Dec 14, 2021

Senior Compliance Officer

  • Saxo Bank
  • Valdemarsgade 1A, 8000 Aarhus, Denmark
Full time Compliance Legal Legal

Job Description

About the Job:

 

 

Saxo Bank is looking for a Senior Compliance Officer who wants to help us ensure that the Bank complies with all relevant legislation, internal rules and relevant market practices. Furthermore ensuring that our products and services are delivered with high quality.

Your main tasks will be:
• Identifying, assessing, advising, monitoring and reporting on the Bank’s compliance with regulatory requirements including enabling appropriate supervisory procedures.

• Ongoing monitoring and assessment of the Bank’s initiatives, policies and procedures to ensure these are efficient and effective, including any initiatives taken to mitigate any deficiencies in the Bank’s compliance with regulations.

• Advising and supporting the management and the business units in complying with relevant regulation and procedures.

You will become part of a very dynamic Compliance Team under the Group Compliance function where there is always a good atmosphere and the possibility to spar with experienced colleagues. The team consists of 5 employees - the Group compliance function consists of 13 employees.

 

 

Your Profile :

 

 

We assume you have a BSc/Master in Law or Finance or a background as an Auditor. Furthermore we are looking for a candidate with at least some years experience working with financial regulations in a compliance/risk function or working with an FSA. We would prefer candidates with knowledge of prudential risks or Information Security risk, but this is not a requirement if you are willing to explore new areas within the compliance field. You have an open and positive attitude when advising and liaising with the business and finally you must be able to convey your messages in a simple and efficient way.

 

 

We offer :

Risk & Compliance is Saxo Bank's independent, second line of defense. The department supports the Group’s Management in ensuring "no surprises" while at the same time supporting prudent business development and growth. We also monitor and assess the adequacy and effectiveness of the measures and procedures put in place to comply with rules and regulations, and the actions taken to address any deficiencies in Saxo Bank´s compliance with the regulations.  
The department consists of several teams, each of which has their own responsibility in covering the Risk & Compliance area.
 

We aspire to be a non-hierarchical, purpose-driven organisation. At Saxo, it is not about entitlement; it is about impact – no matter where you sit in the organisation. A good idea is always taken seriously and you can truly make a difference.
When you work here, you become part of the Saxo family. We invest in your personal development and offer you large responsibility from day one. We encourage an open feedback culture and a supportive team environment. If you show a collaborative spirit, drive and passion, your learning curve will be steep and your (international) career opportunities with Saxo immense.
We offer an attractive remuneration and benefits like 28 paid vacation days a year, 10% company contribution on pension, subsidised fitness schemes and life assurance and an income protection scheme.

 


 

How to apply :

Click Apply to create an account and upload your resume and a short motivation. We look forward to getting to know you better!

 

 

End Date: