Dec 14, 2021

Onboarding & Renewals Analyst

  • Saxo Bank
  • Gurugram, Haryana, India
Full time Compliance Legal Operations

Job Description

About the Job:



The Onboarding team is responsible for delivering into the following areas:
• Regulatory capabilities& Strong client risk management: have basic knowledge of locally important regulatory requirements and background legislation.Contribute to efficient and thorough CDD & EDD processes is conducted during Renewalsand thatcost-efficient and quality focused ongoing due diligence (ODD/OEDD) on client’s takes place, with the correct frequency and when alerts are raised.
• KYC process efficiency: Support wherever needed the development of digital, transparent and simple processes which are easily managed, optimized and monitored. Remove complexity and increase productivity by active participation in process improvement/lean processes.Streamline and optimize Renewal processes where possible and contribute actively to creating and maintaining global policies, procedures and work instructions.
• Onboarding: Good understanding the AML regulations, industry trends, red flags, typologies, Client onboarding processes and procedures, client risk rating, PEP
Understanding of onboarding individual vs institutional customers incuding Casinos, MSBs, Financial Institutions, Regulated Entity, Private Entity.Understanding of OFAC lists, and dealing with tools like Worldcheck, Lexis Nexis, Finscan, Dow Jones.The Anti-Money Laundering Compliance Senior consultant is responsible for Supporting and leading SIP, PEP, KYC, CDD, EDD, and AML compliance functions.
The candidate should have Business analyst background in KYC /AML space to understand the requirements and should be able to drive through translating the requirements into deliverables.
• Renewals:be familiar with general KYC standards both for private individuals and corporate entities. Deliver timely renewal within the agreed renewal SLAs on processing time and quality in production. Deliver a strong and consistent client experience providing for the Saxo Experience. Be able to use risk based approach while ensuring that the Saxo Group is not exposed to regulatory or compliance risk. Ensure that KYC quality is high and that client risk is kept under control.
• Reporting and issue handling:consult next level management in case critical issues to ensure that needed elements are escalatedto GTL & GH to ensure visibility, engagement and interaction.



Your Profile :



Knowledge in APAC KYC requirements
Transaction alerts monitoring will be a plus



We offer :

COO is responsible for building, constantly developing and improving the full digital value chain that we deliver to our clients and partners. This is done in close collaboration with the Saxo Experience Office and supports the bank in always providing a world-class digital Saxo experience in an efficient, stable and scalable way.
At Saxo IT and the business are integrated, ensuring end-to-end ownership. We are organized based on what we want to do for our clients rather than on subject matter expertise. Within COO you will work together with people from different disciplines, but all with the same goal in mind: making a positive difference for our clients.
The COO umbrella includes the following departments: Operations, Security & Financial Crime Prevention, Trading and our ‘Backbone’ consisting of Enterprise Architecture, Infrastructure, Data Platforms, Workplace Service Management, DevOps Lifecycle Management and IT Business Management. 

We aspire to be a non-hierarchical, purpose-driven organisation. At Saxo, it is not about entitlement; it is about impact – no matter where you sit in the organisation. A good idea is always taken seriously and you can truly make a difference.
When you work here, you become part of the Saxo family. We invest in your personal development and offer you large responsibility from day one. We encourage an open feedback culture and a supportive team environment. If you show a collaborative spirit, drive and passion, your learning curve will be steep and your (international) career opportunities with Saxo immense.
We offer an attractive remuneration and benefits like 20 paid vacation days a year, subsidised fitness schemes and free meals in the office cafeteria.


How to apply :

Click Apply to create an account and upload your resume and a short motivation. We look forward to getting to know you better!



End Date: