158 Legal jobs

Job Description Cboe is one of the world’s largest exchange holding companies, offering cutting-edge trading and investment solutions to investors around the world. Cboe’s culture is unique. Our associates come to work inspired, knowing they can be part of the next market-defining breakthrough, whether they are writing code for the next technology release, paving the way for a new product launch, or advocating for a market reform. We strive to efficiently use innovation to better serve customers and the broader marketplace. Please note : We lead with a flexibility first work model. Ideal candidate would be available to come on site a few times per year for all hands team/department meetings (either our Chicago or NY office) but this role is mostly remote. About the role: The candidate selected will perform data compliance reviews and audits of data recipient compliance with the Cboe data agreement and policies. Responsibilities: Perform audits of Cboe data...

At Xe, we live currencies. We provide a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile apps and by phone. Last year, we helped nearly 300 million people access information about the currencies that matter to them and over 150,000 people used us to send money overseas. Thousands of businesses relied on us for information about the currency markets, advice on managing their foreign exchange risk or trusted us with their business-critical international payments. At XE, we share the belief that behind every currency exchange, query or transaction is a person or business trying to accomplish something important, so we work together to develop new and better currency services that put our customers first. We are proud to be part of Euronet Worldwide (Nasdaq: EEFT),...

At Xe, we live currencies. We provide a comprehensive range of currency services and products, including our Currency Converter, Market Analysis, Currency Data API and quick, easy, secure Money Transfers for individuals and businesses. We leverage technology to deliver these services through our website, mobile apps and by phone. Last year, we helped nearly 300 million people access information about the currencies that matter to them and over 150,000 people used us to send money overseas. Thousands of businesses relied on us for information about the currency markets, advice on managing their foreign exchange risk or trusted us with their business-critical international payments. At Xe, we share the belief that behind every currency exchange, query or transaction is a person or business trying to accomplish something important, so we work together to develop new and better currency services that put our customers first. We are proud to be part of Euronet Worldwide (Nasdaq: EEFT),...

Compliance Officer – Reporting and Operations Location(s): New York, NY (This role is not open to additional locations or remote only) Grade/Level ( relevant for internal applicants only ): 12 The Role:  Lead, Compliance & Risk Position Description This role is in the Ratings Compliance & Risk department and is responsible for managing and directing a wide range of global Compliance operations, with a focus on the analysis and presentation of department results for management reporting, town halls and other communications. The position is part of the team that maintains and develops S&P Global Ratings policies; creates, tracks and coordinates compliance training; oversees global compliance-and-risk-related projects and presentations; gathers and processes data on global department activities, such as complaints, reviews and disciplinary actions; and supports the senior management team of the department to prepare presentations and reports on...

Compliance Policy Officer Location(s): New York, NY (This role is not open to additional locations or remote only) Grade/Level ( relevant for internal applicants only ): 13 The Role:  Senior Lead, Compliance & Risk Position Description This role is in the Ratings Compliance & Risk department. The Policy Officer is responsible for working with S&P Ratings Services business units, Global Risk Management, and Compliance staff and senior management in developing, drafting, implementing, and monitoring S&P Ratings Services policies and procedures to ensure that they meet the highest industry standards, and are consistent with regulatory requirements in the more than 20 jurisdictions where S&P Ratings Services is registered as a Credit Rating Agency. The position is a part of the team that maintains and develops the policies that apply to S&P Global Ratings, reflecting regulatory and business requirements applicable to the Ratings...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform. Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The Legal team works cross-functionally and across multiple jurisdictions to create Legal strategies that facilitate the launch and growth of Airwallex products globally. This diverse role will work across a variety of areas, primarily supporting growth activities in the UK and Europe, and also working closely with stakeholders from our Product, Strategy and Management teams. This role will take on...

