699 aml compliance officer jobs found

Overview Permanent , Full-time, hybrid  #LI-Hybrid  #LI-SD1   Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, The StoneX Group is made up of four segments that offer endless potential for progression and growth.   Position purpose: To provide efficient and high-quality AML compliance support in various business areas of SFEG. You will advise both local management and, where appropriate, the Board of Directors upon action and strategies...

NAGA  is a leading FinTech company, founded in 2015. Our vision is to give all our clients the same opportunity to achieve financial freedom and claim their piece in the markets. Our mission is to make investing simple and accessible to all.   At  NAGA  we are always seeking talented individuals to join our family and pursue long-term careers. If you are a talented, dynamic, performance-driven and committed individual and would like to join us, apply for one of our open positions.   Our team is looking to hire an AML Compliance Officer  for our offices in Limassol.    Responsibilities Assist with the day-to-day compliance and AML/CFT operations in line with regulatory and legal requirements and the company’s policies and procedures; Performing risk assessments in relation to compliance and AML/CFT risks;         Prepare reports for external authorities and internal stakeholders;         Monitor adherence to domestic...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. AML/CFT Compliance Expertise A key part of building our business is ensuring we do it ethically and sustainably. In order to do so, Adyen needs to understand and monitor at all times what happens on our platform and whether this is in line with regulations and our risk appetite. And that in a scalable and adaptive way. To achieve...

Are you either an experience compliance professional with at least 5 years'+ experience? Do you have a diverse skillset with a desire to both set the direction and to execute it? Within the Compliance team of the Saxo Bank Mid-Europe Region we are looking for a Head of Compliance & Risk Management for our Belgium Branch (Antwerp). You do not have to be at a 'head of' level, however you will need to demonstrate your ability to manage a small team. Saxo, Belgium is facing interesting challenges; Compliance & Risk – as the second line – plays a central role in this. Our main objective is to make a sustainable contribution to Saxo's strategic objectives within the risk appetite. We do this, among other things, by helping the organization to comply with laws and regulations. We provide solicited and unsolicited advice and conduct investigations. Here we look not only at the letter of the law, but also at the spirit of the law. Based on our Risk Management framework, we...

Binance is the leading global blockchain ecosystem and cryptocurrency infrastructure provider whose suite of financial products includes the world’s largest digital-asset exchange. Our mission is to accelerate cryptocurrency adoption and increase the freedom of money. If you’re looking for a fast-paced, mission-driven organization where opportunities to learn and excel are endless, then Binance is the place for you.   Responsibilities: Ensure proper segregation and safeguarding of client funds in compliance with regulatory requirements; Oversee and approve daily safeguarding operations and reconciliations; Ensure CSSF reporting obligation and submissions in relation to safeguarding are completed on time; Conduct risk assessment of the banking counterparties; Operate safeguarding process and reconciliations; Report to the Chief Finance Officer any relevant matters pertaining to the safeguarding of the client funds; Prepare Management Information for...

End Date Tuesday 15 October 2024 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Job Description Summary . Job Description Role: SWE Assistant Risk Manager   Grade: Band D Location: Luxembourg About Scottish Widows Europe Scottish Widows Europe (“SWE”), a subsidiary of Scottish Widows L.P., was established in Luxembourg to ensure continuity of servicing for its existing EU business after the UK’s exit from the EU, and is authorized to conduct life insurance business in Europe. The portfolio of SWE is largely represented by with-profit policies (but also includes unit-linked policies), originally sold through the Clerical Medical Brand. The portfolio has c.€2 billion assets, with approximately 50,000 policyholders. Since March 2019, the business has been run from Luxembourg, and via its German branch. SWE relies on outsourcers to provide...

End Date Tuesday 15 October 2024 Salary Range £0 - £0 We support flexible working – click here for more information on flexible working options Flexible Working Options Job Description Summary We have an outstanding opportunity for you to join SWE, a diverse and inclusive team based in Luxembourg, and to work in an international and informal environment. Note that this AML-KYC Compliance Analyst role is embedded within the business and will report to the SWE AML Team Leader and to the SWE Compliance Officer. Job Description Job title:   AML/KYC Analyst Salary : TBC at interview stage depending on skills & experience Location : Luxembourg Hours & basis:   Full time Working Pattern:   Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our office. About this opportunity: We have an outstanding opportunity for you to join SWE, a diverse and inclusive team based in...

