178 Legal jobs

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Data Protection / GDPR Compliance Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Data Protection and GDPR Regulatory requirements.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in establishing a...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager   Career Pathway: RL3     Report to: Head of Compliance Monitoring Location: UK   Overview Reporting to the Senior Compliance Monitoring Manager Team Lead within the Group’s Risk and Compliance Function reporting through to the Compliance Director and in turn the Group Chief Risk Officer, as a member of the Group Executive Committee. Working in harmony across the “Regular”, “Thematic” and “Specialist” Monitoring Teams to deliver high quality compliance-focused assurance and challenge. The role and team exist to meet regulatory requirements of Compliance Monitoring. You will support the team to provide assurance and challenge to the business on its compliance with regulatory requirements. You...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Compliance Regulatory Reporting Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focussed on Compliance Regulatory Reporting.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in establishing a risk based...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager (Savings / Payments / Treasury Compliance Monitoring Specialist) Career Pathway: RL3 Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Savings / Payments / Treasury Regulatory requirements.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge.  The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead in...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager   Career Pathway: RL3     Location: UK   Overview Reporting to the Senior Compliance Monitoring Manager Team Lead within the Group’s Risk and Compliance Function reporting through to the Compliance Director and in turn the Group Chief Risk Officer, as a member of the Group Executive Committee. Working in harmony across the “Regular”, “Thematic” and “Specialist” Monitoring Teams to deliver high quality compliance-focused assurance and challenge. The role and team exist to meet regulatory requirements of Compliance Monitoring. You will support the team to provide assurance and challenge to the business on its compliance with regulatory requirements. You will be responsible for monitoring and...

You will primarily be responsible for managing and working on contentious matters, but you will also have the opportunity to support a number of different areas and projects across the bank, including on strategic matters and particularly in relation to dispute prevention. The role represents a fantastic opportunity to join a growing team, work on a wide range of initiatives and make your mark at one of the UK’s most exciting fintechs. The role will be based in Starling Bank’s Cardiff office. The work will include: Advising on Starling Bank’s disputes in a timely and cost-effective manner to achieve positive outcomes for the bank as a whole. This will include managing any financial services disputes matters, corporate/commercial disputes, complex complaints or groups of connected complaints and collections; Providing advice and assistance to all areas of the business in respect of potential disputes, claims and complaints; Assisting business teams with other...

This role is available to those within a commutable distance of the Cardiff or London Offices. You must be prepared to travel to our various sites when necessary. The Starling Legal function supports all areas of the bank and deals with or manages all legal matters, including retail and business banking, contracts, property, IP, data protection/privacy and disputes. For this role, you will be part of the Digital, Data & Commercial Contracts Legal team and will report into the Managing Counsel who heads up this team. The Digital, Data & Commercial Contracts Legal Team overall delivers the legal advice and solutions for products and channels, data protection, IP, commercial contracts including for third party suppliers, our Marketplace and our Starling as a Service offerings. In this particular role, you will support a number of different initiatives focussed on our growing Engine by Starling/ banking as a service offering and in the commercial contracts space. You will...

This role is available to those within a commutable distance of the Cardiff or London Offices. You must be prepared to travel to our various sites when necessary. The Starling Legal function supports all areas of the bank and deals with or manages all legal matters, including retail and business banking, contracts, property, IP, data protection/privacy and disputes. For this role, you will be part of the Digital, Data & Commercial Contracts Legal team and will report into the Managing Counsel who heads up this team. The Digital, Data & Commercial Contracts Legal Team overall delivers the legal advice and solutions for products and channels, data protection, IP, commercial contracts including for third party suppliers, our Marketplace and our Starling as a Service offerings. In this particular role, you will support a number of different initiatives focussed on our growing Engine by Starling/ banking as a service offering and in the commercial contracts space. You will...