Airwallex is the leading financial technology platform for modern businesses growing beyond borders. With one of the world’s most powerful payments and banking infrastructure, our technology empowers businesses of all sizes to accept payments, move money globally, and simplify their financial operations, all in one single platform.  Established in 2015 in Melbourne, our purpose is to connect entrepreneurs, business builders, makers and creators with opportunities in every corner of the world. Today, Airwallex has a global footprint across Asia-Pacific, Europe, and North America. The role:   The Airwallex legal team is looking for an experienced, creative, and talented legal counsel to partner closely with our global product teams and US commercial teams as they expand Airwallex’s presence in the US and Americas markets. You’ll advise on new product launches and initiatives, lead some of the company’s most complex deals, and have the opportunity to own a variety of other...

BE PART OF A BANK LIKE NO OTHER. When you work with the world's most innovative companies, you know you're making a difference. Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work. They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business. Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive...

With over 1,700 employees of more than 88 nationalities, Exness is the place for global teamwork, incredible leadership, a learning culture, and constant development. Unlimited by time zones, Exnessians from around the world have worked seamlessly together since 2008 to provide our traders with the best possible trading experience. Today, we stand proud with over 300,000 active traders and 2.5 trillion USD in monthly trading volume. Your role at Exness: The Compliance Team is an essential component of Exness’s second line of defence risk framework. We advise and challenge the Business Teams with respect to compliance with regulatory requirements and Exness policies, and we monitor and test Exness Teams adherence to those requirements and policies to provide assurance to senior management and shareholders.  This role will b e located in Uruguay to work cl osely with our local team but also with Compliance teams in the Exness Group and other departments in Exness to...

Binance is the global blockchain company behind the world’s largest digital asset exchange by trading volume and users, serving a greater mission to accelerate cryptocurrency adoption and increase the freedom of money. Are you looking to be a part of the most influential company in the blockchain industry and contribute to the crypto-currency revolution that is changing the world? We have an exciting opportunity within our HR team as HR Business Partner to support our Legal Team. In this role, you will support a wide range of HR areas to drive team efficiencies partnering with the senior HRBP of Operations and Legal. You will proactively help resolve issues and offer your advice to enable a rapidly growing team. As a member of the Global HR team, you will also contribute to various HR projects and improving processes.   The key responsibilities for this role include: Support the significant growth of the BU to ensure a successful onboarding and integration for the new...

Job Description Summary: This position assists in the performance of legal work relating to Cboe Europe activities in general and specifically businesses located in the UK including but not limited to Cboe Europe Limited and Cboe FX.  The individual will have day-to-day ownership of legal work arising in relation to these entities and be required to assist the Head of Legal on project work as required.  Areas of focus will include, among others, supporting the equity and derivatives exchanges, regulatory applications, monitoring and analysis, inter group company arrangements, corporate secretarial and governance, commercial contract work and new product initiatives. This position reports to the Head of Legal, Cboe Europe.  Location: London, UK Responsibilities Performs high level drafting of complex legal documents.  Depending on the area of focus, examples of these documents could include, among others, board and committee materials, market data related...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role The Legal team sits at the heart of Revolut and it's a very important part of the business 🚀 This lovely bunch supports all other Revolut...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, our super app has helped 20+ million customers get more from their money. And we're not done yet. As we continue our lightning-fast growth, we believe that two things are essential to continuing our success: our people and our culture. So far, we have 5000+ people working around the world, from our great offices or remotely, on our mission. And we're looking for more. We want brilliant people that love building great products, love redefining success, and love turning the complexity of a chaotic world into the simplicity of a beautiful solution. About the role Do you want to work in a world-class company, delivering the best fintech products? Here’s your shot. We didn’t want to be limited by the...

Senior Compliance Manager Department: Compliance Reporting to: Head of UK Compliance ROLE AND RESPONSIBILITIES Support the Head of Compliance in the overall mitigation of Compliance Risk within CMC Markets; Co-ownership of framework documents, policies, procedures, guidance documents and gap analysis/mapping. Responsible for ensuring there are adequate and sufficient policies, procedures and controls in place to identify, mitigate, manage and prevent regulatory risk. Assisting the business and collecting/reporting relevant MI to ensure on-going compliance with regulatory requirements in relation to: the Senior Managers and Certification Regime, Outsourcing, EMIR, Algorithmic Trading, Short Selling, Remuneration and FX Global Code product governance, client money and external regulatory reporting requirements. Responsible for ensuring sufficient staff training programme in place. Assist the Head of Compliance in ensuring the Compliance Framework remains up to...

