6 Regulatory Reporting jobs

DEPARTMENT DESCRIPTION LCH Ltd (LCH) is a leading multi-asset clearing house, serving major international exchanges and platforms, as well as a range of OTC markets. It clears a broad range of asset classes including equities, exchange-traded derivatives, foreign exchange derivatives, interest rate swaps, and Euro and Sterling bond and repo markets. The firm’s employees serve members and clients worldwide including many of the major financial groups consisting of almost all of the major investment banks and broker dealers. LCH is required to disclose relevant information to regulators in the jurisdictions where we operate, with a variety of frequencies.  To ensure compliance with relevant regulatory reporting requirements, LCH maintains embedded regulatory reporting procedures and a Regulatory Reporting, Notifications and Disclosure Policy.  The dedicated Regulatory Reporting team sits within the wider LCH Operations function. The team is responsible for running the BAU...

DEPARTMENT DESCRIPTION LCH Ltd (LCH) is a leading multi-asset clearing house, serving major international exchanges and platforms, as well as a range of OTC markets. It clears a broad range of asset classes including equities, exchange-traded derivatives, foreign exchange derivatives, interest rate swaps, and Euro and Sterling bond and repo markets. The firm’s employees serve members and clients worldwide including many of the major financial groups consisting of almost all of the major investment banks and broker dealers. LCH is required to disclose relevant information to regulators in the jurisdictions where we operate, with a variety of frequencies.  To ensure compliance with relevant regulatory reporting requirements, LCH maintains embedded regulatory reporting procedures and a Regulatory Reporting, Notifications and Disclosure Policy.  The dedicated Regulatory Reporting team sits within the wider LCH Operations function. The team is responsible for running the BAU...

Senior Regulatory Reporting Product Manager Grade/Level (relevant for internal applicants only): Gl12 The Location: London The Team: As a global leader in trade and transaction reporting, the S&P Cappitech team have been providing RegTech solutions for over two decades. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our product team is expanding, and you will play an important role in continuing to make it all happen. You will be joining a team of problem solvers and solution finders with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting our global customers. S&P values focus on inclusiveness, collaboration and integrity and our management strive to provide a work environment that encourages our colleagues to achieve their full...

S&P Global Market Intelligence The Role: Business Analyst - Cappitech Trade and Transaction Regulatory Reporting The Team: We are over 14,000 analysts, data scientists and specialists armed with real-time technology and data, working together to uncover deeper sources of information. The unique insights we provide help the industries and markets that drive our economies operate more efficiently, outpace competition and secure long-term success. Our global insights impact nearly every major sector - from aerospace to automotive. We empower our customers by isolating cause and effect, risk and opportunity in new ways so they can make well-informed decisions with greater confidence. This is a force we call The New Intelligence. The Impact: We are looking for self-driven individuals with great problem solving and analytical skills with knowledge in financial services. You will be responsible for providing day-to-day customer support for all services...

CMC Markets is hiring a Junior Regulatory Analyst to join the Regulatory Operations Team. This role would suit someone who is a natural problem-solver and analytical thinker with a keen interest in non-financial regulatory reporting. As the Junior Regulatory Reporting Analyst you will support the Regulatory Operations department in its oversight of non-financial regulatory reporting for MiFID, EMIR, ASIC, MAS and Canada trade and transaction reporting and any future non-financial regulatory regimes that CMC Markets may become eligible in. You will also be tasked with the responsible of running periodic accuracy and completeness checks, producing monthly reporting management information, assisting in preparing quarterly committee meeting pack and ad-hoc testing of reporting for new business requirements. A varied and dynamic role requiring regular communication with the Business Operations team, the Business Intelligence Team, the Compliance team and the Development teams. The...

The financial and banking industry is strongly regulated and requires professionals dedicated to regulatory reporting. Swissquote appears in an international environment with multiple entities and regulatory requirements.  As a member of the Regulatory Reporting Team, you will work to implement and improve the existing regulatory database and applications. Your mission will mostly be focused on the development on the web interface to ensure the daily operations of the team.  Tasks and responsibilities  Development of a new generic Web Interface to interact with the generated reports and the stored data (Master Data Management),  Perform quality assurance and quality control,  Write a detailed and comprehensive documentation,  Use comprehensive application logs,  Coordinate with the IT to deploy your application in both UAT and production.  Qualifications Very good knowledge of Python particularly a web oriented framework,  Good knowledge of SQL...