Dec 16, 2021

Trading Surveillance Officer - 1st level

  • Saxo Bank
  • Gurugram, Haryana, India
Full time Trading

Job Description

About the Job:

As our new Trading Surveillance Officer you will be a part of the Trading Surveillance team. The team is responsible for identifying, analyzing and reporting suspicions Market Abuse (MA) activity. The team is also responsible for the development, and implementation of systems, calibrating measures for detection/analysis.

Your Profile :


  • 1st level reviewing of market abuse alerts by analyzing data on client profile, activity, and market information
  • Conclude on 1st level review, and if need be escalate to 2nd level

Job profile:

  • Experience working with Trading Surveillance/Market Abuse (hence Insider Trading and Market Manipulation)
  • Experience working within the Finance Industry
  • Master’s degree within Business Admin., Finance, Economics or related educations
  • Advanced knowledge of MS Excel + VBA and other MS Office programs
  • Preferably experience with Actimize (not a requirement)
  • Preferably experience with SQL (not a requirement)
  • Highly structured, analytically skilled with attention to details
  • Good understanding of trading products offered by Saxo Bank
  • Self-motivated, independent and with high standards of work ethics
  • Team player with excellent interpersonal skills

We offer :

Risk & Compliance is Saxo Bank's independent, second line of defense. The department supports the Group’s Management in ensuring "no surprises" while at the same time supporting prudent business development and growth. We also monitor and assess the adequacy and effectiveness of the measures and procedures put in place to comply with rules and regulations, and the actions taken to address any deficiencies in Saxo Bank´s compliance with the regulations.  
The department consists of several teams, each of which has their own responsibility in covering the Risk & Compliance area.


We aspire to be a non-hierarchical, purpose-driven organisation. At Saxo, it is not about entitlement; it is about impact – no matter where you sit in the organisation. A good idea is always taken seriously and you can truly make a difference.
When you work here, you become part of the Saxo family. We invest in your personal development and offer you large responsibility from day one. We encourage an open feedback culture and a supportive team environment. If you show a collaborative spirit, drive and passion, your learning curve will be steep and your (international) career opportunities with Saxo immense.
We offer an attractive remuneration and benefits like 20 paid vacation days a year, subsidised fitness schemes and free meals in the office cafeteria.


How to apply :

Click Apply to create an account and upload your resume and a short motivation. We look forward to getting to know you better!

End Date: