Jan 13, 2022

Quality Control Associate – Monitoring officer

  • Finalto
  • Nicosia, Cyprus
Full time Compliance Legal

Job Description

Role & Department 

The position is part of the Company’s Quality Control department and will report to the Company’s Chief Compliance Officer


What you'll be doing



  • Maintain a good understanding of the regulatory requirements, especially those relating to client communications, marketing communication and the use of affiliates, and provide advice and guidance to the various departments
  • Review and approve marketing communication and maintain adequate records of the monitoring and material.
  • Conduct initial reviews, monitoring and evaluation of affiliates to ensure adherence to regulatory requirements and standards and monitor adherence to rules, regulations and procedures.
  • Keep abreast and review of new and amended regulations and advise on necessary actions to be taken
  • Assist the Compliance Department in the implementation of the Compliance Monitoring Program
  • Perform on going monitoring and screening of any customer communication in accordance with the Company’s guidelines
  • Keep accurate and updated records with regards to the monitoring activities conducted
  • Prepare reports with monitoring findings and make recommendations for improvement
  • Assist in the preparation of periodic and other reports to be submitted to the regulatory authority.
  • Assist in the development, maintenance and update of the relevant compliance manuals, policies, procedures and controls and ensure their compliance with the relevant laws and regulations.

What you'll bring


Knowledge and Experience

  • University Degree
  • The Advanced Certification of the Cyprus Securities & Exchange Commission will be considered a strong plus
  • Relevant experience of 1-2 years in a similar role will be considered an advantage
  • Experience in approval of marketing communication and affiliates monitoring will be considered a strong plus
  • Fluency in English. Fluency in other languages will be considered an advantage


  • Computer literate and ability to work simultaneously with a variety of systems
  • Dynamic, hands-on and results driven
  • Commercial orientation and awareness with strong organizational skills
  • Practical approach in understanding and applying regulatory requirements
  • Ability to work under pressure and meet tight deadlines

Who we are

We are markets.com, a CFDs broker which is part of the Finalto Group – financial trading division of Playtech PLC, a FTSE-250 company listed on the London Stock Exchange.

We are recruiting for a Legal Counsel to join our Legal Department team of the markets.com business based in our Nicosia office, with an opportunity to work with lawyers across the Finalto Group.