256 Compliance Legal jobs

Position Summary                                             We are looking to recruit a Senior Legal Counsel with a proven record of client service and a practical, problem-solving approach to support our businesses across the Americas, based in New York City.  The successful candidate needs to be a hands-on, commercial contracts lawyer and will provide specialist and strategic legal advice for all aspects of the Group’s Data & Analytics Division. Role Responsibilities Providing a wide range of legal advice and support to the sales, proposition and leadership teams in the Americas. Reviewing, drafting, revising and negotiating agreements with customers, vendors, partners and other third parties, including data licenses, software and intellectual property licenses, strategic partnerships, master agreements,  and other complex commercial agreements. Advising on legal issues related to the collection, usage and licensing of content/data/news from multiple...

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth. Our culture of connecting, creating opportunity and delivering excellence shapes how we think, how we do things and how we help our people fulfil their potential. We are looking for people with relevant industry or technical experience who have taken an extended career break of at least 18 months or more. It might be that you’ve taken time out for childcare or eldercare, have relocated, or for any other reason. You could also have been studying or working on a small-scale basis to fit around your other commitment or have not done any paid work for a few years.  ELIGIBILITY You must have the right to work in the UK. You must have been out of formal employment for at least 18 months (we cannot accept consulting CVs). ROLE DETAILS We are looking for a Financial Crime Subject...

Role Purpose Supporting Investment Solutions Compliance team in delivering effective second line oversight of the Business, providing SME advice to the Business on Compliance related matters and in maintaining Compliance with the relevant regulations, including the UK Benchmark Regulation. Role Responsibilities   This role is part of the Investment Solutions Compliance team (within the London Stock Exchange Group’s Data and Analytics division), focusing on, but not limited to the regulatory compliance with the UK Benchmark Regulation. The Compliance team advises the Business on the regulatory compliance matters related to the day-to-day Business operations and strategic Business initiatives across the different jurisdictions, oversees regulated index business activities of FTSE Russell and Refinitiv index administrators from the second line perspective, provides the relevant education and training, manages regulatory interactions, reports and notifications and assesses...

Role Responsibilities Providing a wide range of legal advice and support to the technology and procurement teams. Reviewing, drafting, revising and negotiating a wide range of agreements with vendors, partners and other third parties, including data licenses, software and other intellectual property related licenses, SaaS, outsourcing, master agreements, term and conditions, non-disclosure agreements, and other commercial agreements. Advising and responding on legal issues related to the collection, usage and licensing of data/software services from multiple sources, disputes, regulatory issues, technology, vendors, intellectual property, privacy and cybersecurity matters, data misuse, and consumer complaints. Supporting the coordination of legal matters handled by outside counsel and managed legal service providers. Sharing responsibility for maintaining, updating and revising contract template agreements, processes and playbooks, supporting on special projects where...

Bitstamp is the original Cryptocurrency Exchange. Since 2011 when we started in a garage with just two laptops and some big ideas, we have been at the forefront of the crypto industry, driving innovation and ensuring that above all else we are human in our approach, trusted by our customers and, with an unwavering belief in blockchain technology, providing secure and innovative access to crypto to all corners of the world. Our success has been always about the amazing ideas, talent and passion of our people and the disruption we have created together on our crazy crypto journey. We are growing faster than ever, creating opportunities where we find the best people and always looking for the next bunch of crypto-curious thinkers and individuals who want to make the next difference. As a Junior Legal Officer , you will join the Legal Team, you’ll work with an international group of like-minded people who are passionate about driving growth and development of the...

The role holder will be part of the Compliance team and will be responsible for undertaking compliance monitoring and day-to-day compliance activities; helping to ensure that the Company complies with all regulatory requirements, including global tax compliance and financial crime legislation. The person will be reporting to the Head of Compliance. As a Compliance Assistant, you will: Undertake compliance monitoring in accordance with the Compliance Monitoring Programme and as appropriate monitor corrective actions; Review financial promotions, company’s and partner’s website and provide approval. Ensure staff in business departments are aware of, and adhere to, the Company’s policies on financial promotions; Ensure the application of the following processes:  AML/KYC processes; Sanction and PEP screening; Global tax compliance legislation (AEOI/FATCA); Review customer complaints, claims and litigation, investigate where appropriate, and work with staff in business...

