1340 business control officer jobs found

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of the Business, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of the business to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based decisions, including...

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of the Business, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of the business to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based decisions, including...

Role Responsibilities & Key Accountabilities: Supports business stakeholders in delivering and maintaining risk and control assessment, including risk evaluation and measurement, and ensures that effective risk remediation actions are identified to address control vulnerabilities. Maintains and updates risk framework, ensuring sound risk governance, aligned with best practice and strategic objectives and effective reporting to relevant stakeholders. Ensures all identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are tracked and reported within relevant governance forums. Acts as a point of contact for business stakeholders to provide assurance on the soundness of the risk management process. Contributes to the collation and preparation of materials for relevant risk reporting committees. Oversees independent assessment of risks associated with new strategy, new products, major projects or overall risk profile provided to business...

Role Responsibilities & Key Accountabilities: Supports business stakeholders in delivering and maintaining risk and control assessment, including risk evaluation and measurement, and ensures that effective risk remediation actions are identified to address control vulnerabilities. Maintains and updates risk framework, ensuring sound risk governance, aligned with best practice and strategic objectives and effective reporting to relevant stakeholders. Ensures all identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are tracked and reported within relevant governance forums. Acts as a point of contact for business stakeholders to provide assurance on the soundness of the risk management process. Contributes to the collation and preparation of materials for relevant risk reporting committees. Oversees independent assessment of risks associated with new strategy, new products, major projects or overall risk profile provided to business...

Overview   This position will report to the Head of Operations Resilience & 1st line of defense and will Provide Oversight and reporting of risks identification activities owned by Business Control Officer /Accountable Executives in D&A businesses. The hire will drive reporting of the alignment to risk management policies and implement processes needed to align with them and promote the development of a strong risk culture within D&A Key Responsibilities Oversee the coordination of Risk assessment and maintenance of the Risk and Control Assessment (RCA) by the Business control officers/Business , including ensuring effective remediation actions are identified to address control vulnerabilities Ensure all identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are flagged and tracked by the BCOs and leads within relevant governance forums. Co-ordination and collation of materials for relevant risk reporting committees at group...

Overview   This position will report to the Head of Operations Resilience & 1st line of defense and will Provide Oversight and reporting of risks identification activities owned by Business Control Officer /Accountable Executives in D&A businesses. The hire will drive reporting of the alignment to risk management policies and implement processes needed to align with them and promote the development of a strong risk culture within D&A Key Responsibilities Oversee the coordination of Risk assessment and maintenance of the Risk and Control Assessment (RCA) by the Business control officers/Business , including ensuring effective remediation actions are identified to address control vulnerabilities Ensure all identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are flagged and tracked by the BCOs and leads within relevant governance forums. Co-ordination and collation of materials for relevant risk reporting committees at group...

Manager, First line of Defence Overview This position will report to the Director , First Line Of Defense and will lead reporting of risks identification activities owned by Business Control Officer /Accountable Executives in D&A businesses. The hire will support reporting of the alignment to risk management policies and implement processes needed to align with them and promote the development of a strong risk culture within D&A Key Responsibilities Supports the Coordination of Risk assessment and maintenance of the Risk and Control Assessment (RCA) by the Business control officers/Business , including ensuring effective remediation actions are identified to address control vulnerabilities Track identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are flagged and tracked by the BCOs and leads within relevant governance forums. Collation of materials for relevant risk reporting committees at group level, e.g. Risk Dashboard. Work...

Manager, First line of Defence Overview This position will report to the Director , First Line Of Defense and will lead reporting of risks identification activities owned by Business Control Officer /Accountable Executives in D&A businesses. The hire will support reporting of the alignment to risk management policies and implement processes needed to align with them and promote the development of a strong risk culture within D&A Key Responsibilities Supports the Coordination of Risk assessment and maintenance of the Risk and Control Assessment (RCA) by the Business control officers/Business , including ensuring effective remediation actions are identified to address control vulnerabilities Track identified risk remediation activities identified for ‘Outside Risk Tolerance’ risks are flagged and tracked by the BCOs and leads within relevant governance forums. Collation of materials for relevant risk reporting committees at group level, e.g. Risk Dashboard. Work...

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets   Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering,...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 25+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role The Financial Crime Operations department is at the forefront of Revolut’s efforts to keep customers and their money safe \uD83E\uDD77...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. Since 2017, Blockchain.com runs a successful Institutional business and has been the leading strategic capital partner to the largest trading, investment, and mining companies in the crypto space, providing lending, OTC and electronic trading, custody, asset management funds, and other financial products and services. We are looking for an experienced professional to manage middle-office operations for our fast growing Singapore businesses. WHAT YOU WILL DO: Perform daily trade, position and transactions reconciliations Assist in the preparation, analysis, and management of financial data dashboards Assist in preparation of monthly and quarterly P&L and inventory reporting Ensure...

Over de job:   Within the Compliance team of the Saxo Bank Mid-Europe Region we are looking for a Head of Compliance & Risk Management for our Belgium Branch (Antwerp office). Are you a jack-of-all-trades who likes to both set the direction and execute on it, together with two other colleagues responsible for Compliance in Belgium sector? Then this function is for you! Your work environment? Saxo Bank Belgium is facing interesting challenges and Compliance & Risk – as the second line – plays a central role in this. Our main objective is to make a sustainable contribution to Saxo Bank's strategic objectives within the risk appetite. We do this, among other things, by helping the organization to comply with laws and regulations by giving solicited and unsolicited advice and conducting investigations. Here we look not only at the letter of the law, but also at the spirit of the law. Based on our Risk Management framework, we ensure that our risks are adequately...

Copper is a digital asset technology company dedicated to helping institutional investors safely acquire, trade, and store crypto assets   Built and led by Dmitry Tokarev, a software and financial engineering specialist, the firm provides a comprehensive suite of custody, trading and settlement solutions that reduce counterparty risk and bring greater capital and operational efficiency to digital asset markets. At the heart of Copper's offering is Multi-Party Computation (MPC) technology – the gold standard in secure custody. Copper’s multi-award winning custody system is unique in that it can be connected to centralised exchanges, DeFi applications and even staking pools without the assets leaving the custody. Built on top of this state-of-the-art custody, ClearLoop™ is the first solution in the market that overcomes a growing industry challenge; counterparty risk with exchanges. This solution underpins a full prime services offering,...

Wise was founded in 2011 with a clear mission — money without borders — instant, convenient, transparent, and eventually free. We’ve built a market-leading technology product that’s been used by over 5 million people to move money around the world without the rip-off fees charged by the banks. We’re disrupting the world of currency and international money transfer. We are growing rapidly around the world and need to make sure that we have the best setup to support that growth in every region. You will help to shape the future of Wise in Latin America.  As part of this role, you will work with the Latam team to support them in understanding risks they are facing with the product in the region and how to mitigate those risks, while they seek new opportunities to grow the business. The role will also be part of a wider group of risk experts dotted around the world, meaning there is great opportunity to support the growth of risk management across the company.  This position...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

We are  Ramp , a  well-funded scaleup  that makes the Web3 world a reality 🚀 Ramp proudly delivers on-ramp and off-ramp solutions world-wide, for both B2B and B2C clients. One of our values is ‘do it right’ and thus we seek for a person, who, arm in arm with our head of payments, will ensure that we have delightful customer experience, while at the same time prevent the bad actors from monetizing on our platform or harming our clients. The hired professional will be reporting directly to the Chief Compliance Officer, and can be based in the UK (preferably in London) or US (EST coast is preferred, as our headquarters is set in London).   Responsibilities Design, implement and optimize company-wide fraud management strategy and governance, Define fraud prevention programme, controls and capabilities, Set global and entity-level fraud risk appetite for both B2B and B2C customers, Establish and monitor key fraud metrics KPI against internal risk appetite...

Development and management of Turkey's compliance policies and processes; Develop and maintain anti-money laundering/sanctions control policies and procedures to ensure compliance with local and international rules and regulations; Ensure ongoing monitoring and reporting; Coordinating various Turkish and foreign regulatory filings; Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews; To monitor country-specific filters and scenarios by conducting continuous, periodic and/or ad-hoc tests and checks; and to carry out further investigations of compliance and AML incidents as appropriate; Work and contribute to a team-oriented and collaborative environment to improve the analytical and reporting processes; Support the Chief Compliance Officer and other leaders as needed; Other ad hoc duties as assigned. Requirements Bachelor’s Degree in Accountancy,...