Role Responsibilities and Key Accountabilities - Provides Compliance advisory support to an LSEG regulated or non-regulated business/legal entity in order to ensure the organisation complies with all applicable regulatory requirements or relevant best practices. - Carries out analysis activities in accordance with the Compliance monitoring, business strategy, and assurance plan, including global regulatory analysis, findings and production of data driven reports. - Maintains the rules of a specific LSEG business/legal entity and handles client queries on them, acting as a communication channel between the regulated business/legal entity and its regulator(s). - Maintains general understanding of Product Life Cycle and collaborates with regulated and non-regulated businesses to track trends related to product lines with a clear or potential regulatory impact. - Keeps abreast of, and provides relevant analysis on, the impact of the latest regulatory developments on the regulated and...

The Senior Compliance Manager, Data & Analytics – Trading & Banking is an established and existing role within the London Stock Exchange Group “LSEG”. The role will support the Data & Analytics (“D&A”) Trading & Banking (“T&B”) Business team as a trusted partner, providing salient guidance and advisory support to senior management within the T&B Business lines and to protect the LSEG brand, its products and employees. The role will be located in London and report into the global Director, D&A Compliance (responsible for Trading and Banking) who is based in London. The Senior Compliance Manager will provide compliance advice and support to meet evolving business development. This role will be responsible for ensuring appropriate policy, processes, systems and structures are in place to manage compliance with the businesses legal and regulatory obligations. This role would primarily focus across the global regulatory footprint of the T&B...

Role Responsibilities and Key Accountabilities - Provides Compliance advisory support to an LSEG regulated or non-regulated business/legal entity in order to ensure the organisation complies with all applicable regulatory requirements or relevant best practices. - Carries out analysis activities in accordance with the Compliance monitoring, business strategy, and assurance plan, including global regulatory analysis, findings and production of data driven reports. - Maintains the rules of a specific LSEG business/legal entity and handles client queries on them, acting as a communication channel between the regulated business/legal entity and its regulator(s). - Maintains general understanding of Product Life Cycle and collaborates with regulated and non-regulated businesses to track trends related to product lines with a clear or potential regulatory impact. - Keeps abreast of, and provides relevant analysis on, the impact of the latest regulatory developments on the regulated and...

An exciting new compliance opportunity exists to provide regulatory advice and compliance support across various Capital Markets entities in different jurisdictions. The role will have a strong securities trading focus but will also include FX and derivatives coverage. The successful candidate will be based in Singapore and will have significant growth opportunities through involvement in work across different asset classes and spanning multiple geographies. The role will report to the Director of Capital Markets Compliance Asia. The role is to provide regulatory and compliance support to an important business initiative aimed at facilitating business growth and expansion of traditional European trading venue services into new jurisdictions across the globe, with particular focus on the Asia Pacific region. This role will also support other securities trading workstreams, including digital assets, whilst also providing compliance advisory and contributing to control assurance...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Due to the continued growth of our Legal Team at HL we have a newly created position of Legal Team Coordinator available. This is a fantastic opportunity for a competent and organised administrator to gain insight and experience within a high performing legal team. As a Legal Team Coordinator, you will be providing proactive assistance to the legal team to support them in operating efficiently and effectively, collaborating across the HL group, and enabling HL to achieve our strategic objectives. What you’ll be doing Provide proactive support to the legal team to enable the strategic outcomes of the team and the wider HL group Support with the triaging and response to legal matters Maintaining and managing the legal team templates,...

Excited to grow your career? Our purpose is to 'empower people to save and invest with confidence'. We are looking for great people to join us, so please come and invest in YOUR future at Hargreaves Lansdown. About the role Role: Senior Compliance Monitoring Manager  (Financial Crime Compliance Monitoring Specialist) Career Pathway: RL3     Report to: Senior Manager Compliance Monitoring “Specialist” Team Lead Location: UK   Location: UK   Overview Reporting to the SM Compliance Monitoring “Specialist” Team Lead , the Senior Compliance Monitoring Manager will take the lead for a part of the Group's Compliance Monitoring programme, specifically focused on Financial Crime.  Working in harmony across the “Regular” and “Thematic” Monitoring Teams to deliver high quality compliance-focused assurance and challenge. The role and team exists to meet regulatory requirements of Compliance Monitoring. You will take the lead is establishing a risk based...

