10 compliance-legal jobs found in Amsterdam

Flow Traders is looking for a Junior Compliance Officer with a focus on Core Compliance duties to join our Compliance team in our Amsterdam office. In this role you will be part of the second line of defence (2LoD) which comprises oversight and compliance functions. Your core duty will be to run processes and controls relating to core compliance functions in the firm. Specifically, you will be responsible for personal transactions monitoring, gifts and entertainment monitoring, open period administration, communications surveillance, and procedures related to market soundings and associated cleansing. You will directly report to the Team Lead AML & Monitoring. What you will do Review disclosures made by EMEA employees relating to conflicts of interest, gifts and entertainment, and personal transactions Perform monitoring tasks related to the enforcement of policies relating to conflicts of interest, gifts and entertainment, and personal transactions Investigate...

This is Adyen Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition.  For our teams, we create an environment with opportunities for our people to succeed, backed by the culture and support to ensure they are enabled to truly own their careers. We are motivated individuals who tackle unique technical challenges at scale and solve them as a team. Together, we deliver innovative and ethical solutions that help businesses achieve their ambitions faster. Senior Compliance Officer, High-Risk Verticals, Compliance Escalations Our fast-paced 2LoD Compliance Escalation Team is looking for an experienced candidate in the area of compliance with applicable knowledge of high-risk verticals such as Gambling, Crypto-asset service providers, Securities brokerages, Crowdfunding, Lending, Money...

This is Adyen Adyen is the financial technology platform of choice for leading companies. By providing end-to-end payments capabilities, data-driven insights, and financial products in a single global  solution, Adyen helps businesses achieve their ambitions faster. With offices around the world, Adyen works with the likes of Meta, Uber, H&M, eBay, and Microsoft. To maintain our momentum, we need people to join us in finding new ways of solving our unique challenges - people like you. Regulatory Compliance Counsel Our fast-paced Compliance team is looking for an experienced European Regulatory  Compliance Counsel with experience in Policy setting and providing practical business advice in relation to policies in the payments/finance industry. The successful candidate must have strong analytical skills and be able to work as a business partner to connect and communicate with a wide range of teams, including risk, legal, finance and sales, and provide pragmatic...

Flow Traders is looking for an experienced Compliance Officer to join our Regulatory Compliance team in Amsterdam. We are looking for a colleague who is a self-starter, flexible and driven. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capacities. If you aim high, the sky is the limit! In this role you will contribute with your expertise in advising on the set-up and realization of new projects while meeting regulatory requirements. You will be able to assess impact and draft clear and hands-on advice on impact and implementation, taking into account the needs of the business.    What you will do Analyze existing and new regulations, provide advice on the impact and formulate clear business requirements Be a first point of contact from compliance for our trading department to advise on...

Role summary As a Market Data Compliance officer you work in the heart of Amsterdam, in an internationally oriented position with a focus on market data compliance. You act within the Market Data Compliance and Operations department and oversee the Market Data Compliance Program. You function as an independent and objective body that initiates customer compliance reviews including on-site audits and evaluates compliance issues/concerns within the customer's organization. You are responsible for developing, implementing and administering all aspects of the Market Data Compliance Program. You plan, communicate, organize, initiate, and control the Market Data day-to-day administrative and operational compliance activities. The Market Data Compliance Officer exists as a channel of communication to receive, review and direct compliance issues to appropriate customers for investigation and resolution. You provide guidance in respect of exchange policies regarding the provision...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. As part of the LRC office, you’ll be responsible for working closely with the Chief of Staff, CLRO to drive key strategic expansion and licensing initiatives across the EMEA region whilst supporting global initiatives. You are a self-starter and independent thinker with exceptional analytical and communication skills, capable of handling highly sensitive and confidential information while supporting a rapidly...

The Compliance department covers the Corporate, Listing and Member Compliance. Compliance's missions is to support Euronext and its employees in complying with applicable laws and regulations and promoting ethical standards in accordance with good corporate governance. This covers amongst others: Insider dealing, Anti- Money laundering and sanctions lists, bribery and corruption, fraud and requirements from the Market Abuse Regulation as a listed company.  Compliance supervises the on-boarding of and continuous requirements of listed companies, Members and other clients of Euronext in accordance with Euronext rules and regulatory requirements. Compliance Surveillance's main role is to assist Euronext in meeting its regulatory obligations by carrying out a compliance program which examines and monitors relevant activity of Euronext Members and Issuers in order to promote market integrity. This is performed by auditing our member firms and performing post trade surveillance of...

Flow Traders is looking for an experienced Group Internal Auditor to join our Internal Audit team in Amsterdam.  You will contribute to further building and strengthening the Internal Audit Function (IAF) within Flow Traders. The ideal candidate is a self-starter, flexible, driven and is committed to establishing the position with a genuine interest in the financial markets. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business.  We value quick-witted, creative minds and challenge them to make full use of their capacities. You will be conducting your broad operational and IT audit work within an international, highly-regulated and rapidly changing technology-driven environment. You will frequently interact with the management team and closely cooperate with the business and (occasionally) external service providers on audits. You will be working in a pivotal position in our listed...

This is Adyen Adyen is the financial technology platform of choice for leading companies. By providing end-to-end payments capabilities, data-driven insights, and financial products in a single global solution, Adyen helps businesses achieve their ambitions faster. With offices around the world, Adyen works with the likes of Meta, Uber, H&M, eBay, and Microsoft. To maintain our momentum, we need people to join us in finding new ways of solving our unique challenges - people like you. Business Partner, Third Parties The Third Party Management team manages vendor onboarding, offboarding and everything in between, ensuring a seamless experience for external suppliers and internal stakeholders.  Centralized in Amsterdam but with a global scope, this team covers topics from reviewing business cases and continuously improving processes, to business partnering and training.  You will be working closely with teams such as procurement, legal, compliance, finance, data...

Job Description Independent Supervisory Director Cboe Clear Europe N.V. Introduction Cboe Clear Europe is a leading pan-European central counterparty (CCP) and provides safe and efficient clearing and settlement services throughout Europe. CCPs give protection to both parties in a trade, providing assurance to each party that the trade will settle at the agreed price in the event that one party defaults on its obligations. Cboe Clear Europe is the most connected CCP in Europe - offering clearing services to 47 trading venues - and is approved to clear cash equities, depositary receipts, ETFs, and equity derivatives (index futures and options). The company enables Clearing Participants to manage their counterparty credit risk and to maximise operational efficiencies through automated processing and the provision of netting opportunities. Headquartered in Amsterdam, Cboe Clear Europe is regulated by De Nederlandsche Bank and by Autoriteit Financiële Markten. For more...