1308 business control officer jobs found

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of Business Management, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of Business Management to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based...

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of the Business, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of the business to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based decisions, including...

The Business Control Officer (BCO) will lead the implementation of a robust risk and control framework within the business, consistent with LSEG policies and standards.  Reporting to the Head of Business Management, this role will co-ordinate activity across the business and centralised first line of Defence. Responsibilities: Support the Head of Business Management to: Establish a strong risk culture within the Division, including risk awareness and training offering Ensure business processes are robust, clearly owned, and operating procedures are well documented Ensure controls are appropriately designed, operating effectively and periodically reviewed/tested. Document controls to ensure a complete and accurate control inventory, including the review and challenge of relevant risk-based control testing in line with Group Framework / Guidance Establish first line risk processes within the Division for risk identification and assessment and to support risk-based...

End Date Friday 23 June 2023 Salary Range £82,539 - £91,710 We support agile working – click here for more information on agile working options. Agile Working Options Other Agile Working Arrangements / Open to Discussion Job Description Summary We have an exciting opportunity for a self-motivated model risk manager to join our oversight team in Insurance, Pensions & Investments (IP&I) Risk. Part of the Model, Analytics & Data Risk team, we offer a unique opportunity to engage with senior stakeholders and oversight the full suite of IP&I models across a varied array of propositions, uses, and applications. For example our models range from General Insurance Pricing, to Credit Rating for illiquid assets, via Climate Emissions and SII and include coverage of newer techniques such as AI and machine learning! The world of model risk is evolving at a fast pace and you will be able to shape and contribute to our team’s processes, policies,...

End Date Tuesday 27 June 2023 Salary Range £66,744 - £74,160 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary Would you like a job where responsible lending and cars go hand in hand? We have an exciting opportunity for a Credit Officer to join us. Job Description We're a Credit Risk team accountable for making automated credit decisions for our market leading Motor Finance & Leasing brands, Black Horse and Lex Autolease. We use analytics to optimise and improve our strategies and lend safely to our customers. We support the business to deliver safe and sustainable growth. It’s an exciting time to be joining the Transport team as we’re heavily investing in our data and infrastructure to improve our credit decisioning capabilities and you'll help us to shape and deliver this. The Group has set out its ambitions to become a market leader in low emissions...

Senior Manager – LSE plc Operational Resiliency  LSE plc COO Office, Market Operations Department Description The Office of the Chief Operating Officer (COO) for the London Stock Exchange (LSE) plc has accountability for the business operations and operational resilience strategy for LSE, and its execution, as approved by the LSE Plc Board. The COO Office is part of the Capital Markets Operations function and oversees the day to-day operational functions of the LSE on behalf of the CEO of LSE plc, including regulatory engagement as it relates to the resilience of LSE plc. The COO and their Office ensures that all Run Service Management and Change activities are seamlessly coordinated at an LSE UK plc level. They are further accountable for the provision of LSE UK plc Business Services to clients, from a combined business, operations, technology, and data perspective.   Role Description Reporting to the Director of Operational Resiliency for LSE plc, this role will...

Background: LCH is the leading independent CCP group in Europe, serving major international exchanges and trading platforms, equity markets, exchange-traded derivatives markets, energy markets, the OTC interbank interest rate swaps market and the majority of the Euro-denominated and sterling bond and repo markets. CDSClear is a unique business within LCH Group, incorporated in LCH SA and established through a partnership with the 11 largest Credit Derivative dealers. CDSClear is a fast-growing Credit Derivative clearing business aiming at becoming the market leader in Europe. The business has experienced and continues to experience significant and constant growth in Europe, gradually overtaking its European competitor through a strategy of product & service differentiation driven by innovation as well as through a close partnership with main Credit Derivatives market participants. The key initiative of CDSClear is to extend its operating hours for the US market. Overall...

Flow Traders is looking for Trading Compliance Officer to join our Compliance Department in our Amsterdam office. The ideal candidate is hands-on, proactive and has excellent communication skills. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capabilities. If you aim high, the sky is the limit! In this role, you will be responsible for the practical impact assessment of new regulations (from regulators and exchanges), translating regulation into requirements for the business and the implementation of regulation in the business. The Trading Compliance Officer will act as the primary liaison for trading, risk, and compliance enforcement and will be responsible for daily reporting, developing and improving our monitoring and reporting tooling and related internal procedures.   What You Will...

Hello, we’re Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We’re a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 2,300 people across our London, Southampton and Cardiff offices and will open our Manchester office later on this year. The Reporting & Governance Officer will assist the Director of Financial Crime & Money Laundering Reporting Officer in reporting to committees on progress against plans and key control metrics, and the design and preparation of Financial Crime papers, reports and presentations; You will help to ensure that Financial Crime information and analysis is properly represented and understood across Starling, including developing and re-designing reporting to committees as...

Hello, we’re Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We’re a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 2,300 people across our London, Southampton and Cardiff offices and will open our Manchester office later on this year. The Reporting & Governance Officer will assist the Director of Financial Crime & Money Laundering Reporting Officer in reporting to committees on progress against plans and key control metrics, and the design and preparation of Financial Crime papers, reports and presentations; You will help to ensure that Financial Crime information and analysis is properly represented and understood across Starling, including developing and re-designing reporting to committees as...

Hello, we’re Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We’re a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We’re a bank, but better: fairer, easier to use and designed to demystify money for everyone. We employ more than 2,300 people across our London, Southampton and Cardiff offices and will open our Manchester office later on this year. The Reporting & Governance Officer will assist the Director of Financial Crime & Money Laundering Reporting Officer in reporting to committees on progress against plans and key control metrics, and the design and preparation of Financial Crime papers, reports and presentations; You will help to ensure that Financial Crime information and analysis is properly represented and understood across Starling, including developing and re-designing reporting to committees as...

At Coinbase, our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web3 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who enjoy the intense moments in our sprint and recharge work culture. We’re a remote-first company looking to hire the absolute best talent all...

You will work in the Internal Controlling service within the Controlling & Risk department and will be in charge of various tasks such as: To review and document the processes of the Bank (risk/control map) To maintain and challenge the Key Risk Indicators database, and implement new KRI when required To analyze the incident reports on materialized operational risks To implement and perform 2nd level controls on tasks performed in other departments To monitor access rights granted to all IT systems, in coordination with IT & Security department To prepare and follow-up internal and external audit engagements Qualifications Bachelor or Master degree in fields such as Finance, Business Administration or Accounting (or equivalent) 3-4 years of experience in a similar position or in internal audit Excellent analytical skills and high level of attention to details Good knowledge of Excel Organized, you know how to work in a fast paced environment and you are...

Job summary The Junior General Ledger accounting and tax officer is responsible for the standard day-to-day local general ledger accounting responsibilities as well as monthly, quarterly and yearly activities, such as tax reporting/filings, regulatory and statutory reporting for assigned entities. The Junior General Ledger accounting and tax officer will also actively lead and coordinate business explanation and investigations of financial data (both internally and externally (auditors, tax audits etc), pro-actively identify and work on continuous process improvement in the local environment, monitoring and applying internal control procedures and manage input from other departments – corporate secretary, treasury and tax, shared service centre, legal and consolidation. Key Accountabilities Direct tasks that the Junior General Ledger accountant & tax officer will be responsible for, but not only, are: Processing automated entries from sub ledgers or external...

Background: LCH is the leading independent CCP group in Europe, serving major international exchanges and trading platforms, equity markets, exchange-traded derivatives markets, energy markets, the OTC interbank interest rate swaps market and the majority of the Euro-denominated and sterling bond and repo markets. CDSClear is a unique business within LCH Group, incorporated in LCH SA and established through a partnership with the 11 largest Credit Derivative dealers. CDSClear is a fast-growing Credit Derivative clearing business aiming at becoming the market leader in Europe. The business has experienced and continues to experience significant and constant growth in Europe, gradually overtaking its European competitor through a strategy of product & service differentiation driven by innovation as well as through a close partnership with main Credit Derivatives market participants. The key initiative of CDSClear is to extend its operating hours for the US market. Overall...

This role is an excellent opportunity to learn and gain exposure to global financial markets and risk management by joining a team which performs an important function in support of all LCH companies in LSEG’s Post Trade Division and their numerous clearing services, facilitating and advising on risk governance and policy issues and directly supporting the Executive and Board level risk management committees. The role will require frequent face to face, email and telephone contact with LCH & LSEG staff across all business services and control functions. The Risk Policy & Governance team sits within the Second Line Risk function and reports to the LCH Ltd Deputy Chief Risk Officer, though it is responsible for the risk policy and governance support function for both LCH Ltd and LCH SA. Key responsibilities of the role: * Performing a variety of committee support tasks (e.g. agenda and paper preparation, attending and minuting meetings, recording and following up...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The role: Airwallex’s global Regulatory Compliance & Licensing Team works cross-functionally and across multiple jurisdictions to develop and execute regulatory strategies that facilitate the launch into new markets and sustainably scale up Airwallex’s operations worldwide by applying for new regulatory licenses as we expand in products suits and geographic regions, in addition to putting in...

