124 Compliance Legal jobs

End Date Friday 15 December 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Hybrid Working Job Description Summary JOB TITLE: Senior Lawyer - Group Corporate Treasury LOCATION(S): Edinburgh, Bristol, Chester, Halifax, Leeds or London HOURS: Full time WORKING PATTERN: Our work style is hybrid, which involves spending at least two days per week at one of our office sites. Job Description JOB TITLE:  Senior Lawyer - Group Corporate Treasury LOCATION(S):  Edinburgh, Bristol, Chester, Halifax or Leeds HOURS:  Full Time WORKING PATTERN:  Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at one of our office sites. We have an exciting opportunity for you to join the Group Corporate Treasury Legal team as a Senior Lawyer specialising in debt capital markets and securitisation. In GCT Legal we're a mix of capital...

End Date Sunday 17 December 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Job Description Summary . Job Description Job title:   SWE AML KYC Team Leader Salary : TBC at interview stage Location : Luxembourg Hours & basis:   Full time Working Pattern:   Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our office. About this opportunity: We have an outstanding opportunity for you to join SWE, a diverse and inclusive team based in Luxembourg, and to work in an international and informal environment. Note that this AML-KYC Team Leader role is embedded within the business and will report to the SWE Compliance Officer. Accountabilities will include: Lead and manage a small team of AML-KYC analysts who are responsible for collecting and reviewing KYC documentation to meet customer due...

End Date Sunday 17 December 2023 Salary Range £0 - £0 We support agile working – click here for more information on agile working options. Agile Working Options Job Description Summary . Job Description Job title:   SWE AML KYC Analyst Salary : TBC at interview stage Location : Luxembourg Hours & basis:   Full time Working Pattern:   Our work style is hybrid, which involves spending at least two days per week, or 40% of our time, at our office. About this opportunity: We have an outstanding opportunity for you to join SWE, a diverse and inclusive team based in Luxembourg, and to work in an international and informal environment. Note that this AML-KYC Compliance Analyst role is embedded within the business and will report to the SWE AML Team Leader and to the SWE Compliance Officer. Accountabilities will include: Support the compliance team with the manual review of individual customer files and the update of KYC...

The Euronext Corporate Services team is composed of over 180 professionals that combine a strong local footprint across Europe with a deep understanding of global capital markets. They help organisations, both listed and non-listed, private and public, make the most effective use of capital markets and run more efficiently. Euronext Corporate Services already serves more than 4,500+ clients including over 1000 listed companies, private companies, advisors and public organisations. Our clients are located across all Euronext markets (Belgium, France, Italy, Ireland, Netherlands, Norway Portugal,) but also beyond (e.g. UK, Nordics, Spain, Germany). This unique and comprehensive value proposition is articulated around four main pillars: • Governance : Our board portal solution “iBabs” help organizations to secure, organize and run board meetings more efficiently (save time preparing agendas and board packs, collaborate easily with annotations, voting, meeting summaries). •...

At Wise we believe that people who are closest to risks are the best placed to identify and address these. We are looking for an experienced Compliance Manager to join the Wise team, who will work across our Product and Compliance teams to take our KYC program to the next level. This individual will work closely with our KYC teams to ensure our controls strike the right balance for our customers and our compliance requirements to onboard customers. Your mission : Collaborate with KYC product teams to help define controls and support in the interpretation of global regulation to ensure our in house built KYC product is best in class Identify and drive enhancements that could improve our customer experience, unlock growth, improve our operational processes Use data to define the effectiveness of controls and support the implementation of an ongoing testing program Work with and support our product teams to implement and prioritise control improvements to strengthen our...

