153 Compliance Legal jobs

We’re Coinbase. We’re the world’s most trusted way to join the crypto revolution, serving more than 89 million accounts in more than 100 countries.  Our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web 3.0 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who...

About the job:   Have a deep knowledge of CDB20, FINMA regulation and in general the KYC requirements of the Swiss financial market 2+ years of work experience in a similar position (Onboarding/Renewal/Quality KYC team) within the banking/financial services industry in Switzerland Experience with Transaction Monitoring and Know Your Client (KYC) tools Solid education in Risk Management with a deep understanding of the KYC framework (a bachelor degrees is considered as a plus) Affinity to new technologies and digital business processes Motivated to work in a small but powerful team Be a well-organized, disciplined and structured person Ability to work well under pressure and to think quickly to solve problems in real-time Very good verbal and written skills in English, which is our corporate language, and good German skills are required (other languages are considered an advantage) We offer: The COO organisation is responsible for building, constantly...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

Paysend is a UK-based FinTech company that has over 7 million customers and is on a mission to change the way that people and businesses globally manage their money. Our growth has been fast and exciting. We were the first FinTech company to introduce global card-to-card transfers, connecting 12 billion cards issued by the international payment systems Mastercard, Visa, China Union Pay and local cards schemes, and we have strategic partnerships with many of the world’s top payment companies. Born in April 2017, we now serve customers in over 150 countries and have over 200 employees, having more than doubled in size since March 2020. In May 2021, we secured US$125 million in a Series B funding round which valued the company at US$700+ million. Since then we’ve expanded into Asia-Pacific with the opening of our Singapore headquarters, we've opened our Americas and LatAm headquarters in Miami, and recently launched our new European Technology Centre in Belgrade,...

Job Description Working closely with other members of the Legal & Compliance team and other stakeholders your role will be varied and include, but not be limited to, assisting and undertaking: In providing advice to the business on compliance and regulatory matters In the development and implementation of the Annual Compliance Plan Compliance reviews in accordance with the Annual Compliance Plan Administration of Compliance Policies as required In the development and delivery of training on compliance topics as required The preparation of periodic compliance reporting to senior management and/or regulators as required Administration and maintenance of the Data Privacy Register and Conflicts of Interest Register Other compliance and regulatory tasks as required Your profile You will be educated to degree level You will have a minimum of 5 years’ experience in Compliance or Operational Risk roles in financial services You will have good knowledge and...

Senior Product Manager, Compliance At Ripple, we provide one frictionless experience to send money globally using the power of blockchain. By joining Ripple’s growing global network, financial institutions can process their customers’ payments anywhere in the world instantly, reliably and cost-effectively.  Risk and fraud Management is a core function of Payments and with the emerging crypto regulatory policies, this will become even more important in blockchain. In this role, you will build functionality and solutions that enables Ripple to measure, manage and project our liquidity risk, market risk, and credit risk.  Your work will be key in establishing Ripple as an industry leader in risk and identity management in crypto. In this role you will be responsible for:  Manage the strategy and successful delivery of the risk and identity platform that powers the workflows of Ripple’s innovative Risk, Compliance and Privacy functions Lead and Drive vision, roadmap,...

Senior Product Manager, Compliance At Ripple, we provide one frictionless experience to send money globally using the power of blockchain. By joining Ripple’s growing global network, financial institutions can process their customers’ payments anywhere in the world instantly, reliably and cost-effectively.  Risk and fraud Management is a core function of Payments and with the emerging crypto regulatory policies, this will become even more important in blockchain. In this role, you will build functionality and solutions that enables Ripple to measure, manage and project our liquidity risk, market risk, and credit risk.  Your work will be key in establishing Ripple as an industry leader in risk and identity management in crypto. In this role you will be responsible for:  Manage the strategy and successful delivery of the risk and identity platform that powers the workflows of Ripple’s innovative Risk, Compliance and Privacy functions Lead and Drive vision, roadmap,...

Senior Product Manager, Compliance At Ripple, we provide one frictionless experience to send money globally using the power of blockchain. By joining Ripple’s growing global network, financial institutions can process their customers’ payments anywhere in the world instantly, reliably and cost-effectively.  Risk and fraud Management is a core function of Payments and with the emerging crypto regulatory policies, this will become even more important in blockchain. In this role, you will build functionality and solutions that enables Ripple to measure, manage and project our liquidity risk, market risk, and credit risk.  Your work will be key in establishing Ripple as an industry leader in risk and identity management in crypto. In this role you will be responsible for:  Manage the strategy and successful delivery of the risk and identity platform that powers the workflows of Ripple’s innovative Risk, Compliance and Privacy functions Lead and Drive vision, roadmap,...