In this role, you will be responsible for conducting operational compliance, BCP coordination and 1st line risk management functions within a team of professionals who operate Nasdaq CSD securities settlement and other systems. Responsibilities: Monitoring operational KPIs and ensuring operational compliance of the Nasdaq CSD Operations team; Performing and ensuring daily, monthly and ad-hoc reporting to external and internal parties; Ensuring that Nasdaq CSD Operations team operational routines are up to date and meet legal requirements or procedures; Driving and managing operational resiliency enhancement projects. As the BCP Coordinator you will be responsible for maintenance and testing of BCPs and procedures to secure continuity of business for Nasdaq CSD: Ensure BCP is fully updated at least annually (incl. BIA, contacts, scenarios and etc.); Ensure that BCP updates are in line with other parts of Company continuity framework, e.g. ERP,...

*S&P Global Corporate The Role: Global Compliance and Control Lead – People Rewards The Grade/Level: (relevant for internal applicants only) 13 The Location: Charlottesville, VA or London, England The Team: This role will be part of the People Rewards team. The People Rewards team is responsible to drive the Rewards Strategy for S&P Global focusing on attracting and retaining the top talent. Ensuring that our Reward practices are progressive and aligned to the market. This team constantly is looking to innovate and ensure our reward policies and practices are best in class. The Impact: Own, execute and operationalize the team’s strategic people objectives as defined by the Executive Leadership team. Has an impact across all regions, with visibility outside of own team by contributing to highly visible multidisciplinary projects or initiatives. Serves as a thought leader within their field or areas. What’s in it For You: Global coverage...

About Hex Trust Hex Trust is Asia’s leading provider of digital asset custody solutions for Banks & Financial Institutions, using leading-edge Blockchain technology. Led by innovators from the financial services industry, Hex Trust has built a proprietary platform that delivers a new way for financial institutions, asset managers, and corporations to safely and efficiently operate in the Blockchain ecosystem. Institutional adoption of digital assets and DeFi requires a fundamental shift in the way banks and financial institutions operate. Hex Trust is the link that connects the traditional financial world to the digital assets ecosystem. Position Summary The Compliance Officer will be the person responsible for the management of the daily activities of the Compliance department and maintenance of the company’s compliance and AML program in Italy and France, with direct reporting to the Head of Legal and Compliance. Main responsibilities Conduct AML/CFT review,...

Job Description Compliance Manager, Policy Governance The Compliance Manager for Policy Governance is a new role created to strengthen Cboe’s policy governance and oversight function, particularly to support and align with Cboe’s global expansion initiatives. This role will report to the Director of Compliance for Monitoring and Governance and is entrusted with leading the effort to harmonize various policies and procedures and instill good policy and procedure governance practices, including maintenance, standardization, and consistency. *** Please note , this role is mostly remote as we lead with a flexibility first work model. Ideally, we would like someone to come on site a few times per year for all-hands team/department meetings. We have offices in Chicago, IL, Lenexa, KS and NYC and candidates can choose to work in person as often as they would like but are not required to.*** Duties and Responsibilities: Performs a combination of the following duties...

We’re Coinbase. We’re the world’s most trusted way to join the crypto revolution, serving more than 89 million accounts in more than 100 countries.  Our mission is to increase economic freedom around the world , and we couldn’t do this without hiring the best people. We’re a group of hard-working overachievers who are deeply focused on building the future of finance and Web 3.0 for our users across the globe, whether they’re trading, storing, staking or using crypto. Know those people who always lead the group project? That’s us. There are a few things we look for across all hires we make at Coinbase, regardless of role or team. First, we look for candidates who will thrive in a culture like ours, where we default to trust, embrace feedback, and disrupt ourselves. Second, we expect all employees to commit to our mission-focused approach to our work. Finally, we seek people who are excited to learn about and live crypto, because those are the folks who...