Full time
Interactive Brokers
Hybrid (Chicago, IL, USA)
Interactive Brokers is looking to hire a Compliance Analyst in our office in Chicago, IL. Analysts will report to a Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Responsibilities
Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy
Advising management by collecting, analyzing, and summarizing data and trends.
Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met
Contribute to streamlining current processes and identifying areas for improvement
Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD
Qualifications
The ideal candidate will have some regulatory compliance experience...