About Genesis Genesis is a global leader in institutional digital asset markets. We provide a single point of access for digital asset trading, derivatives, borrowing, lending, custody and prime brokerage services. Genesis facilitates billions in trades, loans and transactions on a monthly basis. We have a proven track record driving results for some of the largest digital asset-focused hedge funds, quant funds, family offices, VC’s, market makers and exchanges. Join Our Team Genesis is expanding to solve some of the toughest challenges in digital asset financial markets. About This Role - Associate, Compliance Advisory We are currently seeking a motivated and enthusiastic Compliance Advisory Associate who will report to the Compliance Chief of Staff. The Compliance Associate is responsible be for supervising the business to ensure compliance with regulations and firm policies as well as assist with the implementation of new regulations and new systems / processes...

Job Description and Responsibilities Interactive Brokers LLC, has an immediate need for Compliance Analysts at our Chicago office. This is a temporary contract position. The requisition is for a six-month assignment (with a possibility of extension. IB, in its sole discretion, may offer a contractor a permanent position).  In the absence of direct industry experience, we will also consider applicants with excellent Bachelor’s-level educational credentials who have some background in law, accounting, computer science or similar areas with strong analytical and quantitative skills. Prepare Surveillance Report review and memorialization Regulatory Filings Assist with Anti Money Laundering Program Conduct Fraud Monitoring Develop knowledge about firm processes Advise management by collecting, analyzing, and summarizing data and trends.  Qualifications Trading experience or trading knowledge is required College degree is  required ....

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 18+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 3000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Compliance is a key team that ensures Revolut’s products and processes meet the wording and spirit of regulatory requirements, then...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 18+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 3000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Compliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the best...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 18+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 3000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Compliance is a key team that ensures Revolut’s products and processes meet the regulatory requirements and translate this into the...

About us We’re a diverse group of visionary innovators who provide trading and workflow automation software, high-value analytics, and strategic consulting to corporations, central banks, financial institutions, and governments. More than 40% of the world’s largest companies use our solutions. Founded in 1999, we’ve achieved tremendous growth by bringing together some of the best and most successful financial technology companies in the world. Over 2,000 of the world’s leading corporations, including 50% of the Fortune 500 and 30% of the world’s central banks, trust ION solutions to manage their cash, in-house banking, commodity supply chain, trading and risk. Over 800 of the world’s leading banks and broker-dealers use our electronic trading platforms to operate the world’s financial market infrastructure. With 10,000 employees and offices in more than 40 cities around the globe, ION is a rapidly expanding and dynamic group.   Within ION Analytics we help clients...

The Role Debtwire, the leading financial newswire for the fixed income markets, is looking for a reporter to expand its legal coverage for its Debtwire CEEMEA product. Debtwire CEEMEA provides actionable intelligence for subscribers on situations across Central and Eastern Europe/CIS/Russia, Middle East and North Africa, plus sub-Saharan Africa. The role based in London is entirely focused on off-diary reporting and reporters are expected to use their own initiative to uncover leads from market sources. The position will offer the opportunity for foreign travel and moderating at conferences. Key Responsibilities •Working on the news desk, candidates will be expected to cover primarily distressed companies undergoing court-driven restructuring processes and to report on live hearings.  •The role will involve interacting with legal sources to verify information and source documents. •The successful candidate will also maintain the CEEMEA restructuring database by...

We are looking for a critical thinker with strong analytical skills and able to communicate results across all levels of the organization. Your primary responsibility will be leading LIST Internal Audit & Compliance Department reporting directly to the Board of Directors. You could be based in Pisa or Milan office.   Your responsibilities Leads the Internal Audit function and develops compliance and risk management methodologies and procedures; Develops the Annual Audit Plan using appropriate risk-based methodologies; Leads the successful development, management and end-to-end execution of Audit and Compliance Plans; Performs audits and investigations as a lead auditor in all areas (in particular IT Audit, D.lgs . 231/01, GDPR, ISMS ISO 27001, QMS ISO 9001); Ensures results are achieved in a timely manner by applying state-of-the-art methodologies while keep key stakeholders updated;  Presents results and subsequent recommendations to Top...