About the job:   To process the incoming clients applications in accordance with the KYC business procedures, and in line with the Global Minimum KYC Standards and Saxo Group’s Risk Appetite; To meet the SLA’s for processing the incoming cases and the agreed quality standards; To identify and escalate potential areas for process improvement and system automation with focus on enhancing the client experience; To reach or exceed the Key Objectives agreed with your leader; To participate in daily tasks such as quality check, review of results of the ongoing client AML screening, processing incoming requests to the team’s inbox; To do periodic review of client files and to ensure KYC documentation is accurate and compliant; To work with key internal stakeholders within the Global Onboarding & KYC teams; We offer: The COO organisation is responsible for building, constantly developing and improving the full digital value chain that we deliver to our clients and...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Responsibilities Development and management of Brazil's compliance policies and processes Ensure ongoing monitoring and reporting Coordinating various foreign regulatory filings Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews Assisting in the development of training materials Providing statistics on monitoring completion as needed Making recommendations for enhancing the firm’s systems, controls and processes Managing monitoring registers and other...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role The Legal team sits at the heart of Revolut and it's a very important part of the business 🚀 This lovely bunch supports all other...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role チームについて...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role レボリュートについて...

Are you a passionate about working with potential customers to add value to their businesses? Do you love hunting for business in order to grow revenue and sales? If so, we'd love to hear from you! We have a great opportunity for a Sales Professional within the Regulatory Risk and Compliance Team to join our growing and dynamic team who has a passion for sales and has a ”hunter” mentality. The Sales Specialist has responsibility for driving the Risk business development activity in Ireland (existing customers and named prospects). You will be responsible for a gross recurring and outright sales revenue goal. The Sales Specialist must have domain knowledge of Governance, Risk and Compliance requirements and workflow. This includes: AML/KYC Screening, Enhanced Due Diligence (EDD) and Regulatory Content within the financial or corporate markets. The successful candidate will be effectively positioning and demonstrating our solutions in this area and through a consultative...

About Kraken As one of the largest and most trusted digital asset platforms globally, we are empowering people to experience the life-changing potential of crypto. Trusted by over 8 million consumer and pro traders, institutions, and authorities worldwide - our unique combination of products, services, and global expertise is helping tip the scales towards mass crypto adoption. But we’re only just getting started. We want to be pioneers in crypto and add value to the everyday lives of billions. Now is not the time to sit on the sidelines. Join us to bring crypto to the world. To ensure Kraken is the right fit for you, please ensure you read Kraken Culture Explained   to find out more about us! Overview of the role Kraken is growing at a rapid pace, during an incredibly exciting time in the crypto industry. Kraken is looking for a Senior Compliance Manager to join our team.  The purpose of this role is to develop, enhance, and support the Corporate...

About the job:   Job Ad Text Responsibility: Responsible for onboarding Private clients for Global Onboarding function based in India. (supporting the transition of Private onboarding to India from local entities and also in building the sufficient regulatory capacity to perform on ongoing AML requirements of SAXO, ongoing due diligence (ODD) , CTF and Tax client evaluations. Should be able to multitask among core onboarding activities and related admin tasks with reasonable efficiency and accuracy. Should be a People Manager with proven background of leading with example and motivational/inspirational leader. Conduct performance reviews for the Team. Streamline and optimize onboarding processes where possible and contribute actively to creating and maintaining global policies, procedures and work instructions. To identify and escalate potential areas for process improvement and system automation with focus on enhancing the client experience; Take part in...

 As a Compliance Officer, you will be part of the Compliance & Risk Department. Job scope includes the following: Work closely with the Head of Compliance, together with members of the local and global compliance team and other internal functions, to ensure that processes, system and controls are in place and reflect applicable Group and local regulatory requirements. Keep pace with regulatory changes, perform a gap analysis on new regulations and undertake an assessment of the relevant changes against current policies and procedures. Assist in the handling of regulatory consultations and reviews, MAS submissions, notifications, surveys and requests for information, as relevant. Undertake risk assessments and periodic reviews in accordance with the Compliance Monitoring Plan. Review of client’s account opening requests (such as private clients, companies, institutional clients, financial institutions, external asset managers, introducing brokers) from an AML/CTF...

The Role: Senior Analyst, Global Tax Reporting & Compliance The Grade/Level: (relevant to internal only) 10 The Location: Englewood, CO S&P Global is seeking a Tax Analyst with experience in tax reporting and compliance.  Responsibilities will include assisting with US tax compliance, quarterly tax close procedures and supporting other members of the tax group on special projects, as needed.   The Impact: Tax rules within the jurisdictions in which S&P Global operates are constantly evolving. In this role, The Tax Analyst will have the opportunity to contribute to all aspects of corporate tax reporting and income tax compliance. The Tax Analyst will have primary responsibility for US compliance which includes maintaining tax systems to ensure all calculations make use of the latest information obtained from multiple sources and to add efficiency to tax processes wherever possible leveraging technology. General job duties may be a combination of...

Key Responsibilities  The selected candidate will have ownership for: Assisting/providing information for indirect tax filings and tax accounting figures of entities across the globe. Responding to tax compliance advisor queries e.g. analysing information in the GLs, providing descriptions of expenses, preparation of summaries, reconciliations, etc Preparing Tax accounts reconciliations/Blackline Reconciliation Assisting with the preparation and posting of tax journals Assisting with queries from various team including external Auditors. Candidate Profile The ideal candidate should possess the following: A high degree of organization and ability to thrive in a fast-paced environment Possessing a Finance/Accounting/commerce/ degree or professional qualification (CA/CIMA/ACCA) at the intermediary level. Minimum of 1 to 2 years’ experience in tax compliance work or overseas support services would be an added advantage. Hands on experience in Oracle....

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...