As a Compliance Officer, you will be part of the Legal & Compliance Department and work within the new Reviews & Investigations Team. The team is growing and we are looking for different types of seniority profiles whose main tasks will be:
Carry out reviews of key clients (private clients, companies, institutional clients, financial institutions, external asset managers, introducing brokers, etc.) in particular from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB),
Conduct enhanced due diligence analysis and AML investigations.
Depending on the seniority, the following tasks will also be required :
Support the team on a daily basis
Optimization of internal processes, review and drafting of internal guidelines,
Support and advice to the Front line and Management.
Graduated in Laws or in Economics (a Certificate in Compliance Management is a very strong asset)
Several years in a Compliance Department in the financial industry (experience in reviews, investigations and MROS reports is a very strong asset)
Knowledge of Swiss law
Excellent command of English and French (German is a strong asset)
Analytical and methodological approach
Have a particular interest in data analysis
Very good writing and communication skills
Strong team player who enjoys working in multicultural, dynamic, technological and international environment
Join a bank that doesn’t feel like one. Help us challenge everything that makes traditional banking irrelevant. The dress-code? The sluggish innovation? The inaccessible managers? Out! We value personality, initiative and above all, team spirit. Our teams of software engineers, legal officers, sales and banking specialists are empowered to work with a common goal: making trading opportunities accessible to everyone!
7 cities, 40 nationalities, 35 languages... our company is made up of a diversity of backgrounds, cultures and skills. We want our 600 employees to work in an inspirational and freethinking environment, without any dresscode. So, whether you play ping-pong or Quidditch, whether you wear suits or heavy-metal sweatshirts, whether you eat quinoa salad or burgers, you will always feel welcome to Swissquote. Come and have a try!
Unite as one, Dare to be different, Do the right thing. In pursuit of excellence, Always say it how it is, Champion the customer.
Unite as one
Swissquote is a team made up of a diversity of backgrounds, cultures, nationalities and skills which makes us such a uniquebusiness and what we are today.
We encourage you to challenge yourself, to push your colleagues from their comfort zones, to work together so we are stronger, faster and smarter at what we do.
So, collaborate with your colleagues, work with our partners and listen to our customers as we will achieve our vision united as one.
Dare to be different
We want to be innovators, pioneers, game-changers, stimulated by the endless possibilities of re-engineering trading - Think big!
We want to create the most inspiring working environment in the financial industry where new ideas and technologies are imagined and brought to life and where the norm is challenged by asking questions like; what if? Why not?
We want to create a freethinking environment where curiosity and debate is celebrated and the boundaries of technology and customers service are pushed beyond expectations.
We are professionally disruptive.
Do the right thing
Integrity is one of our most important values, it is the backbone of Swissquote.
We are consummate professionals, we will always abide by the regulations of our industry and do the right thing for our customers.
We are fair, honest, respectfuland transparent in our dealings with our customers, staff, colleagues and partners.
Swissness- we may be pioneers and game-changers but everything we do will be considered and done for the right reasons for our customers’ benefit.