Position The Assurance Testing and Monitoring team sits within the broader AML team and reports to the Money Laundering Reporting Officer (MLRO). The team is responsible for performing independent testing activities in accordance with applicable IBKR group procedures/policy and UK/EU AML legislation to assess the design and effectiveness of first and second-line AML controls, producing reports on the effectiveness of the controls by analyzing metrics from test samples and validating the appropriateness of remediation actions undertaken to address findings. Responsibilities Implement and execute compliance testing program for AML controls in the first and second lines of defense. Participate in the planning, execution, and reporting of compliance assurance reviews and regulatory issue validation. Perform qualitative, risk-based testing on the first and second lines of defense by reviewing key control points from a population sample. Produce initial...

About the Company Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries. Crypto is about giving you greater choice, independence, and opportunity. We are here to help you on your journey. We build crypto products that are simple, elegant, and secure. Whether you are an individual or an institution, we help you buy, sell, and store your bitcoin and cryptocurrency.  At Gemini, our mission is to unlock the next era of financial, creative, and personal freedom. In the United States, we have a flexible hybrid work policy for employees who live within 30 miles of our office headquartered in New York City and our office in Seattle. Employees within the New York and Seattle metropolitan areas are expected to work from the designated office twice a week, unless there is a job-specific requirement to be in the office...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Senior Compliance Officer Our Compliance Escalation Team is looking for a Compliance Officer with experience in the payments-, financial services or FinTech industry. In this role, you will help Adyen to scale and work on complex opportunities. To do that, you must have a strong analytical mindset and communication skills to provide...

Binance is the leading global blockchain ecosystem and cryptocurrency infrastructure provider whose suite of financial products includes the world’s largest digital-asset exchange. Our mission is to accelerate cryptocurrency adoption and increase the freedom of money. If you’re looking for a fast-paced, mission-driven organization where opportunities to learn and excel are endless, then Binance is the place for you.   Responsibilities Ensure adequacy and adherence to daily business controls to meet obligations, including regulatory, AML, reporting and compliance risk Implement appropriate second line testing activities to verify compliance of processes and assess the robustness of systems Perform product risk assessments, gauging potential risks and implementing necessary controls Review Processes: Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD) Refresh processes in line with Australian law requirements Review the...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. What You’ll Do Serve as Principal Officer for Adyen India and liaise in all AML/CFT matters for the RBI and FIU in India Analyze customer transactional behavior following respective alerts generated and escalated from first line analysts to conclude if transactions are in line with expectations, or if there are reasonable grounds...

About the Role: Grade Level (for internal use): 12 Role : Compliance Officer The Location: Sao Paulo, BR   Grade (relevant for internal applicants only): 12 The Compliance Officer role is based in Brazil and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in Latin America. The role involves a range of activities, including assisting in providing a Compliance advisory service, in the education program, in reporting to regional senior management on compliance developments, and in conducting investigations, logging and tracking Complaints and compliance monitoring activities. The Compliance Officer will be responsible for the interaction with regulators, exams and response to regulators to ad hoc requests. The role is responsible for the AML program in Brazil supporting the commercial and analytical team to screen issuers and assigning the risk of each...

  Responsibilities: Ensure adequacy and adherence to daily business controls to meet obligations, including regulatory, AML, reporting and compliance risk, Implement appropriate second line testing activities to verify compliance of processes and assess the robustness of systems, Perform product risk assessments, gauging potential risks and implementing necessary controls, Review Processes: Customer Risk Rating (CRR), Customer Due Diligence (CDD), Enhanced Due Diligence (EDD),  Refresh processes in line with Polish law requirements,  Review the outsourcing framework and enhance the design of supervision of outsourced functions, including KYC/KYB/transaction monitoring,  Ensure delivery of appropriate management information to corporate bodies and control functions, such as Internal Audit and Risk Management,  Draft reports of policy and regulatory breaches, enhancing transparency and mitigation efforts; Maintain a solid reporting line into the local...

Who We Are OKX is revolutionizing world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca . About the Opportunity We are looking for an experienced investigator to work closely with the Money Laundering Reporting Officer to manage the financial crime risks of OKX UK. You will be taking on the role of ensuring accurate detection of suspicious activities from transaction monitoring and the preparation and management of SAR decisions. You will also be required to take active participation in driving AML-oriented improvement projects...

