13 compliance analyst jobs found in Chicago, IL

Interactive Brokers is looking to hire a Compliance Analyst in our office in Chicago, IL. Analysts will report to a Compliance Manager  in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met Contribute to streamlining current processes and identifying areas for improvement Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD   Qualifications The ideal candidate will have some regulatory compliance experience...

Interactive Brokers is looking to hire a full-time Quality Assurance Compliance Analyst at the Chicago office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Quality Assurance Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting quality assurance reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends. Conduce quality assurance on regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading...

Interactive Brokers is looking to hire a Senior Compliance Analyst in the EDD team in our office in Chicago, IL. Analysts will report to a Compliance Manager  in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met Contribute to streamlining current processes and identifying areas for improvement Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD   Qualifications The ideal candidate will have some regulatory...

Interactive Brokers is looking to hire a Compliance Analyst in our Trade Surveillance team at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional performers with the possibility to turn to a permanent role. Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Day-to-day responsibilities include: Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Preparing regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading data for suspicious activity or patterns of unusual trading The ideal...

Interactive Brokers is looking to hire several Compliance Analysts (temps) in its Chicago, Illinois office.  This is an entry-level position with excellent growth potential for highly motivated and exceptional performers.  Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account records and documents responsive to law enforcement and regulatory inquiries Coordinating with compliance analysts to help complete regulatory investigations Identifying areas for improvement and streamlining current processes and workflows Drafting and updating procedures, as necessary The ideal candidate will have some experience in an internal audit, legal, accounting, or other control function of a financial...

Interactive Brokers is looking to hire Compliance Analysts for a temp project. This position is in Chicago, IL. Analysts will report to a Compliance Team Lead and help ensure the firm complies with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Day-to-day responsibilities include: Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if the activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Preparing regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading data for suspicious activity or patterns of unusual trading The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission...

Interactive Brokers is looking to hire several Regulatory Analysts in its Chicago, Illinois office.  This is an entry-level position with excellent growth potential for highly motivated and exceptional performers.  Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry anti-money laundering, and securities laws and regulations. Day-to-day responsibilities include: Preparing regulatory response letters Gathering customer account records and documents responsive to law enforcement and regulatory inquiries Coordinating with compliance analysts to help complete regulatory investigations Identifying areas for improvement and streamlining current processes and workflows Drafting and updating procedures, as necessary The ideal candidate will have some experience in an internal audit, legal, accounting, or other control function of a financial services...

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Day-to-day responsibilities include: Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Preparing regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading data for suspicious activity or patterns of unusual trading The ideal candidate will have 2-5 years regulatory compliance experience working for an...

The Role: Research Assistant, Media & Telecom The Team / The Business: When you join S&P Global Ratings, you join one of the world's leading providers of independent credit risk research and benchmarks. You are part of a team that produces high quality fundamental research based on established criteria, you have the opportunity to participate in meetings with senior corporate executives and investors.  What we are looking for: As a Research Assistant, you are working as part of a sector team within the Corporate Ratings group.  Under the guidance of senior analysts, a qualified Research Assistant typically supports the sector team on its ongoing surveillance of a portfolio of rated corporate issuers and performs basic fundamental credit analysis, forecasting, and industry analysis.  With experience, a high performing Research Assistant will provide support on more complex issuers and transactions, as well as provide input to financial models and written...

Team Lead KYC Operations, Chicago (USA)   This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Facebook, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster.   Team Lead KYC Operations  As a KYC Operations Team Lead, based in Chicago, you will lead a team that is in charge of performing KYC & CDD checks on our customer base from across the globe. You will guide the team to ensure we are adhering to our compliance standards, meeting our...

Optiver is looking for a Business Information Security Officer to join our continual effort to evolve and strengthen our security posture. As a member of our InfoSec team, you will champion Cybersecurity awareness and best practices throughout the organization, and partner with your global team to contribute to Optiver’s information security vision, program, and control framework.  You will collaborate with the business to drive a culture of mindfulness while supporting the ability to move and innovate rapidly. You’ll be passionate about proactive threat prevention and continuously thinking of practical ways to make doing the right thing easier and the wrong thing harder.  You’ll stay abreast of developments and opportunities to learn from the industry and apply those lessons to our own practice.  You’ll work well in close partnership with a globally distributed team, and couple an appreciation of analysis with a bias for action. What you'll do: Help establish security...

CoinFlip is a leading fintech company powered by cryptocurrency. Believing everyone deserves to participate in the new digital economy, the company operates one of the world’s largest networks of cryptocurrency ATMs — with over 4,000 active kiosks — as well as an over-the-counter trading desk. In 2022, CoinFlip became an international company by expanding into Canada , and launched CoinFlip Ventures , a new initiative designed to support start-up companies.  CoinFlip placed No. 60 on the 2021 Inc. 5000 list of the nation’s fastest-growing private companies. CoinFlip was also named the 2021 and 2022 #1 fastest-growing company in Chicago by Crain’s Business.  As our growth trajectory continues, we’re looking to quickly expand all of our teams. It’s an exciting time to join CoinFlip as we’re pursuing additional business lines and continued international expansion to further cement us as a leading financial technology company.  The Controller will be accountable for...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Facebook, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Platforms Next to our payments offering Adyen is also building an entire suite of embedded financial services for platforms such as marketplaces, SaaS platforms, on-demand platforms or crowdfunding platforms. Our Chicago engineering hub is focusing on that! We give platforms the ability to manage their global payments...