13 Trade Surveillance jobs

Job Description and Responsibilities Interactive Brokers LLC, has an immediate need for Compliance Analysts at our Chicago office. This is a temporary contract position. The requisition is for a six-month assignment (with a possibility of extension. IB, in its sole discretion, may offer a contractor a permanent position).  In the absence of direct industry experience, we will also consider applicants with excellent Bachelor’s-level educational credentials who have some background in law, accounting, computer science or similar areas with strong analytical and quantitative skills. Prepare Surveillance Report review and memorialization Regulatory Filings Assist with Anti Money Laundering Program Conduct Fraud Monitoring Develop knowledge about firm processes Advise management by collecting, analyzing, and summarizing data and trends.  Qualifications Trading experience or trading knowledge is required College degree is  required ....

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money.   Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Binance is going through a massive expansion phase and we are looking for a Market Surveillance Director, who will work with compliance, legal, technology, and front office product teams within Binance to build and implement new surveillance capabilities. The Market Surveillance Director plays a key role in risk identification, creating policies and procedures, and the design and implementation of monitoring to detect and prevent misconduct and non-compliance of activities in the EMEA and MENA regions.   Responsibilities: Contribute to the development...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money.   Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   We are looking to hire a locally based Transaction Monitoring Analyst, who is a specialist in operational compliance (AML Screening) and will help us support the growth of our Asia operations and continued commitment to the highest standards of regulatory and financial crime compliance.     Responsibilities: Proficiency in compliance applications and programmes such as Thomson Reuters Worldcheck, Jumio, Chainalysis etc.; Good knowledge on provisions of local and Asian laws, directives, regulations and otherwise standards applicable to...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money.   Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Responsibilities Investigate transaction monitoring alerts to identify suspicious activity Manage and work AML/CTF and fraud investigations from end to end, including Suspicious Activity Reports (SARs) Proactively identify financial crime trends through data analysis Liaise with other financial institutions and law enforcement authorities Liaise with other business departments Handle escalations from the Customer Service team and provide practical advice on required actions Support the AML Manager in the...

Join the INTERACTIVE BROKERS Team! Interactive Brokers Group has consistently been at the  forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983 and we pride ourselves on being primarily a technology company. We continue to challenge the status quo and push boundaries to offer the best trading platform with the most sophisticated features all for the lowest cost to our customers. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. IBKR; is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. IBKR offers trading on approximately 100 exchanges in 25 countries and related cashiering to customers from around the world, through brokerage affiliates headquartered in the US, Europe, Asia and Australia.  Our AML and Trade Surveillance reports are designed to address this...

Position Interactive Brokers is looking for Trade Surveillance Analysts for its Tallinn office, IBEST. These Analysts will review and analyze trading activity of the firm’s customers to identify potential breaches of market conduct rules or market related financial crime. IBKR does not use vendor solutions, rather it builds its own proprietary surveillance capability, leveraging its historical proprietary trading background. The IBEST surveillance role, therefore, offers interesting work and challenges, and opportunities for deep dive investigations versus the mass false positive alert processing roles offered in many financial institutions. Responsibilities Conducting trade surveillance and monitoring of transactions on US markets, including OTC and any product(s) that IB LLC offers, for potential insider dealing or market manipulation Ensuring appropriate and timely alert management, following standards for closure or escalation Documenting surveillance reviews,...

Interactive Brokers is looking to hire a Compliance Analyst at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Day-to-day responsibilities include: Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Preparing regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading data for suspicious activity or patterns of unusual trading The ideal candidate will have 2-5 years regulatory compliance experience working for an...

Interactive Brokers is looking to hire a full-time Quality Assurance Compliance Analyst at the Chicago office. This is a position with excellent growth potential for highly motivated and exceptional performers. Analysts will report to a Quality Assurance Compliance Manager in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting quality assurance reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends. Conduce quality assurance on regulatory filings Contribute to streamlining current processes and identifying areas for improvement Review trading...

Join the INTERACTIVE BROKERS Team! Interactive Brokers Group has consistently been at the  forefront of trading innovation , starting with the invention of the first floor-based handheld computer in 1983 and we pride ourselves on being primarily a technology company. We continue to challenge the status quo and push boundaries to offer the best trading platform with the most sophisticated features all for the lowest cost to our customers. Software development is the lifeblood of our firm, and it shows in our stellar brokerage platform. IBKR; is a direct access electronic broker catering to the needs of professional and frequent traders, institutional investors, financial advisors, and introducing brokers. IBKR offers trading on approximately 100 exchanges in 25 countries and related cashiering to customers from around the world, through brokerage affiliates headquartered in the US, Europe, Asia and Australia.  Our AML and Trade Surveillance reports are designed to address this...

Interactive Brokers is looking to hire at the Chicago Office a technologically fluent Model Governance Manager with experience in Trade Surveillance. The Manager will report to the Head of Model Governance and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, industry AML, and securities laws and regulations as it relates primarily to US and foreign offices. Responsibilities: Establish and maintain model tuning documentation as it relates to Trade Surveillance reports. Partner and collaborate with Business and Development on changes to Trade Surveillance report changes Develop and Conduct annual testing of trade report thresholds, parameters, and functionality to assess if AML and market manipulation risks are being appropriately monitored by the report Conduct beta testing and tuning of trade reports before being deployed in Production Work collaboratively with stakeholders across Compliance and...

Job Description & Responsibilities Interactive Brokers is looking for a Financial Analyst into the Trade Surveillance group for its Budapest office, IBCE. These Analysts will review and analyze trading activity of the firm’s customers to identify potential breaches of market conduct rules or market related financial crime. IBKR does not use vendor solutions, rather it builds its own proprietary surveillance capability, leveraging its historical proprietary trading background. The IBCE surveillance role, therefore, offers interesting work and challenges, and opportunities for deep dive investigations versus the mass false positive alert processing roles offered in many financial institutions. Conducting trade surveillance and monitoring of transactions on EEA markets, including OTC and any product(s) that IBCE offers, for potential insider dealing or market manipulation Ensuring appropriate and timely alert management, following standards for closure or escalation...

ADSS is a successful retail and institutional brokerage based in Abu Dhabi with operations in the United Kingdom. The company is currently undergoing a multi-year transformation to become a faster growing, purpose-led, AI-driven enterprise that delivers market-leading personalized content, propositions and experiences to traders. To reinforce client-centricity the company structure, technology and operations are being redesigned alongside the crafting of a high-performance culture underpinned by a new set of core values which are about to be launched. The objective is for ADSS to become a dynamic and innovative, trusted market leader as measured by feedback from clients, talent, shareholders and competitors.   The role will be responsible for the design, implementation and execution of the Group’s regulatory monitoring and surveillance program. Working closely with the Senior Management team as well as the Heads of Compliance of the regional entitles, the role will...

Blockchain.com is the world's leading software platform for digital assets. Offering the largest production blockchain platform in the world, we share the passion to code, create, and ultimately build an open, accessible and fair financial future, one piece of software at a time. We are looking for an outstanding compliance professional to join our fast-growing team as an Onchain Transaction Monitoring Analyst. We are looking for a highly motivated, adaptable and collaborative person who can review and analyse alerts generated by Blockchain’s onchain transaction monitoring tool, and report suspicious activity to FIUs. If you have experience in a fast-paced environment and are looking for an opportunity to be a member of an innovative compliance team in the crypto currency space, this is the perfect opportunity for you! The Onchain Transaction Monitoring Analyst supports Blockchain’s global Compliance program, which focuses on onchain transaction monitoring...