testing, UAT Testing, and Quality Control Reviews Conduct testing and monitoring activities, including developing test plans, test data collection, developing test instructions, and performing an...

Binance is the leading global blockchain ecosystem and cryptocurrency infrastructure provider whose suite of financial products includes the world’s largest digital-asset exchange. Our mission is to accelerate cryptocurrency adoption and increase the freedom of money. If you’re looking for a fast-paced, mission-driven organization where opportunities to learn and excel are endless, then Binance is the place for you. We are seeking a EDD Compliance Analyst to support our expansion into all global frontiers and provide support on compliance operations.   Responsibilities: Completion of EDD reviews for high risk customers Assessing high-risk customer transaction activity to ensure it is commensurate with the nature of the business  Conducting  risk assessments on new and existing customers Leading projects related to EDD enhancements Remain current on global EDD standards such as FATF, as well as local requirements in regions that the company operates...

At Plaid, our mission is to unlock financial freedom for everyone.  There has never been a better time than now to start building the future of fintech with us. Plaid powers the tools millions of people rely on to live a healthier financial life. We work with thousands of companies like Venmo, SoFi, and Betterment, several of the Fortune 500, and many of the largest banks to make it easy for people to connect their financial accounts to the apps and services they want to use. Plaid’s network covers 12,000 financial institutions across the US, Canada, UK and Europe. Founded in 2013, the company is headquartered in San Francisco with offices in New York, Washington D.C., London and Amsterdam. #LI-Remote At Plaid, we're convinced that the way people interact with their finances will drastically improve in the next few years. We’re dedicated to empowering this transformation by building the tools that thousands of developers use to create their own products. The Customer...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title IT/Business Analyst - Switching domain IT/Business Analyst / Switching EMEA Job Description and responsibilities: Serves as the conduit between the internal customer and the software development team through which requirements flow. Collaborate with stakeholders to craft vision and concept development of a product. Participate in scrum teams, defines and owns the product vision, roadmap, and growth opportunities, communicating with...

We’re looking for a Data Analyst who is passionate about our mission of Money Without Borders to partner with our operational teams to help drive data-driven decisions that would support our fast-growing product through scaling and optimising the team. As a Data Analyst, you'll be driving our analytics efforts in our operations teams, who do everything from support our customers when they need help, to screening for criminal activity, to verifying customer identities at scale.  Most importantly, you’ll collaborate closely with your operational leads, product managers, designers and engineers to bring your insights into real change for our customers and help drive our mission!  About the Squad: The KYC squad’s mission - To deliver a KYC experience that minimises effort and scales globally. We believe this will help Wise get to mission zero. Your mission: Maximise the impact of your team by helping them make the best decisions for our customers, using data...

S&P Global The Role : Lead Data Engineer, Agile & PPM Tools Grade : 11 The Location : Gurgaon/Hyderabad The Team : The Agile & PPM Tools team is responsible for developing and managing enterprise tools enabling Agile Execution (Azure DevOps), Project Portfolio Management (Solution Business Manager) and Reporting (Tableau), for all the S&P Global Divisions. These tools are used across S&P for Portfolio Management capabilities like prioritizing, executing, and tracking Portfolios, Agile Workflow Execution to enable Agile delivery and Portfolio & Agile Analytics.  The Impact : Are you looking for an opportunity to advance your career as an innovative enterprise team member? The Agile & PPM Tools Team is looking for an innovative professional who can bring teamwork, creativity, and business analyst experience to a global team. What’s in it for you : As a Data Engineer, you will have the opportunity to work on latest...

About Company Statement: S&P Global delivers essential intelligence that powers decision making. We provide the world’s leading organizations with the right data, connected technologies and expertise they need to move ahead. As part of our team, you’ll help solve complex challenges that equip businesses, governments and individuals with the knowledge to adapt to a changing economic landscape. S&P Global Market Intelligence partners with customers to broaden their perspective and operate with confidence by bringing them leading data sources and technologies that embed insight in their daily work. Now About the Role: The goal of a Middle Office Analyst is to oversee Trade Settlement client relationships. Provide excellent customer service and loan settlement services to our growing client base while adhering to strict deadlines and targets given. The position offers exposure to external industry entities such as portfolio managers, custodians, and agent...

Job Title Payment Operations Analyst Job Description IG Group opportunity Payment Operations Analyst So, who are we? Hello, we’re IG Group. No, not Instagram – though we're a pretty big deal ourselves. We’re a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We’ve snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences. We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love. Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands, with people all over the world. Join us for an exciting future and let’s innovate together! Your role in the team You’re...

End Date Wednesday 13 December 2023 Salary Range £72,081 - £80,090 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary As below Job Description JOB TITLE: Market Data Analytics Manager (7 month FTC) SALARY: £73,521-81,690 LOCATION(S): London HOURS: Full time WORKING PATTERN: Hybrid, 40% (or two days) in an office site About this opportunity We’re (Market Data Analytics) a high-performance team and are central Subject Matter Experts for internal stakeholders and experts on the use cases to external stakeholders. We leverage the central privileged position, to operate wide enterprise strategies in the selection of services and negotiations with suppliers. We’re a unit that is interested proactively in monitoring data consumption to intervene in cost control. Development of solid operational knowledge of contracts and policies is the...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Sales Support Analyst Role Overview This detail-oriented position is focused on the onboarding, processing and continued maintenance of the CardConnect Partners. Job Responsibilities The duties of the Partner Administration position includes but not limited to the following: Review supporting documentation of Partner Registration for accuracy Retrieve required reporting for adjudication of Partner Partner CoPilot setups Create, update...

The Risk Due Diligence team, which is now part of the London Stock Exchange Group (LSEG) employs more than 470 people around the world in centers in Malaysia, India, China, India, Panama, Jordan, and Poland. We provide our customers with research and business insights that enable them to handle reputational and legal risks to make conscious business decisions. Our clients look to us to provide comprehensive third-party risk management solutions and robust technology to support their business needs. We offer a full range of services including advisory, due diligence, and compliance technology. For more information, please visit www.refinitiv.com Role Summary We are looking for a Lead Research Analyst to research and analyse risk in investigation due diligence activities. The successful candidate will have experience or exposure to compliance or international business such as conducting improved due diligence and will be encouraged to have proven research and writing...

We are currently looking for a Research Analyst with English and Portuguese language skills. The position is based in the Costa Rica office.  The job is hybrid with mandatory presence in the office at least 3 times a week . Job summary We are looking for a Research Analyst to research, write and analyze risk in deep-dive due diligence activities. The successful candidate should have experience or exposure to compliance or international business such as conducting improved due diligence and will be encouraged to have proven research and writing skills. This hardworking individual will add knowledge of the region market conditions as well as local language skills to the department and company which continues to grow on a global basis SOME OF THE DAILY TASKS: To conduct media and Internet searches on companies and individuals in English and Portuguese To investigate official sources (registrars, regulators, courts, etc.) for information on companies and...

S&P Global Commodity Insights The Role: Senior Consulting Analyst Grade/Level (relevant for internal applicants only): Enter the grade level of the position. The Location : Shanghai/Beijing, China The Team: You are part of a strong, talented, and passionate global team. Fast paced, with ever expanding new ways of delivering important content and analytics to help our clients making strategic decisions. The Impact: This position will function as a core member of the Chemical Consulting team which provides consulting services to clients covering such areas as market evaluation and outlook, price analysis and forecast, detailed production cost estimation and benchmarking, technology evaluation and financial analysis.  Working closely with the wider SPGCI consulting teams, this position will be primarily responsible for the delivery of consulting projects under supervision from a more experienced colleague. The candidate is also expected to develop skills...