This role is an excellent opportunity to learn and gain exposure to global financial markets and risk management by joining a team which performs an important function in support of all LCH companies in LSEG’s Post Trade Division and their numerous clearing services, facilitating and advising on risk governance and policy issues and directly supporting the Executive and Board level risk management committees. The role will require frequent face to face, email and telephone contact with LCH & LSEG staff across all business services and control functions. The Risk Policy & Governance team sits within the Second Line Risk function and reports to the LCH Ltd Deputy Chief Risk Officer, though it is responsible for the risk policy and governance support function for both LCH Ltd and LCH SA. Key responsibilities of the role: * Performing a variety of committee support tasks (e.g. agenda and paper preparation, attending and minuting meetings, recording and following up...

Calling all innovators – find your future at Fiserv. We’re Fiserv, a global leader in Fintech and payments, and we move money and information in a way that moves the world. We connect financial institutions, corporations, merchants, and consumers to one another millions of times a day – quickly, reliably, and securely. Any time you swipe your credit card, pay through a mobile app, or withdraw money from the bank, we’re involved. If you want to make an impact on a global scale, come make a difference at Fiserv. Job Title Head of Enterprise Risk Strategy Job Purpose What does the head of Enterprise Risk Strategy do? As the Head of Enterprise Risk Strategy at Fiserv, you are responsible for providing exceptional service to the Chief Risk Officer, and the Enterprise Risk & Control Organization in support of the pursuit and achievement of ERC’s strategic objectives.   This position will report to the EVP, Chief Risk Officer. The position can entail travel up...

Empower the Individual Through Crypto Gemini is a crypto exchange and custodian that allows customers to buy, sell, store, and earn more than 30 cryptocurrencies like bitcoin, bitcoin cash, ether, litecoin, and Zcash. Gemini is a New York trust company that is subject to the capital reserve requirements, cybersecurity requirements, and banking compliance standards set forth by the New York State Department of Financial Services and the New York Banking Law. Gemini was founded in 2014 by twin brothers Cameron and Tyler Winklevoss to empower the individual through crypto. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we want to help you buy, sell, and store your bitcoin and cryptocurrency. Crypto is not just a technology, it's a movement. At Gemini, our mission is to empower the individual...

About Us At Cloudflare, we have our eyes set on an ambitious goal: to help build a better Internet. Today the company runs one of the world’s largest networks that powers approximately 25 million Internet properties, for customers ranging from individual bloggers to SMBs to Fortune 500 companies. Cloudflare protects and accelerates any Internet application online without adding hardware, installing software, or changing a line of code. Internet properties powered by Cloudflare all have web traffic routed through its intelligent global network, which gets smarter with every request. As a result, they see significant improvement in performance and a decrease in spam and other attacks. Cloudflare was named to Entrepreneur Magazine’s Top Company Cultures list and ranked among the World’s Most Innovative Companies by Fast Company.   We realize people do not fit into neat boxes. We are looking for curious and empathetic individuals who are committed to developing themselves...

About Us At Cloudflare, we have our eyes set on an ambitious goal: to help build a better Internet. Today the company runs one of the world’s largest networks that powers approximately 25 million Internet properties, for customers ranging from individual bloggers to SMBs to Fortune 500 companies. Cloudflare protects and accelerates any Internet application online without adding hardware, installing software, or changing a line of code. Internet properties powered by Cloudflare all have web traffic routed through its intelligent global network, which gets smarter with every request. As a result, they see significant improvement in performance and a decrease in spam and other attacks. Cloudflare was named to Entrepreneur Magazine’s Top Company Cultures list and ranked among the World’s Most Innovative Companies by Fast Company.   We realize people do not fit into neat boxes. We are looking for curious and empathetic individuals who are committed to developing themselves...

The Manager, D&A Compliance – APAC is a Compliance Officer within the Trading & Banking (“T&B”) sector of the Data and Analytics (“D&A”) division of the London Stock Exchange Group (“LSEG”). The role will be located in Hong Kong and reports into the Senior Manager, D&A Compliance, Trading and Banking who is based in Hong Kong. This role will primarily focus on Hong Kong SFC broker-dealer compliance for electronic trading/technology solutions (e.g., OEMS) as well as outsourced trading, multi-asset class advisory compliance, and support for the integration of the business into the Trading and Banking sector. The role will also be setting the risk appetite and establishing the necessary governance and standards to ensure the relevant legal, risk, compliance and regulatory requirements and obligations for the Hong Kong SFC broker-dealer are managed in a robust and agile manner. The successful candidate will be a true business partner, ensuring compliance for the...