The Associate for Compliance within London Stock Exchange Group’s (LSEG) Data & Analytics Compliance team. The key responsibilities for the role are to provide support on a variety of regulatory matters, particularly related to United States regulated entities. The role will complete various compliance initiatives on a recurring basis. The Associate will act as a professional, and independent compliance team member to work towards accomplishing the overall goals within the Compliance Department. The role requires a self-starter that will work with supervision to address various compliance matters such as performing research and analysis on existing LSEG products, regulatory reviews, regulatory filings, and central compliance related functions. Key Responsibilities Support and maintain reporting and tracking of general compliance activity Support internal Management Information documentation Monitor business compliance activities Perform various administrative...

Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.   We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 3,000 employees around the world, we believe embracing diversity...

Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market. Trusted by more than 50 million users in over 180 countries globally, OKX empowers every individual to explore the world of Web3. With our extensive range of products and services, and unwavering commitment to innovation, OKX envisions a world of financial access backed by blockchain and the power of decentralized finance.   We are innovative in the way we think, work, and in the products we create. We are also socially responsible by actively participating and encouraging employees to take part in various public welfare activities. With more than 3,000 employees around the world, we believe embracing diversity...

About the job:   About the job: We are looking for a candidate to support our independent 2nd Line Compliance function within the trading area and within regulatory reporting requirements. The ideal candidate will have experience, preferably from an international financial institution, within trade surveillance and knowledge of the requirement for providing data to authorities or to the market within regulatory deadlines.   Responsibility You will play a crucial role in ensuring the success of the independent 2nd line Compliance team in our office in Gurugram. You will be responsible for supporting projects and conduct tasks, controls, and investigations on behalf of the global compliance function in close collaboration with other compliance colleagues. You will have important deliveries to the tasks carried out as part of the monitoring setup for the activities that are outsourced to the office in Gurugram, and for reporting on findings. You will take...

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at www.blackstone.com . Follow @blackstone on  LinkedIn ,  Twitter , and  Instagram .   The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position.  Assignments, duties, and responsibilities may be changed at any time, with or without notice, by...

It's fun to work in a company where people truly BELIEVE in what they're doing! We're committed to bringing passion and customer focus to the business As usual If you like wild growth and working with happy, enthusiastic over-achievers, you'll enjoy your career with us!

At Wise, we’ve got a clear mission — money without borders. Built by and for people who live global lives. We’re at a genuinely exciting time. Building more transparent and convenient ways to pay and get paid has never been more important in achieving our mission.   Your mission:  We’re looking for a Group Product Manager to join our KYC Controls team in Budapest. You’ll focus on our KYC control framework, ensuring we are compliant across all of the markets we operate in and efficient in how we are identifying financial crime. This is a unique opportunity to move some of the biggest numbers here at Wise. It will have a significant impact on the way we onboard customers - making sure we do not unnecessarily bother good customers whilst stopping the bad actors. Most importantly, you will readily contribute to the Wise mission - money without borders. This role will give you the opportunity to:  Build world-class products. This is a unique opportunity to solve...

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ...

About us: LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure and data business. We are dedicated, open-access partners with a commitment to excellence in delivering the services our customers expect from us. With extensive experience, deep knowledge and worldwide presence across financial markets, we enable businesses and economies around the world to fund innovation, manage risk and create jobs. It’s how we’ve contributed to supporting the financial stability and growth of communities and economies globally for more than 300 years. Through a comprehensive suite of trusted financial market infrastructure services – and our open-access model – we provide the flexibility, stability and trust that enable our customers to pursue their ambitions with confidence and clarity. LSEG is headquartered in the United Kingdom, with significant operations in 70 countries across EMEA, North America, Latin America and Asia Pacific. We employ...

About the job:   Responsibility: To process the incoming corporate client’s applications in accordance with the KYC business procedures, and in line with the Global Minimum KYC Standards and Saxo Group’s Risk Appetite. To meet the SLA’s for processing the incoming cases and meet the agreed Quality standards. To identify and escalate potential areas for process improvement and system automation with focus on enhancing the client experience. To reach or exceed the Key Objectives agreed with your leader. To participate in daily tasks such as quality check, review of results of the ongoing client AML screening, processing incoming requests to the team’s inbox. To do periodic review/ODD of corporate clients and to ensure documentation is accurate & current. To work with key internal stakeholders within the Global Onboarding & KYC teams. To be able to work independently after appropriate training has been provided. To interact and cooperate with other relevant...

