Full time
Interactive Brokers
Hybrid (Chicago, IL, USA)
Interactive Brokers is looking to hire a Compliance Analyst in our Trade Surveillance team at the Chicago Office. This is a position with excellent growth potential for highly motivated and exceptional performers with the possibility to turn to a permanent role. Analysts will report to a Compliance Manager and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Day-to-day responsibilities include:
Conducting reviews of account activity, including trading activity, deposit and withdrawal activity, and public domain activity, to determine if activity is in line with IBKR policy
Advising management by collecting, analyzing, and summarizing data and trends.
Preparing regulatory filings
Contribute to streamlining current processes and identifying areas for improvement
Review trading data for suspicious activity or patterns of unusual trading
The ideal...