Interactive Brokers is looking to hire a Senior Compliance Analyst in the EDD team in our office in Chicago, IL. Analysts will report to a Compliance Manager  in our Chicago office and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations. Responsibilities Conducting ongoing review analysis of clients’ KYC profile and transactions in accordance with established procedures in line with IBKR policy Advising management by collecting, analyzing, and summarizing data and trends.  Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met Contribute to streamlining current processes and identifying areas for improvement Perform negative news and public domain searches on high risk clients and related parties in different categories of EDD   Qualifications The ideal candidate will have some regulatory...

About us We equip the financial community with access to an open platform that uncovers opportunity and catalyzes change. With a dynamic combination of data, insights, technology, and news from Reuters, our customers can access solutions for every challenge, including a breadth of applications, tools, and content—all supported by human expertise. At Refinitiv, we facilitate the connections that propel people and organizations to find new possibilities to move forward. Comprehensive, timely, and trusted information is the backbone of effective risk and regulatory AML and KYC compliance management. Our comprehensive, timely, and trusted information enables our customers to gain deeper insight into their customers and thirdparties and helps to make better informed decisions about whom they do business with. We offer the critical resources our customers need to make reliable and informed financial crime mitigation decisions. Position Summary We have a great opportunity for...

This role is part of the Benchmark & Index Solutions Compliance team (within the London Stock Exchange Group’s Data and Analytics division), focusing on, but not limited to the regulatory compliance with the UK/ EU Benchmark Regulation. The Compliance team advises the Business on the regulatory compliance matters related to the day-to-day Business operations and strategic Business initiatives across the different jurisdictions, oversees regulated index business activities of FTSE Russell and Refinitiv index administrators from the second line perspective, provides the relevant education and training, manages regulatory interactions, reports and notifications and assesses and responds to the ongoing regulatory changes. In doing so, it collaborates closely with other regional and global compliance teams within the London Stock Exchange Group. The Compliance Manager will be responsible for supporting the following activities: Regulatory interactions: managing ongoing...

This role is part of the Benchmark & Index Solutions Compliance team (within the London Stock Exchange Group’s Data and Analytics division), focusing on, but not limited to the regulatory compliance with the UK/ EU Benchmark Regulation. The Compliance team advises the Business on the regulatory compliance matters related to the day-to-day Business operations and strategic Business initiatives across the different jurisdictions, oversees regulated index business activities of FTSE Russell and Refinitiv index administrators from the second line perspective, provides the relevant education and training, manages regulatory interactions, reports and notifications and assesses and responds to the ongoing regulatory changes. In doing so, it collaborates closely with other regional and global compliance teams within the London Stock Exchange Group. The Compliance Manager will be responsible for supporting the following activities: Regulatory interactions: managing ongoing...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world?   Responsibilities Development and management of El Salvador compliance policies and processes Ensure ongoing monitoring and reporting Coordinating various foreign regulatory filings Focusing on internal compliance policy review, including ongoing assessments, assisting with compliance review, internal audit reviews and ongoing or ad hoc reviews Assisting in the development of training materials Providing statistics on monitoring completion as needed Making recommendations for enhancing the firm’s systems, controls and processes Managing monitoring registers and other...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform.  Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. As a Senior Paralegal, Regulatory Compliance & Licensing, you are an essential member of the team.  We look for candidates who are passionate about supporting our Legal team across a great variety of work, where no task is too big or small. They take pride in the work they do. They are attentive to detail and their ability to take initiative is what sets them apart. If you are someone that loves...