At Paysend, we're on a mission to deliver the World's Simplest Money Transfer. Paysend is a next-generation integrated global payment ecosystem, enabling consumers and businesses to pay and send money online anywhere, anyhow and in any currency. Paysend is UK-based and has global reach having been created in April 2017 with the clear mission to change how money is moved around the world. Paysend currently supports cross-network operability globally across Mastercard, Visa, China UnionPay and local ACH and payment schemes, providing over 40 payment methods for online SMEs. Paysend can send money to over 170 countries worldwide and has attracted more than seven million consumers to its platform. As a global end-to-end payment platform, Paysend has a global network of banks and international and local payment systems and has partnerships with the major international card networks Visa, Mastercard and China Union Pay as a principal members and certified processors. Our...

🚀 We’re on a mission to make money work for everyone. We’re waving goodbye to the complicated and confusing ways of traditional banking.  With our hot coral cards and get-paid-early feature, combined with financial education on social media and our award winning customer service, we have a long history of creating magical moments for our customers! We’re not about selling products - we want to solve problems and change lives through Monzo ❤️ Hear from our team about what it's like working at Monzo ✨ 📍Dublin, Ireland | 💰€ competitive + share options | Hear from the team ✨  Monzo Europe is an Irish-based subsidiary of the Monzo Group which will, upon authorisation, be the base for Monzo’s expansion as a bank into the European Union. We are looking for an experienced Director of Fraud & Financial Crime Risk to lead and manage the fraud and financial crime risk management framework in Europe.  🔑You’ll be playing a key role… You will develop, implement,...

Who we are  We simplify wealth creation. Founded in 2014 in Vienna, Austria by Eric Demuth, Paul Klanschek and Christian Trummer, we’re here to help people trust themselves enough to build their financial freedom — for now and the future. Our user-friendly, trade-everything platform empowers both first-time investors and seasoned experts to invest in the cryptocurrencies, crypto indices, stocks*, precious metals and commodities* they want — with any sized budget, 24/7. Our global team works across different cultures and time zones, bringing our products to more than 4 million customers, making us one of Europe’s safest and most secure platforms that powers modern investing. Headquartered in Austria but operating across Europe, our products are built by fast-moving, talented, “roll-up-your-sleeves-and-make-it-happen” kind of people. It’s these diverse perspectives and innovative minds operating as ONE TEAM that keep Bitpanda at the cutting edge of our industry. So if you’re...

Overview Class: Full-time     Legal Entity: StoneX Securities Co. Ltd.   Organization: StoneX Securities Co. Ltd.    Reports to: Head of Compliance, Japan   Overview:   StoneX is an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service, and deep expertise   Business Segment Overview:   Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.    Responsibilities Position Purpose:   In order to support this exciting growth in the business, the Compliance...

Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity that helps to create more efficient markets around the world. Our market structure expertise, broad diversification, and execution technology enables us to provide competitive bids and offers in over 19,000 securities, at over 235 venues, in 36 countries worldwide.​ The Virtu Legal and Compliance team is looking for an experienced, self-driven Compliance Officer to join the team. The Compliance Officer will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve upon existing processes. This role will require interest and ability to work across several Compliance areas, manage multiple deadlines and interact with internal and external stakeholders.  The Compliance Officer works closely...

Who We Are OKX is revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal, and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent, and accessible society through blockchain technology. To date, we have 50+ million users, 3000+ employees, and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the arts and sports, we are proud partners of @Tribeca , @McLarenF1 , and @ManCity .   About the Team The Compliance function at OKX is responsible for the company's overall compliance culture and program. We ensure regulatory requirements are met within applicable jurisdictions and internal policies and procedures are followed. We’re an independent team of risk-minded problem solvers who advise the business on its regulatory obligations and risks.   What You'll be Doing: As Head of Compliance, EMEA, you’ll lead a...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are seeking exceptional talent to join our Financial Intelligence Unit (FIU) as a FIU Associate, Blockchain Analysis. In this role, you will work closely with a global team of experts to investigate suspicious activity and mitigate financial crime risks across a leading digital asset platform. We are looking for motivated, adaptable, and collaborative individuals who can thrive in a fast-paced and dynamic environment. If you have experience handling financial investigations and want to be part of an innovative team in the cryptocurrency space, this is an exciting opportunity for you! As a FIU Associate, Blockchain Analysis, you will be responsible for conducting investigations into escalated cases...