Nov 18, 2021

Compliance Assistant - Private Clients

  • Swissquote
  • Gland, Switzerland
Full time Banking Compliance Legal

Job Description

As a Compliance Assistant, you will be part of the Legal & Compliance Department and work in the Compliance Service. You will have multiple tasks, which include:

  • Review of client’s account opening requests of private clients from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB).
  • Review of tax compliance aspects, such as FATCA and CRS (automatic exchange of information)
  • Contribution in drafting internal memos and procedures
  • Participation in reviews of key clients
  • Participation in key regulatory projects
  • Optimization of internal processes and guidelines
  • Support and advice to the Front line and management

Qualifications

  • Bachelor or Master Degree, preferably in Laws or in Economics
  • Minimum 2 years of experience in the Compliance field,
  • Excellent command of English and French (German is a strong asset)
  • Analytical and methodological approach
  • Very good communication skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment

Additional Information

SQ2


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