Sep 23, 2021

Junior Compliance Officer - Corporate Clients

  • Swissquote
  • Gland, Switzerland
Full time Compliance Legal Legal

Job Description

Company Description

By joining Swissquote, you will become a member of the of the sector's leading company. You will be encouraged to develop your skills and to grow within teams of highly qualified specialists. We encourage personal development and actively support creative teamwork, leadership and responsibility.

Job Description

  • Review of client’s account opening requests (e.g institutional clients, corporate structures, trusts, foundations, collective investment schemes) from an AML/CTF (AMLA, AMLO-FINMA, CDB)
  • Review of tax compliance aspects such as FATCA and CRS (automatic exchange of information)
  • Participation in the Group AML consolidated supervision
  • Participation in reviews of key clients
  • Drafting internal memos and procedures
  • Involvement in key regulatory projects
  • Preparing and giving internal training courses
  • Support and advice to the Front line and management

Qualifications

  • Master in Laws or in Economics, CAS in compliance management or financial services is a strong asset
  • Minimum 2-4 years of experience in a similar position in the financial industry (Big Four or Bank)
  • Experience in managing multiple priorities
  • Well-organized, detail-oriented, and able to multitask
  • Strong analytical and methodological skills
  • Ability to identify key issues and escalate them in a timely manner
  • Excellent command of English, French and German
  • Very good oral and written communication skills
  • Strong team player who enjoys working in multicultural, dynamic, technological and international environment

Additional Information

SQ2

 

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