3 jobs found in Valletta

We are seeking to recruit a Junior Compliance Officer . Your responsibilities Operating within the legal and compliance framework, ensuring compliance with all regulatory requirements under a Cat4A licence, Cat2 licence, Custody of Pension Schemes Regulations and respective MiFID, AIFMD, UCITS, FATCA, CRS, etc.: Preparing various regulatory submissions (MFSA, FIAU, CBM, IRD, etc.) Reporting to the Head, Legal and Compliance and Group Chief Legal Officer Assistance in the Risk Management framework Assistance in the implementation and maintenance of Group Policies and Procedures within SQFSM Assistance in monitoring and reporting on Compliance and AML within SQFSM Assistance in overseeing internal control in compliance with Group Policies and Guidelines- Assistance in complaint handling in compliance with Group Policies and Guidelines Handling Client on-boarding (Account Opening, AML & KYC Assistance in due diligence oversight of Fund...

We are seeking to recruit a Payment and Settlement Officer . Your responsibilities Processing Payments in accordance with Proper Instructions received from Clients and/or Authorised Signatories Processing Trade Settlements in accordance with Proper Instructions received from Clients and/or Authorised Signatories Reconciliations of Company Bank Accounts, Client Cash and Security Accounts Communications with Clients and 3rd parties General office administration Ad hoc office support to Senior Custody Operations Officer and Management Ad hoc support to Company’s related parties Qualifications Preferably, a University financial degree or relevant work experience Prior experience working with a Depositary Bank or Fund Administrator English (written/spoken: mandatory). Other languages (an asset) Additional Information SQ2

As, a Custody Operation Officers, you will report to the Custody Operations Manager. Your main responsibilities will be: Cash flow monitoring [in accordance with AIFMD, UCITS and other pertinent Directives, laws and regulations] Oversight [in accordance with AIFMD, UCITS and other pertinent Directives, laws and regulations], including: ensuring that the sale, issue, repurchase, redemption and cancellation of shares of Fund clients are carried out in accordance with applicable Maltese laws, rules and regulations, the Prospectus and the Articles ensuring that the value of the shares of Fund clients are calculated in accordance with applicable Maltese law, rules and regulations, the Prospectus and the Articles and the valuation procedures adopted in respect of the relevant Fund in accordance with the AIFMD, UCITS and other legislation carrying out authorised instructions of Fund client and their Managers provided such authorised instructions do not conflict with...