About the job:   Responsibility: To process the incoming corporate client’s applications in accordance with the KYC business procedures, and in line with the Global Minimum KYC Standards and Saxo Group’s Risk Appetite. To meet the SLA’s for processing the incoming cases and meet the agreed Quality standards. To identify and escalate potential areas for process improvement and system automation with focus on enhancing the client experience. To reach or exceed the Key Objectives agreed with your leader. To participate in daily tasks such as quality check, review of results of the ongoing client AML screening, processing incoming requests to the team’s inbox. To do periodic review/ODD of corporate clients and to ensure documentation is accurate & current. To work with key internal stakeholders within the Global Onboarding & KYC teams. To be able to work independently after appropriate training has been provided. To interact and cooperate with...

Flow Traders is looking for a Junior Compliance Officer with a focus on Core Compliance duties to join our Compliance team in our Amsterdam office. In this role you will be part of the second line of defence (2LoD) which comprises oversight and compliance functions. Your core duty will be to run processes and controls relating to core compliance functions in the firm. Specifically, you will be responsible for personal transactions monitoring, gifts and entertainment monitoring, open period administration, communications surveillance, and procedures related to market soundings and associated cleansing. You will directly report to the Team Lead AML & Monitoring. What you will do Review disclosures made by EMEA employees relating to conflicts of interest, gifts and entertainment, and personal transactions Perform monitoring tasks related to the enforcement of policies relating to conflicts of interest, gifts and entertainment, and personal transactions Investigate...

About the Company Gemini is a global crypto and Web3 platform founded by Tyler Winklevoss and Cameron Winklevoss in 2014. Gemini offers a wide range of crypto products and services for individuals and institutions in over 70 countries. Our flagship product, the Gemini Exchange, was built to be a compliant and secure platform to buy, sell, and store crypto. Our suite of retail products includes ActiveTrader, a high-performance platform for advanced traders. Gemini also offers the Gemini Credit Card providing real-time crypto rewards, the Gemini dollar (GUSD), a U.S. dollar-backed stablecoin, and Gemini Staking, allowing users to securely stake their tokens on-chain and receive rewards. Nifty Gateway , Gemini's NFT platform, is the world's premier marketplace for NFTs and digital art. Gemini customers also have access to a wide range of institutional products tailor-made for high-net-worth individuals, asset and wealth managers, and hedge funds and liquidity...

Who We Are OKX is revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We are deeply committed to shaping a fairer, more transparent and accessible society through blockchain technology and to date, we have 50+ million users, 3000+ employees and 180+ countries believing in the same vision as us. We are safe and reliable, backed by our Proof of Reserves. As strong supporters of the Arts and Sports, we are proud partners of @McLarenF1 @ManCity @Tribeca .   About the Team The Compliance function at Okcoin is responsible for the overall compliance culture at the company. We’re a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk. Our KYC Advisory team, in particular, is responsible for the strategic design, implementation, and oversight of the Global KYC Program across all business lines.   What You'll be Doing: The...

Since 2011, we’ve had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and receive money wherever they are, whatever they’re doing. There’s still heaps to do and we can’t do it alone. We’re looking for a Regulatory Compliance Lead for Pacific (Australia and New Zealand).  Based in Sydney , you will work with a growing team of multidisciplinary specialists (Product, Treasury, Bank Product, Security based in our offices in APAC and HQ in London) to help build world class products in the Pacific. You’ll help manage and strengthen the team’s relationships with regulators by having a clear overview of our regulatory requirements and how we meet them through our products, processes and controls.  You’ll have ultimate responsibility for maintaining...