With over 1,500 employees of more than 88 nationalities, Exness is the place for global teamwork, incredible leadership, a learning culture, and constant development. Unlimited by time zones, Exnessians from around the world have worked seamlessly together since 2008 to provide our traders with the best possible trading experience. Today, we stand proud with over 300,000 active traders and 2.5 trillion USD in monthly trading volume. Your role at Exness: We are looking for a full-time Senior Compliance Officer ​who will join our Group’s Compliance team in Limassol, Cyprus.  The Senior Compliance Officer shall be supporting the compliance efforts of the Group and reporting directly to the Deputy Head of Compliance. You will be:  Draft and revise policies and procedures and prepare reports; Audit existing processes, identify weaknesses and suggest corrective actions; Evaluate new business ideas, products, services, assess risks and give opinion;...

About Genesis Genesis is a global leader in institutional digital asset markets. We provide a single point of access for digital asset trading, derivatives, borrowing, lending, custody and prime brokerage services. Genesis facilitates billions in trades, loans and transactions on a monthly basis. We have a proven track record driving results for some of the largest digital asset-focused hedge funds, quant funds, family offices, VC’s, market makers and exchanges. Join Our Team Genesis is expanding to solve some of the toughest challenges in digital asset financial markets. About This Role – KYC EDD Lead We are currently seeking a motivated and enthusiastic KYC EDD Lead who will work closely with the Chief Compliance Officer (CCO) and AML Officer in New York. The candidate will be instrumental in helping to provide and continue Genesis’ commitment to the highest standards of regulatory and financial crime compliance. Responsibilities Day-to-day management of...

The engineering team at Chainalysis is inspired by solving the hardest technical challenges and creating products that build trust in cryptocurrencies. We’re a global organization with teams in Denmark, the USA and the UK who thrive on the challenging work we do and doing it with other exceptionally talented teammates. Our industry changes every day and our job is to build a flexible platform that will allow us to adapt to those rapid changes.  The Director of Engineering, Compliance & Risk Products will lead and grow multiple teams who work on the products that build trust in blockchain for fintechs, dApp developers and Fortune 500 enterprises. They’re a trusted mentor to managers and engineers across the organization and vital partners for the Director of Product, working with them to develop the strategy for the team and the product. They are as comfortable in front of a whiteboard discussing architecture as they are building and measuring OKRs. They would rather make...

Working at Bitfury: Bitfury is a leading emerging technologies company.  At Bitfury, you can build the solutions of the future, with the most significant technologies of the millennium, in a modern and flexible workplace. We work a bit faster, and a bit smarter, so we can make the world a bit better. Benefits of Working at Bitfury:  International Experiences & Global Impacts  Bitfury is an international company with 200+ team members in more than 16 countries. No matter your assignment, your work will support global technology initiatives and best-in-class security operations in North America, Asia and Europe, as well as help us fulfil our mission to make the world more trusted and secure.   Building the Future We believe big data, artificial intelligence, blockchain technology, tokenized economies and cryptocurrencies are the future of our digital, global economy. Bitfury is building this future through our products that offer digitised security,...

Working at Bitfury: Bitfury is a leading emerging technologies company.  At Bitfury, you can build the solutions of the future, with the most significant technologies of the millennium, in a modern and flexible workplace. We work a bit faster, and a bit smarter, so we can make the world a bit better. Benefits of Working at Bitfury:  International Experiences & Global Impacts  Bitfury is an international company with 200+ team members in more than 16 countries. No matter your assignment, your work will support global technology initiatives and best-in-class security operations in North America, Asia and Europe, as well as help us fulfil our mission to make the world more trusted and secure.   Building the Future We believe big data, artificial intelligence, blockchain technology, tokenized economies and cryptocurrencies are the future of our digital, global economy. Bitfury is building this future through our products that offer digitised security,...

Working at Bitfury: Bitfury is a leading emerging technologies company.  At Bitfury, you can build the solutions of the future, with the most significant technologies of the millennium, in a modern and flexible workplace. We work a bit faster, and a bit smarter, so we can make the world a bit better. Benefits of Working at Bitfury:  International Experiences & Global Impacts  Bitfury is an international company with 200+ team members in more than 16 countries. No matter your assignment, your work will support global technology initiatives and best-in-class security operations in North America, Asia and Europe, as well as help us fulfil our mission to make the world more trusted and secure.   Building the Future We believe big data, artificial intelligence, blockchain technology, tokenized economies and cryptocurrencies are the future of our digital, global economy. Bitfury is building this future through our products that offer digitised security,...